In everyday social life, people are sometimes invited to go somewhere or
to do something. Accepting an invitation is a delicate matter although it is
much easier than rejecting as the latter is a face- threatening act. However,
there are situations in which invitations cannot avoid refusal. For these
reasons, I have decided to choose the subject: “A comparative study on
rejecting invitation in English and Vietnamese” to enhance the efficiency of
the teaching and learning of this speech act in English and Vietnamese, create
the tactfulness and flexibility in language use for both Vietnamese learner of
English and English-speaking learners of Vietnam with the maxim declared in
a Vietnamese proverb: “You don‟t have to buy words, so don‟t let them hurt
the feelings of others.”
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Tr-êng ®¹i häc d©n lËp h¶I phßng
ISO 9001:2008
Khãa luËn tèt nghiÖp
NGµNH: ngo¹i ng÷
H¶I phßng – 2010
2
HAI PHONG PRIVATE UNIVERSITY
FOREIGN LANGUAGE DEPARTMENT
----------------- ------------
GRADUATION PAPER
A comparative Study on rejecting
invitation in engli Sh and vietname Se
BY
Phung Thi Thu Thuy
CLASS
NA 1003
SUPERVISOR
MS Nguyen Thi Thuy Thu, M.A.
HAIPHONG - 2010
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BỘ GIÁO DỤC VÀ ĐÀO TẠO
TRƯỜNG ĐẠI HỌC DÂN LẬP HẢI PHÒNG
--------------------------------------
Nhiệm vụ đề tài tốt nghiệp
Sinh viên: .........................................................Mã số:............................
Lớp:.......................Ngành:.....................................................................
Tên đề tài:
.................................................................................................
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Nhiệm vụ đề tài
1. Nội dung và các yêu cầu cần giải quyết trong nhiệm vụ đề tài tốt
nghiệp
( về lý luận, thực tiễn, các số liệu cần tính toán và các bản vẽ).
..
..
..
..
..
2. Các số liệu cần thiết để thiết kế, tính toán.
..
..
..
..
..
3. Địa điểm thực tập tốt nghiệp.
..
..
..
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CÁN BỘ HƯỚNG DẪN ĐỀ TÀI
Người hướng dẫn thứ nhất:
Họ và tên:.............................................................................................
Học hàm, học vị:...................................................................................
Cơ quan công tác:.................................................................................
Nội dung hướng dẫn:............................................................................
Người hướng dẫn thứ hai:
Họ và tên:.............................................................................................
Học hàm, học vị:...................................................................................
Cơ quan công tác:.................................................................................
Nội dung hướng dẫn:............................................................................
Đề tài tốt nghiệp được giao ngày 12 tháng 04 năm 2010
Yêu cầu phải hoàn thành xong trước ngày 10 tháng 07 năm 2010
Đã nhận nhiệm vụ ĐTTN Đã giao nhiệm vụ ĐTTN
Sinh viên Người hướng dẫn
Hải Phòng, ngày tháng năm 2010
HIỆU TRƯỞNG
GS.TS.NGƯT Trần Hữu Nghị
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PHẦN NHẬN XÉT TÓM TẮT CỦA CÁN BỘ HƯỚNG DẪN
1. Tinh thần thái độ của sinh viên trong quá trình làm đề tài tốt
nghiệp:
..
..
..
..
2. Đánh giá chất lượng của khóa luận (so với nội dung yêu cầu đã đề ra
trong nhiệm vụ Đ.T. T.N trên các mặt lý luận, thực tiễn, tính toán số
liệu):
..
..
..
..
3. Cho điểm của cán bộ hướng dẫn (ghi bằng cả số và chữ):
..
..
..
Hải Phòng, ngày .. tháng .. năm 2010
Cán bộ hướng dẫn
(họ tên và chữ ký)
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NHẬN XÉT ĐÁNH GIÁ
CỦA NGƯỜI CHẤM PHẢN BIỆN ĐỀ TÀI TỐT NGHIỆP
1. Đánh giá chất lượng đề tài tốt nghiệp về các mặt thu thập và phân tích tài
liệu, số liệu ban đầu, giá trị lí luận và thực tiễn của đề tài.
2. Cho điểm của người chấm phản biện :
(Điểm ghi bằng số và chữ)
Ngày.......... tháng......... năm 2010
Người chấm phản biện
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TABLE OF CONTENTS
Acknowledgement
Abbreviation
Tables
Page
PART I: INTRODUCTION ....................................................................... 1
1. Rationale of the study .............................................................................. 1
2. Aims of the study .................................................................................... 1
3. Scope of the study ................................................................................... 1
4. Method of the study ................................................................................. 1
5. Comments on the survey questionnaires ................................................. 2
6. Design of the study .................................................................................. 3
PART II: DEVELOPMENT ...................................................................... 4
CHAPTER I: THEORETICAL BACKGROUND ................................ 4
1. What is speech acts? ................................................................................ 4
1.1. Speech acts ...................................................................................... 4
1.2. Classification of speech acts ........................................................... 7
2. ..................................................................................................... W
hat is invitation? ................................................................................... 11
3. Rejecting invitation ............................................................................... 12
CHAPTER II: WAYS OF REJECTING INVITATION IN
ENGLISH AND VIETNAMESE .......................................................... 16
1. Directly rejecting invitation in English ................................................ 16
1.1. Directly rejecting invitation in English ........................................ 16
1.2. Directly rejecting invitation in Vietnamese ................................. 16
2. Indirectly rejecting invitation ............................................................... 17
9
2.1. Indirectly rejecting invitation ....................................................... 17
2.1.1. Regret + Reason (R+r) ......................................................... 17
2.1.2. Dilemma (D) ......................................................................... 19
2.1.3. Reason + Suggestion (r+S) ................................................... 20
2.1.4. Reason (r) ............................................................................. 20
2.1.5. Alternative Suggestion (AS) ................................................ 20
2.1.6. Hesitation .............................................................................. 21
2.1.7. Avoiding Conflicts ............................................................... 22
2.2. Indirectly rejecting invitation in Vietnamese ............................... 23
2.2.1. Reason (r) ............................................................................. 23
2.2.2. Negative Presupposition (-PRES) ........................................ 23
2.2.3. Suggestion + Reason (S+r) ................................................... 24
2.2.4. Alternative Suggestion (AS) ................................................ 25
3. The similarities and differences in rejecting invitation in English
and Vietnamese ................................................................................... 25
3.1. Similarities ................................................................................... 25
3.2. Differences ................................................................................... 30
CHAPTER III: THE DATA COLLECTION AND DATA
ANALYSIS ............................................................................................. 31
1. Data collection ...................................................................................... 31
2. Data analysis ......................................................................................... 32
2.1. English finding ............................................................................. 32
2.2. Vietnamese finding ....................................................................... 33
3. Tips for rejecting invitation .................................................................. 33
PART III: CONCLUSION ...................................................................... 36
1. Summary ............................................................................................... 36
2. Suggestion for further study ................................................................. 36
REFERENCES ........................................................................................ 37
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ACKNOWLEDGEMENT
First and of all, I would like to express my deepest gratitude to Mrs.
Tran Ngoc Lien, M.A – Dean of Foreign Language Department of Hai
Phong Private University whose criticism and advices have improved
my study.
Secondly, I am deeply grateful to Mrs. Nguyen Thi Thuy Thu M.A,
my supervisor who has not only given me many invaluable suggestions
and comments but also provided me with valuable materials.
In addition, I would like to thank all teachers of Foreign Language
Department of Hai Phong Private University for their precious and
useful lessons during my four-year study which have been then the
foundation of this study.
I own my parents for their constant source of love, support and
encouragement. I am immensely grateful to them for standing behind
me whenever I needed them especially in times of difficulties.
Finally, my special thanks go to my dear friends for their
understanding and assistance during the process of preparing this
study.
Hai Phong, June 2010
Phung Thi Thu Thuy
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ABBREVIATIONS
FTAs Face – threatening acts
R+r Regret + Reason
D Dilemma
r+S Reason + Suggestion
r Reason
AS Alternative Suggestion
-PRES. Negative Presupposition
S+r Suggestion + Reason
d Directly rejecting invitation
TABLES
Page
Table 1 : The five general functions of speech acts .....9
Table 2 : Data of rejecting invitation in English and Vietnamese...36
12
PART I: INTRODUCTION
1. Rationale
In everyday social life, people are sometimes invited to go somewhere or
to do something. Accepting an invitation is a delicate matter although it is
much easier than rejecting as the latter is a face- threatening act. However,
there are situations in which invitations cannot avoid refusal. For these
reasons, I have decided to choose the subject: “A comparative study on
rejecting invitation in English and Vietnamese” to enhance the efficiency of
the teaching and learning of this speech act in English and Vietnamese, create
the tactfulness and flexibility in language use for both Vietnamese learner of
English and English-speaking learners of Vietnam with the maxim declared in
a Vietnamese proverb: “You don‟t have to buy words, so don‟t let them hurt
the feelings of others.”
2. Aims of the study
This study aims at:
- Defining invitation in English and Vietnamese.
- Defining rejecting invitation in English and Vietnamese.
- Finding out the similarities and differences in rejecting invitation
between English and Vietnamese
3. Scope of the study
- When rejecting invitation, we have both of direct and indirect rejecting.
To avoid face-threatening act when giving rejecting invitation so this study
much focuses on indirect rejecting invitation.
- This study discusses some ways of rejecting invitation in English and
Vietnamese to find out some similarities and differences on theory.
- In this research, the writer interviews 10 foreigners and conducts survey
questionnaire to 50 Vietnamese people to find out how English and
Vietnamese reject invitation and gives some recommendations.
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4. Method of the study
The practical approaches are:
- Comparative and contrastive analysis
- Studying relevant publications
- Consulting with the supervisor
- Conducting survey questionnaires and interviewing
5. Comments on the survey questionnaire
Because of restricted geographic position so the survey is just conducted
to fifty Vietnamese informants and interviewed ten foreigners. There are two
groups of informants. The first group who administered the questionnaire in
Vietnamese consists of the Vietnamese all living in Northern Vietnam. The
second group who administered in English includes American and English
native speakers. The information about the informants is quite necessary for
data analysis, so the informants were requested to provide the following
parameters:
- Age
- Gender
Below is the table which shows the number of informants with their
status parameters.
STATUS PARAMETERS
INFORMANTS
Vietnamese English
Age - Above 20 and below 30
- Above 30 and below 40
- Above 40
32
10
8
7
3
0
Gender - Male
- Female
23
27
6
4
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6. Design of the study
The study is divided into three parts:
Part I: “Introduction” includes rationale, aims, scope, comments and design of
the study.
Part II: “Development” includes 3 chapters:
Chapter I: “The theoretical background”
Chapter II: “The ways of rejecting invitation in English and Vietnamese”
Chapter III: “The Data collection and Data analysis”
Part III: “Conclusion” giving the summary of whole the study
15
PART II: DEVELOPMENT
CHAPTER I: THEORETICAL BACKGROUND
1. What is speech acts?
1.1. Speech acts
In many ways of expressing themselves, “ people do not only produce
utterances containing grammartical structures and words, they perform
actions via those utterances” (Yule, 1996: 47). If you work in a situation
where a boss has a great deal of power, then his utterance of expression, “You
are fired”, is more than just a statement. This utterance can be used to
perform the act of ending your employment. However, the actions performed
by utterances do not have to be as unpleasant as in the one above. Actions can
be quite pleasant, as in the acknowledgement of thanks:“You‟re welcome”, or
the expression of surprise:“Who‟d have thought it?”, or in Vietnamese“ Ai
mà nghĩ thế?”.
Making a statement may be the paradigmatic use of language, but there
are all sorts of other things we can do with words. We can make requests, ask
questions, give orders, make promises, give thanks, offer apologies, and so
on. Moreover, almost any speech act is really the performance of several acts
at once, distinguished by different aspects of the speaker's intention: there is
the act of saying something, what one does in saying it, such as requesting or
promising, and how one is trying to affect one's audience.
The theory of speech acts is partly taxonomic and partly explanatory. It
must systematically classify types of speech acts and the ways in which they
can succeed or fail. It must reckon with the fact that the relationship between
the words being used and the force of their utterance is often oblique. For
example, the sentence “This is a pig sty” might be used nonliterally to state
that a certain room is messy and filthy and, further, to demand indirectly that
it be straightened out and cleaned up. Even when this sentence is used literally
and directly, say to describe a certain area of a barnyard, the content of its
utterance is not fully determined by its linguistic meaning--in particular, the
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meaning of the word 'this' does not determine which area is being referred to.
A major task for the theory of speech acts is to account for how speakers can
succeed in what they do despite the various ways in which linguistic meaning
underdetermines use.
In general, speech acts are acts of communication. To communicate is to
express a certain attitude, and the type of speech act being performed
corresponds to the type of attitude being expressed. For example, a statement
expresses a belief, a request expresses a desire, and an apology expresses a
regret. As an act of communication, a speech act succeeds if the audience
identifies, in accordance with the speaker's intention, the attitude being
expressed.
Some speech acts, however, are not primarily acts of communication and
have the function not of communicating but of affecting institutional states of
affairs. They can do so in either of two ways. Some officially judge
something to be the case, and others actually make something the case. Those
of the first kind include judges' rulings, referees' calls and assessors'
appraisals, and the latter include sentencing, bequeathing and appointing. Acts
of both kinds can be performed only in certain ways under certain
circumstances by those in certain institutional or social positions.
Actions performed by utterances are generally called speech acts and, in
English, are commonly given more specific labels, such as apology,
complaint, compliment, invitation, promise, or request.“The number of
speech acts performed by the average individual in the course of any ordinary
day when our work and leisure bring us into contact with others probably
runs into the thousands” (Austin, 1962).
These descriptive terms for different kinds of speech acts apply to the
speaker‟s communicative intention in producing an utterance. The speaker
normally expects that his or her communicative intention will be recognized
by the hearer. Both the speaker and the hearer are helped in this process by
the circumstances surrounding the utterance. These circumstances are called
17
the speech event. In many ways, it is nature of the speech event that
determines the interpretation of an utterance as performing a particular speech
act. For example, in the wintry day the speaker take a cup of coffee but it is
too iced, and produce the utterance which is likely to be interpreted as a
complaint: “This coffee is really cold !”. Changing the circumstance to a
really hot summer day and the speaker, being given a glass of iced coffee and
producing the utterance, it is likely to be interpreted as a praise. “It means
that there is more to the interpretation of speech act than can be found in the
utterance alone”( Yule, 1996:48).
A Speech Act is an utterance that serves a function in communication.
Some examples are an apology, greeting, request, complaint, invitation,
compliment or refusal. A speech act might contain just one word such as
„No‟ to perform a refusal or several words or sentences such as: “I‟m sorry, I
can‟t, I have a prior engagement”. It is important to mention that speech acts
include real-life interactions and require not only knowledge of the language
but also appropriate use of that language within a given culture. The influence
of these variables often differs from one culture to another. This study focuses
primarily on the patterns of refusals in American English native speakers and
whether or not there are some cultural tendencies in refusal patterns.
The speech act of refusals occurs when a speaker directly or indirectly
says no to a request or invitation. According to Tanck (2002:2), “refusal is a
face-threatening act to the listener/ requester /inviter because it contradicts
his/her expectations and is often realized through an indirect strategy”.
Amongst Vietnamese people and foreigners living in Vietnam, it is said to be
true that as a cultural norm, most Vietnamese people do not give a direct no
when refusing a favor and much less when refusing an invitation. Vietnamese
people tend to be very polite and less direct in their forms of refusal and will
most often either say yes or maybe which can be a masked no or no followed
by an excuse or reason for refusing the offer. In general want to get along
with people and make a good impression in a social encounter to appear
18
amiable. It is not common amongst Vietnamese people to refuse an
invitation or offer with just a direct no, in order to save face or avoid conflict.
In hopes of further testing the existence of a cultural tendency towards
politeness and avoiding conflict, a survey was conducted to test the refusal
patterns of Vietnamese when asked to do a favor or when given an invitation.
1.2. Classifications of speech acts
Austin (1962) introduces a classifications of acts performed when a
person speaks. The first is a locutionary act producing a meaningful
expression. For example, if we make a simple sentence like “I want a cup of
coffee”, we are likely to produce a locutionary