In Vietnam, drought is one of major constraints for maize production.
Consequently, damage caused by drought was estimated more than 30%, up to 70-
80% or no harvest at all. Vietnam is one of the most affected countries by climate
change and drought has been more and more regular and severe. Therefore, it is
annually about 0.6 and 0.7 million ha maize area facing more stresses especially
drought. Maize area, grain yield and production in Vietnam in 2017 was 4.6
tons.ha-1 respectively that it is lower than the global average (5.5 tons.ha-1).
Meanwhile, the demand becomes more and more, leading to exceeding the supply
Therefore, breeding drought tolerant maize varieties is the most important
orientation for rainfed maize areas. Therefore, it is essential for the thesis
“Agronomic traits associated with drought tolerance of tropical-derived
germplasm for hybrid maize breeding” for increasing an efficiency in breeding
gain may be crucial.
RESEARCH OBJECTIVES
Studies on agronomic traits associated with drought tolerant ability of some
materials were carried out for selection of inbred lines and development of
promising maize hybrids for production.
SCIENTIFIC AND PRACTICAL MEANINGS OF THE THESIS
- The meanings of science
Providing more and more scientific data on phenotyping and evaluating combining
ability of F2:3 BP progenies populations under managed drought and optimal
condition, in combination with identifying genome regions associated with
quantitative trait locus (QTLs) controlling drought tolerance at the early generations
during improvement and development of drought tolerant maize varieties.
- The meanings of practice
+ Based on the results of evaluating drought tolerance of 8 BP progenies at F2:3
generations [8 BP populations × testers] for selection and development of 9 inbred
lines with good combing ability and drought tolerance, high yield under drought
stress, higher efficiency in drought tolerant maize breeding.
+ Having identified 2 significant gene clusters, including the first on
chromosomes 1 (bin 1.05-1.07), 7 (bin 7.01-7.03) and the other on chromosome 8
(bin 8.02-8.03), controlling anthesis- ilking interval, leaf senescence and grain
yield relating to drought tolerance.
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MINISTRY OF EDUCATION AND TRAININ MINISTRY OF AGRICULTURE AND RURAL DEVELOPMENT
VIETNAM ACADEMY OF AGRICULTURAL SCIENCES
---------------------------------
DO VAN DUNG
AGRONOMIC TRAITS ASSOCIATED WITH DROUGHT
TOLERANCE OF TROPICAL-DERIVED GERMPLASM
FOR HYBRID MAIZE BREEDING
Specialized: Genetics and Plant Breeding
Code: 9.62.01.11
SUMMARY OF AGRICULTURAL DISSERTATION
HANOI - 2018
The work was completed in:
VIETNAM ACADEMY OF AGRICULTURAL SCIENCES
Science advisor:
1. Ph.D. Le Quy Kha, Institute Of Agricultural Science for Southern
Vietnam
2. Ph.D. Pervez Haider Zaidi, International Maize and Wheat
Improvement Center (CIMMYT) in India.
The dissertation would be defended on Foundation level examination board
Vietnam Academy of Agricultural Sciences
August, 2018
Dissertation can find out at:
1. Vietnam Academy of Agricultural Sciences
2. Maize Research Institute
1
GENERAL INTRODUCTION
In Vietnam, drought is one of major constraints for maize production.
Consequently, damage caused by drought was estimated more than 30%, up to 70-
80% or no harvest at all. Vietnam is one of the most affected countries by climate
change and drought has been more and more regular and severe. Therefore, it is
annually about 0.6 and 0.7 million ha maize area facing more stresses especially
drought. Maize area, grain yield and production in Vietnam in 2017 was 4.6
tons.ha-1 respectively that it is lower than the global average (5.5 tons.ha-1).
Meanwhile, the demand becomes more and more, leading to exceeding the supply
Therefore, breeding drought tolerant maize varieties is the most important
orientation for rainfed maize areas. Therefore, it is essential for the thesis
“Agronomic traits associated with drought tolerance of tropical-derived
germplasm for hybrid maize breeding” for increasing an efficiency in breeding
gain may be crucial.
RESEARCH OBJECTIVES
Studies on agronomic traits associated with drought tolerant ability of some
materials were carried out for selection of inbred lines and development of
promising maize hybrids for production.
SCIENTIFIC AND PRACTICAL MEANINGS OF THE THESIS
- The meanings of science
Providing more and more scientific data on phenotyping and evaluating combining
ability of F2:3 BP progenies populations under managed drought and optimal
condition, in combination with identifying genome regions associated with
quantitative trait locus (QTLs) controlling drought tolerance at the early generations
during improvement and development of drought tolerant maize varieties.
- The meanings of practice
+ Based on the results of evaluating drought tolerance of 8 BP progenies at F2:3
generations [8 BP populations × testers] for selection and development of 9 inbred
lines with good combing ability and drought tolerance, high yield under drought
stress, higher efficiency in drought tolerant maize breeding.
+ Having identified 2 significant gene clusters, including the first on
chromosomes 1 (bin 1.05-1.07), 7 (bin 7.01-7.03) and the other on chromosome 8
(bin 8.02-8.03), controlling anthesis- ilking interval, leaf senescence and grain
yield relating to drought tolerance.
2
+ Having developed 9 inbred lines (RA1, RA2, RA3 ... RA9) used as drought
tolerant materials for breeding maize toward rainfed condition.
+ Having developed 2 promising hybrid combinations (LVN72, ÐH17-1)
suitable for rainfed condition in Vietnam.
NEW CONTRIBUTIONS OF THE THESIS
Giving more data on phenotypes and quantitative trait loci (QTLs) on genome
regions of chromosomes 1, 4, 6 7 and 8 associated with drought tolerance for
development of germplasm and maize breeding for rainfed condition. Having
developed 9 inbred lines with good combining ability, drought tolerance, high grain
yield and initially introduced 2 promising hybrid combinations (LVN72, ÐH17-1)
for production.
OBJECTS AND SCOPE OF RESEARCH
Researches on 8 F2:3 populations (790 families), crossed from 10 CIMMYT
derived tropical inbred lines and test-crosses (2 testers called CML451, CLO2450),
through which 9 best families were selected to develop into 9 inbred lines, crossed
into 36 crosses by diallel. Local checks: in India these were PAC754, 30V92,
HTMH5401 and 900MG; while using LVN10, VN8960, LVN61, NK67, C919,
DK9901 in Vietnam. Experiments were carried out under managed drought and
optimal conditions at International in Hyderabad, India and Ninh Thuan Province,
Vietnam; Testing hybrid combinations were done in the northern region of Vietnam.
ORGANIZATION OF THE THESIS
The thesis contains 138 pages, 32 tables, 15 pictures and graphs with 5 sections
general introduction (4 pages), chapter 1: Literature review (44 pages), chapter 2:
Materials and methods (13 pages), chapter 3: Results and discussion (77 pages), and
Conclusion and suggestion (2 pages); References of 201 documents with 29
Vietnamese ones and 169 others in English and 3 cited from websites; in which 2
research works published on Journal of Vietnam Agricultural Science and
Technology and the other at the 12th Asian Maize conference in Bangkok, Thailand.
Chapter 1. LITERATURE REVIEW
1.1. The global maize production situations and in Vietnam
1.1.1. World maize production
Maize (Zea mays L.) have been of profound changes. Maize area, grain yield
and production in 2010 higher increase than in 2005 by 9.8% area, 7.8%
3
productivity and 18.3% production. And there was, in 2015, an increase of 9.5%
area, 5.27% yield and 15.3% production. In 2017/2018, the forecast of maize
production will be 1,046 million tons, 42 million tons lower than in 2016/2017
(1,088 million ton). These data show that an increase in maize production has been
slower for recent years but in the future, more and more will demands on maize be,
mainly for feed and by 2050 doubled with 1,178 million tons and 194 million
hectares. In fact, world maize areas, grain yield and production develop drastically
but mainly in developing countries where maize cultivation still depends on rainfed
conditions. Therefore, it is necessary to continuously improve drought tolerance of
maize varieties for an increase in grain yield and production.
1.1.2. Maize production in Vietnam
Maize production were obtained from 1995 to 2004, with annual increase in
areas (5.3%), yield (4.8%) and production (10.7%) respectively. During 2005-
2015, domestic maize production still went on the same trend but more slowly that
it was annually only 2.2% in grain yield, 2.0% in area và 5.0% in production. On
the other hand, for more than 10 last years, the livestock gets an average increase
of 8 - 12% per year, so maize must be imported for domestic demand and it was
about 8,8 million tons in 2017 and as predicted, 10.5 million tons in 2018.
Therefore, it is necessary to continuously improve grain yield, quality and drought
tolerance of maize varieties.
1.2. Impacts of drought on maize production in the world and Vietnam
1.2.1. Impacts on global maize production
More and more severely and unpredictably has climate change been taking
place worldwide, in which drought can be considered as one of main factors.
Annually, the loss of maize production due to drought is around 8%. By 2025,
drought will have got more severe and regions will have become drier in all over
the world but mainly in Africa and Asia. Impacts due to climate change, at present
and in the future, can globally affect nearly 160 million hectares and reduce maize
production by 6 - 23%. Therefore, in fact, it is essential to develop drought tolerant
maize varieties remain stability and increase in production, satisfactory to more
and more demands.
1.2.2. Impacts on maize production in Vietnam
In Vietnam, drought is a major constraint for maize production, there is about
4
0.3 million ha facing the shortage of water and the loss of 0.5-0.7 million tons.
Though, drought takes place in all 8 maize regions, in which the most severe
drought stress in North Central Region, South Central Coast Region and Central
Highland Region; intermediate stress in Mountainous Region, South East Region
and the Mekong River Delta Region; moderate stress in the Red River Delta
Region. Otherwise, global total surface water in 2025 will be about 96% of in 2010,
by 2030 total surface water inflows at the upstream, deltas and the Red river valleys
will have been reduced by 2.4%; 2.9% and 1.9%, respectively and water shortage
will become serious in 50 years. Hence, breeding maize with high yield, drought
tolerance and stability is really crucial for enhancement of maize production.
1.3. Research and usage of drought tolerant maize varieties
1.3.1. Research and usage of drought tolerant maize in the world
Over the past 38 years, breeders have been selecting and improving drought
tolerance in maize. The results of having developed drought tolerant maize since
2008 were summarized: breeding gain with traditional methods is 50 kg.ha-1
(equivalent to 1.4% per year) while with marker assisted selection- MAS and gene
transfer methods are 20 kg.ha-1 (equivalent to 0.6%) and 30 50 kg.ha-1 (equivalent
to 0.7%) respectively. Studying characteristics of active genes or molecular
markers closely related to genes controlling drought tolerance is an important step
in applying the selection of genotypes in improving drought tolerance in maize.
1.3.2. Researches of drought tolerant maize in Vietnam
Since 1990s, there has been of full researches on drought tolerance at the stages
of maize (from the seedling to flowering); During 1988-1998, studies were focused
on high plant density, anthesis-silking interval (ASI), leaf senescence, grain yield and
ect; Recently, applying biotechnology in maize breeding, in which, mainly focusing
on two fields: tissue culture and recombinant DNA technology for an improvement
in grain yield has been developed. Identifying molecular markers relating to drought
tolerance such as Dhn gene helped select drought tolerant germplasm exactly. Hence,
it may be concluded that combining conventional and modern approaches is a basis
for breeding maize varieties tolerant to drought in Vietnam.
1.4. Scientific basis of drought and drought tolerance in maize
1.4.1. Definitions of drought
Drought is a harsh condition and the consequence of the shortage of rainfall or no
rain for prolong more than crop season or no enough water. Drought is classified as
5
following: In low land tropics a marginal rainfed maize environment may be defined
as having seasonal precipitation below 500mm; in highlands seasonal precipitation
below 350 mm; During bracketing- flowering stage, less than 100mm rainfall is
considered as drought, between 100-200 mm as being marginal for maize production.
1.4.2. Maize under drought environment
Though, every crop stage of maize has some susceptibility to drought, however,
three stages of early growth stage (when plant stand are established), flowering and
mid-to-late grain filling stage, are considered critical stages to drought, especially at
flowering. Drought leads to reducing the growth of leaf, silk, stem, root, grain yield.
1.5. Genetics of drought tolerance in maize
Drought tolerance in maize is controlled by multiple genes (multigene) and
their environment. Maize can express drought tolerant ability in many ways such
as drought avoidance and tolerance during growth and development in order to
reduce grain yield loss. The heritability, the correlation between parents and
generations, helps predict heterosis based on the correlation of secondary traits and
grain yield. The importance of secondary traits for breeding maize for drought
tolerance is their correlation with grain yield, in which, it should be more focus on
traits of anthesis-silking interval, ear per plant, leaf senescence and ect.
1.6. Useful traits for breeding maize tolerant to drought
Some secondary traits are used for maize breeding for drought tolerance: 1)
Leaf rolling at crop stage of seedling to pre-flowering; 2) root system; 3) Ears per
plant; 4) Anthesis-silking interval (ASI); 5) Leaf senescence (SEN); 6) stay- green;
7) Shelling percentage; 8) efficient ear length; 9) Grain yield.
1.7. Application of molecular assisted selection
1.7.1. Application of molecular assisted selection for maize breeding
Since the beginning of the 20th century, marker assisted selection (MAS) has been a
useful tool in maize development and improvement. This approach enables breeding
based on genotypes, so markers associated with one or many genes controlling
interested traits through which it is able to identify germplasm with stress tolerant
genes. Now, applying quantitative trait loci (QTLs) mapping on genome regions of
chromosomes helps exactly identify anticipated materials and save time.
1.7.2. Single nucleotide polymorphism (SNP)
Single nucleotide polymorphism (SNP) called as "snips", is the most popular
type of genetic variation. Each SNP represents a variation in a single nucleotide
6
that occurs at a specific position in the genome, where each variation is present to
some appreciable degree within a population (e.g.> 1%).
1.7.3. QTL Mapping and genetics of quantitative traits
A quantitative trait locus (QTL) is a region of DNA which is associated with a
particular phenotypic trait, which varies in degree and which can be attributed to
polygenic effects, i.e., the product of two or more genes, and their environment.
To define genes controlling traits should be based on the combination of genotypic
and phenotypic analysis at segregating populations while mapping QTLs based on
mathematical models.
1.7.4. Improvement by conventional approaches and QTL mapping
By effectively using genetic diversity, developing various elite lines, particularly
through recurrent selection for interested genotypes in heterozygous and recombinant
populations (F2, F2:3). The combination of traditional methods, phenotypic
assessments under different environments and assistance of advanced biotechnology
tools (such as SNPs) showed, through each selection cycle, grain breeding 7% under
optimal conditions and 1% under drought stress and also an increase in the frequency
of useful alleles, from 0.51 (at C0 cycle) to 0.52 (at C2 cycle).
1.8. Combining ability
Combining ability in crosses, including general combining ability (GCA) and
specific combining ability (SCA) is defined as the ability of parents to combine
amongst each other during the process of fertilization so that favourable genes or
characters are transmitted to their progenies. Evaluating combining ability by top-
cross method is to determine GCA and playa a very important role at the early stage
of selection when materials is too numerous. Diallel cross method is used for
evaluation of GCA and SCA of parental lines through which elite lines with high
combining ability and hybrids are selected. Besides, applying GGEBiplot for
evaluating the interaction of genotype with environment and determining
combining ability gives crucial indices: GCA, SCA effects of parents; Heterotic
groups; The best hybrids with high combining ability; The best lines .
Chapter 2. MATERIALS, ACTIVITIES AND METHODOLOGY
2.1. Materials for development of F2:3 BP populations
From 10 CIMMYT derived tropical lines showed in Table 2.1. These lines
were divided into 2 heterotic groups: Group A including elite lines P1, P2, P3, P4
7
(male parents) and line P9 (drought tolerance, the female); Group B: lines P5, P6, P7,
P8 (as the male parent) and P10 (drought tolerance, the female). Lines P9, P10 were
crossed with others in the same group into 8 F1 populations: P9×P1, P9×P2, P9×P3,
P9×P4 và P10×P5, P10×P6, P10×P7, P10×P8. Selfing F1 plants to develop 8 F2
populations, randomly selecting each cob and 100 cobs per each population and
establishing 790 families. Continue selfing these families into F2:3 generations with
the total of 790 F2:3 families represented in Table 2.2.
Table 2.1. Elite and tolerant lines
Table 2.2. Information of 8 populations and 790 F2:3 families
Notice: ǂǂPopulations developed from Bi-parents method
8
2.2. Materials
2.2.1. Materials evaluate agronomic traits and identify QTL associated with
drought tolerance of 8 F2:3 BP populations under drought stress and optimal
condition at India
8 F2:3 progenies populations were developed from each of Bi-parent cross
between drought tolerant lines P9, P10 with the elite (P1, P2, P3, P4 of Group A;
P5, P6, P7, P8 Group B) of CIMMYT (Table 2). Crossing with 2 testers CML451
(T1) and CMLO2450 (T2). Local checks: LVN10 (ĐC1), VN8960 (ĐC2), NK67
(ĐC3), C919 (ĐC4), LVN61 (ĐC5).
2.2.2. Materials for evaluating and testing hybrid combinations of 8 populations
with 2 testers (CNL451, CLO2450) in Ninh Thuan province. Including 1,605
entries: crossing 8 BP populations (790 F2:3 families) × 2 testers (CML451,
CLO2450) = 1.580 hybrid combinations; 20 hybrid combinations of 10 parental
lines × 2 testers; 5 Local checks (LVN10, VN8960, NK67, C919, LVN61).
2.2.3. Materials for researching combining ability, heterosis and drought
tolerance and grain yield of 9 elite maize lines under severe, moderate drought
stresses and optimal condition at Hyderabad, India. Including 36 diallel hybrid
combinations of 9 lines and 4 local checks (PAC745, 30V92, 900MG,
HTMH5401). These lines were original from 9 F2:3 families selected based on the
results of testing agronomic traits, crossed and developed into inbred lines and
named RA1, RA2, RA3, RA4, RA5, RA6, RA7, RA8, RA9.
Table 2.3. The list of 9 lines and 36 diallel hybrid combinations
9
2.2.4. Materials for testing maize varieties: Hybrid combinations RA2/RA8
named LVN72, RA4/RA7 named ÐH17-1.
2.3. Research contents
- Evaluate agronomic traits and identify QTL associated with drought tolerance of
8 F2:3 BP populations under drought stress and optimal condition;
- Evaluate combining ability of 8 F2:3 BP populations and select some elite lines
and promising hybrid combinations;
- Testing promising hybrid combinations.
2.4. Time and research locations
2.4.1. Research locations
- At CIMMYT, India: trials of testing 8 populations (790 families F2:3), 10 parental
lines carried out on farm under drought stress and well-watering condition; trials
of 9 lines (RA1, RA2 ... RA9) were crossed with diallel method in the field under
severe, moderate drought stresses and optimal condition.
- In Vietnam: trials for testing 8 populations x testers in the field under managed
drought stress and optimal condition; Testing promising hybrid combinations
LVN72, ĐH17-1.
2.4.2. Timelines/Milestone
During 2011- 2014 in India: testing 8 populations and parental lines in the field and
evaluating diallel crosses; During 2012-2017 in Vietnam: evaluating 8 populations
x testers and testing promising hybrids.
2.5. Research Methodology
2.5.1. Experimental designs
Under the guidance of CIMMYT and Maize Research Institute of Vietnam.
2.5.2. Methodologies of experimental evaluation in the field
- Experimental designs of evaluation in the field under drought stress and well-
watering conditions implemented by irrigation management models: well-
watering; drought; re-irrigation (as CIMMYT guidelines).
-Testing varieties according to QCVN01-56: 2011/BNN&PTNT.
- Evaluating agronomic traits under guidelines of CIMMYT and Maize Research
Institute of Vietnam.
2.5.3. Methodologies for genotyping and QTL linkage mapping
DNA extraction and linkage analysis and QTL mapping were carried out under the
guidance of CIMMYT with interval mapping m