According to calculations by scientists, the received energy from
fossil fuels will become gradually exhausted, and now therefore
looking for new energy sources is requisite. For Vietnam, the 2020
target is to become a country in which marine economics will
constitute over 50% of GDP. Therefore, the energy demand
supplying for general economics and particular marine economics is
very important. The research and fabrication of electrical generators
for sea wave energy are necessary. Moreover, the electrical energy
received from sea wave energy conversion is friendly to
environment, almost endless and is a clean energy source. The sea
wave energy is an important energy source of the world as well as
Vietnam in the future.
In addition, Vietnam has the advantage of being a country with a
coastline stretching over 3260 km, with more than 3000 islands and
over one million km2 of sea surface, it indicates that the energy
source from the sea is huge. In order to exploit the vast energy
resources of the sea, the author proposes a research of thesis of
building a device model to convert from sea wave energy to
electricity.
                
              
                                            
                                
            
 
            
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MINISTRY OF EDUCATION 
AND TRAINING 
VIETNAM ACADEMY 
OF SCIENCE AND TECHNOLOGY 
GRADUATE UNIVERSITY SCIENCE AND TECHNOLOGY 
---------------------------- 
Nguyen Van Hai 
RESEARCH ON THE MECHANICAL MODEL AND 
CALCULATING DESIGN OF AN ELECTRICAL 
GENERATOR FOR SEA WAVE ENERGY 
Major: Engineering Mechanics 
Code: 9 52 01 01 
SUMMARY OF MECHANICAL ENGINEERING AND 
ENGINEERING MECHANICS DOCTORAL THESIS 
HANOI – 2019 
The thesis has been completed at: Graduate University of Science 
and Technology - Vietnam Academy of Science and Technology 
Supervisor: Prof. DrSc. Nguyen Dong Anh 
Reviewer 1: 
Reviewer 2: 
Reviewer 3: 
Thesis is defended at Graduate University of Science and 
Technology 
- Vietnam Academy of Science and Technology at, on 
datemonth2019. 
Hardcopy of the thesis be found at: 
- Library of Graduate University of Science and Technology 
- Vietnam National Library 
1 
INTRODUCTION 
1. Reasons for choosing the topic 
According to calculations by scientists, the received energy from 
fossil fuels will become gradually exhausted, and now therefore 
looking for new energy sources is requisite. For Vietnam, the 2020 
target is to become a country in which marine economics will 
constitute over 50% of GDP. Therefore, the energy demand 
supplying for general economics and particular marine economics is 
very important. The research and fabrication of electrical generators 
for sea wave energy are necessary. Moreover, the electrical energy 
received from sea wave energy conversion is friendly to 
environment, almost endless and is a clean energy source. The sea 
wave energy is an important energy source of the world as well as 
Vietnam in the future. 
In addition, Vietnam has the advantage of being a country with a 
coastline stretching over 3260 km, with more than 3000 islands and 
over one million km2 of sea surface, it indicates that the energy 
source from the sea is huge. In order to exploit the vast energy 
resources of the sea, the author proposes a research of thesis of 
building a device model to convert from sea wave energy to 
electricity. 
2. Objective of the thesis 
For the purpose of building a model of electrical generator for 
sea wave energy, the device operates efficient and in suitable to 
Vietnam's sea condition; Determining the optimal damping 
coefficient of the generating motor, model parameters to received the 
2 
maximum output power; Design, fabrication of the electrical 
generator with the output voltages are 12 VDC, 220 VAC frequency 
50 Hz and pure sine wave. 
3. Research method 
The thesis uses analytical method, combining of the numerical 
simulation and experiment for calculation, being specifically 
described as follows: 
- Determining the optimal damping coefficient of the generating 
motor and model parameters by the analytical method. 
- Using fourth-order Runge-Kutta and Simpson methods in 
numerical simulation calculations, to determine the output power of 
the device received from the sea wave energy and survey the device's 
operation according to the sea wave conditions. 
- Calculation, design, fabrication and experiment of the electrical 
generator operates in sea. 
4. Scientific and practical significance 
- The thesis brings the electrical generator model for sea wave 
energy, with the process of making the electrical generator device 
from research to fabrication, the device operates effectively and 
suitable to the actual conditions of Vietnam sea. 
- The electrical generator can be used for signal buoys of seaway 
and can supply the electrical power for lighthouses. 
5. Structure of the thesis 
The contents of the thesis include the introduction, 4 chapters, 
the conclusion and proposition. 
3 
CHAPTER 1. OVERVIEW OF RESEARCHES ON THE 
ELECTRICAL GENERATOR FOR SEA WAVE ENERGY 
AND APPLICABILITY IN VIETNAM 
1.1. Overview of researches on the electrical generator in the 
world 
In the world, the research and fabrication of the electrical 
generator devices for sea wave energy source have been considered 
for a long time. The received electrical energy source for wave 
energy conversion has met some demands of society. Up to now, 
the electrical generators from sea wave energy have been 
investigated and fabricated in many countries, for example, 
Britain, Canada, Denmark, France, Ireland, Japan, Norway, Spain, 
Sweden, South Korea, the United States, The models are 
researched in various forms such as the on-shore device, the device 
fixed on the bottom of the sea, and the floating device on the sea 
surface [1-19]. 
The analyses of models show that the electrical generator devices 
have been researched and fabricated in many ways. In device 
models, the generating motor is designed to operate in a rotational 
motion or in a vertical up-down motion. Each device has different 
advantages and disadvantages, depending on the fabrication 
capabilities of each unit so that the research and fabrication devices 
operate effectively and suitable to the actual use. 
1.2. Overview of researches on the electrical generator in 
Vietnam 
In Vietnam, several research institutions have fabricated 
electrical generators for sea wave energy. At National Research 
4 
Institute of Mechanical Engineering, the researchers have calculated 
device model with Pelamis type, the device has been experimented in 
Hon Dau - Haiphong sea and supplied the electrical power to the 
border guards on the island to use [24]; At Vietnam National 
University, the researchers have fabricated linear electrical 
generators that operate and float on the sea surface in vertical 
direction. The device has been tested in sea with the received output 
power still limited [26,27]; At Institute of Energy Science - VAST 
has fabricated an electrical generator device from sea wave energy, 
the device is fixed on the sea surface. The fabricated device used the 
vertical axis hydropower generator with 60 W power, the device has 
been tested in sea with the output power received 50.92 W [28]; 
At Institute of Mechanics - VAST has carried out researches on 
surveying the energy characteristics of floating wave energy 
converters, to propose the design, calculation and fabrication of 
energy conversion devices [30]. Moreover, since 2013, in the 
professional work, the author has calculated a numerical simulation 
of the electrical generator model from sea wave energy. The device 
model is calculated with the linear electrical generator, directly 
generating electricity and fixed on the seabed [31]. 
And more, the author has leaded the project "Study, design and 
fabrication of the electrical power system from the renewable energy 
sources, project’s code: VAST 02.04/11-12" [32]. The project has 
designed and fabricated a power generation system with input energy 
sources from solar panel, wind energy and sea wave energy. In 
which, the input source from sea wave energy has been calculated 
5 
and designed to be integrated with the electrical generator for sea 
wave energy will be studied and fabricated in the thesis. 
1.3. Research on the ability to apply the electrical generator in 
Vietnam and research orientation of the thesis 
Vietnam is a country with a coastline stretching over 3260 km, a 
marine space of over 1 million km2, accounting for 29% of the area 
of the East Sea, with nearly 3000 large and small islands, it indicates 
that the energy source from the sea is huge. From the monitoring and 
survey data show that the average sea wave height at the near coast 
is about 0.5÷1.2 m with the wave period from 2÷8 seconds, offshore 
wave height is about 1.2÷2 m with a wave period from 6÷8 seconds. 
Especially, when the rough sea, the coastal wave height reaches 
about 3.5÷5 m, offshore reaches about 6÷9 m [34-37]. This is an 
abundant energy source, which is very suitable for the electrical 
generator devices from sea wave energy to be with small and 
medium power. 
Moreover, the demand for electricity to provide for the marine 
economics, electricity for national security in the protection of sea 
and island sovereignty is an urgent task, while Vietnam’s National 
electricity Network can not reach. Therefore, the research and 
fabrication of the electrical generator devices for sea wave energy to 
meet the actual needs is necessary. 
Research orientation of the thesis: 
The purpose of the thesis is research, calculate and design a 
device to generate electricity from sea wave energy. The device is 
6 
efficient operation, and suitable for processing ability in Vietnam. 
The power source of device generates at two voltage levels are 12 
VDC and 220 VAC frequency 50 Hz, with voltage quality is pure 
sine wave and according to Vietnam’s National grid Standard. 
Especially, the electrical generator can be used for signal buoys of 
seaway and can supply the electrical power for lighthouses. 
Conclusions of chapter 1 
Chapter 1 presents an overview of the electrical generators in the 
world, especially, the models mounted on the seabed and vertical 
direction operation. Having pointed out that domestic units have 
been realizing research and fabrication of the electrical generator 
with detailed analysises for each type of device model. The 
characteristics of sea wave energy have been collected and analyzed, 
with data on wave energy flux, wave height and wave period to 
along the Vietnam coast stretching over 3260 km. In which, the 
average sea wave height at the near coast is about 0.5÷1.2 m with the 
wave period from 2÷8 seconds, offshore wave height is about 1.2÷2 
m with a wave period from 6 ÷ 8 seconds. Especially, when the 
rough sea, the coastal wave height reaches about 3.5÷5 m, offshore 
reaches about 6÷9 m. 
Having indicated that the necessity and application capability of 
device model in Vietnam. Having shown out the structure of the 
electrical generator model for sea wave energy, and orient the 
research contents of the thesis, the device operates effectively and 
suitable to the actual conditions of Vietnam sea. 
7 
CHAPTER 2. RESEARCH ON THE MECHANICAL MODEL 
AND OPTIMIZATION OF THE ELECTRICAL GENERATOR 
FOR SEA WAVE ENERGY 
2.1. Building a model of the electrical generator for sea wave 
energy 
The electrical generator device is fabricated for converting sea 
wave energy into electrical energy. This requires a system that can 
convert the vertical slow motion of buoy to a high speed rotating 
motion at the input of generating motor. The main structures of 
device include a circular cylinder-shaped buoy, a rope, a piston-rack, 
a gearbox, a generating motor, a block of 12 VDC voltage stabilizer, 
a DC-AC inverter and a protection system with the generating 
voltage being 220 VAC frequency 50 Hz and pure sine wave, as 
shown in Fig. 2.1. 
 a. Illustration of device model [33] 
Figure 2.1. The schematic illustration of an electrical generator 
for sea wave energy 
z(t) 
zS(t) 
 γ k 
m 
b. Mechanical model 
8 
The governing equation of buoy associated with piston-rack, as 
shown in Fig. 2.1, can be written as follows: 
,)()()( 3002
2
zzkzzk
dt
dz
mgzzgS
dt
zd
m NLemsb
  (2.7) 
where m is total mass of the buoy and the piston-rack, z= z(t) is the 
vertical coordinate describing the position of the buoy at time t; ρ is 
the water density, g is the acceleration of gravity, Sb is the bottom 
area of the buoy, zs is the vertical coordinate describing the height of 
sea wave from the seabed; the damping constant γ = γf +γem , in 
which the damping coefficient of fluid, γf, is assumed to be very 
small in comparison with the damping coefficient of generating 
motor γem [44,45], and can be neglected; kL is the linear spring 
coefficient, kN is the nonlinear spring coefficient, z0 is the rest 
position. 
The average of the power Pgm extracted from the wave by the 
converter taken over the time interval [0,τ] is given by [15,20,38-41]: 
 .)(
1
0
2
dttzgmP em  (2.8) 
2.2. Oscillating survey in nonlinear case 
From the motion equation (2.7), performing the variable 
transformation z – z0 = x, the equation (2.7) is rewritten as: 
 .)(
3
02
2
xkxk
dt
dx
mgxzzgS
dt
xd
m NLems   b (2.22) 
The wave equation used here is .)cos( 0ztAzs  
Use symbols c,,2  and B. In case of near resonance 
  22 , performing the calculation, the author gets equation: 
9 
 ),,,(
2
2
2
txxfx
dt
xd   (2.25) 
with: .)cos(),,( 3 gtBxx
dt
dx
ctxxf   
Use transformation: .)cos(
0
xtax   (2.26) 
From the characteristics of the model, the thesis considers the 
case of weak nonlinear system. Applying the average method of 
nonlinear mechanics, to calculate at 0a and ,0 the author 
receives the relative formula between the amplitude and frequency as 
follows: 
 .22
2
0
2
2
0
2
0
22 3
4
3  c
a
B
xa  (2.39) 
Figure 2.2 shows the relationship between the amplitude function 
a0 versus frequency Ω2 with the coefficients taken as follows: m = 25 
kg; a = 0.35 m; g = 9.81 m/s2; x0 = 0.4 m; kL = 1900 N/m and kN = 
700 N/m3. The results showed that, in the case of the amplitude-
frequency curve with the damping coefficient γem = 40, the oscillation 
of system is stable in the frequency range from point (1) to (2) and 
point (5 ) to (6). In the frequency range is increasing from point (2) 
to (3) and decreasing from point (5) to (4), the oscillation of system 
is unstable. On the other hand, if there is enough data of the actual 
sea wave conditions in sea areas with large wave amplitude, we can 
exploit the operating device in the the nonlinear region, and the 
received oscillating amplitude of device is the largest. 
10 
Figure 2.2. Graph of amplitude resonance curves versus frequency 
2.3. Optimization of the electrical generator for sea wave energy 
With researching orientation for fabrication of the electrical 
generator to operate the near coast. From the assumption in sea wave 
height is below 1 m, the effect of nonlinear component in the model 
is negligible. The model parameters are determined according to a 
linear calculation, the equation (2.7) is considered with kN = 0 and 
changed the variable .0 xzz  Sea wave function acting on the 
model is considered by linear wave, and motion in the vertical 
direction z has the form: 
 .)sin( 0ztAzs   (2.41) 
The motion equation of model received as follows: 
).sin(2
2
t
m
AgS
gx
m
kgS
dt
dx
mdt
xd bLbem 
 (2.42) 
Root of the equation (2.42) is found as follows: 
 ),sin( 
 t
gSk
mg
x
bL
 (2.53) 
with χ is the oscillating amplitude of the system received as follows: 
11 
 
.
2222 
embL
b
gSkm
AgS
 
The mechanical power of the device received from the sea wave 
energy in a period is determined: 
   .
)(
2
1
2222
2
embL
bem
gm
mgSk
AgS
P
 (2.56) 
The maximum spring force is determined: FL_max = kLHmax. (2.57) 
The maximum Acsimet force of buoy: FAcs_max = ρgπa2h. (2.58) 
The device model is researched and fabricated with the selection 
of Hon Dau - Hai Phong sea to test and exploit in the actual 
operation. At Hon Dau sea, the sea wave conditions have a period to 
change in the range of 3.5÷4.5 seconds and the wave height of 
0.5÷1.4 m [36], so the moving velocity in the vertical direction 
reaches from 0.29÷0.62 m/s. In the thesis, the model is determined 
with the smallest mechanical power level of device to reach 270 W, 
the oscillating range of the model is 0.45 m. From the expressions 
(2.57), (2.58) combining the wave data in Hon Dau sea, the model 
parameters are determined kL = 2100 N/m, the buoy is circular 
cylinder-shaped with a height of 0.42 m and radius of 0.4 m. Figure 
2.4 shows the graph of the mechanical power levels of the device 
according to the damping coefficient γem at the wave wave periods 
3.5 seconds, 4.0 seconds, 4.26 seconds, 4.5 seconds in a wave 
amplitude of 0.5 m. In the thesis, the selected generating motor has a 
damping coefficient of 3400 Ns/m, corresponding to the mechanical 
power of the device is obtained maximum. 
12 
Survey of the mechanical power according to the buoy size: 
In survey calculation, the buoy radius varies from 0.35÷0.55 m. 
Calculation results given a comprehensive picture of the mechanical 
power levels of device received from sea wave energy. In figure 2.8 
is a graph of the mechanical power of the device received from sea 
wave energy according to the buoy radii at sea wave periods. 
2.4. Building a numerical simulation program and survey the 
operation of device to converte from sea wave energy to 
mechanical energy 
Building a numerical simulation program: 
The motion equation (2.7) is solved by the fourth-order Runge - 
Kutta method, applying the Simpson method to calculate the 
numerical integral and determine the mechanical power level of the 
device. The numerical simulation program is programmed on Matlab 
software, to investigate the operation of the device with the effect of 
the nonlinear spring when the device operates at 1 m wave height or 
higher. 
Figure 2.8. The power versus 
radius of buoy 
Figure 2.4. The power versus 
damping coefficient 
13 
Algorithm flowchart of numerical simulation program: 
Figure 2.9. Flowchart of the numerical simulation program 
In the survey calculation, the author has performed in two cases 
that is the first-order wave (linear wave) in the expression (2.41) and 
Stockes's second-order wave is given by [38,51,52]: 
 .00
0
3
0
2
)2sin()]2cosh(2[
)(sinh4
)cosh(
)sin( ztkz
kz
kzkA
tAsz   (2.59) 
End 
Integral (2.8) by Simpson method: 
1
,...3,1
)(
2 ),(41
n
j
s
j pZQkq 
2
,...4,2
)(
2 ),(22
n
j
s
j pZQkq 
321
),)(2(),
)0(
2( t
kqkq
sp
nZQspZQ
gm
P
 
 
Yes 
Output results 
2
)(
2;1
)(
1 Z
j
ZZ
j
Z  
ti:= ti+1 
ti+1:= ti + Δt 
6/)432221(
)()1( tkkkkiZiZ  
No 
ti+1≥ tmax 
k4 = f(ti+Δt, Z(i) + Δtk3, ps) 
k3 = f(ti+ 
2
t
, Z(i) + 
2
t
k2, ps) 
Calculation: 
k1 = f(ti, Zi, ps) 
k2 = f(ti+ 
2
t
, Z(i) + 
2
t
k1, ps) 
Inputs 
t0, Z0, Δt, tmax, ps 
Bigin 
14 
Numerical simulation calculation of the device's operation: 
From the calculating results are shown that the operation of the 
device depends on both the amplitude and frequency of the sea 
waves. In the case, with the first-order wave, the oscillating buoy is 
delayed in phase compared with the sea wave about 33.60 (Fig. 2.11). 
The Figure 2.16 illustrates the relationship between velocity and 
displacement of the buoy motion in the case of the second-order 
wave. It shows that the phase orbit of buoy motion is stable and 
varies in the frequency and amplitude components of the second-
order sea wave. 
 0 2 4 6 8 10 12
5
5.2
5.4
5.6
5.8
6
6.2
Am
pl
itu
de
 (m
)
Time (s)
Buoy displacement
Sea wave displacement
 5.2 5.3 5.4 5.5 5.6 5.7
-0.3
-0.2
-0.1
0
0.1
0.2
0.3
0.4
0.5
Ve
lo
ci
ty
 (m
/s
)
Displacement (m) 
Figure 2.20 shows the characteristic curves of mechanical power 
according to the sea wave amplitudes, at the wave frequency appears 
continuous when testing the device in sea that received 1.47 rad/s. 
Figure 2.21 is the motion of the buoy according to the sea wave 
amplitude with Stockes's second-order wave function. The results are 
calculated at wave amplitude A = 0.5 m, the difference of power 
between the two cases when considering linear system (kN = 0) and 
nonlinear (with kN = 1680 N/m3) is 4.4%. For wave amplitude A = 
1.5 m, the difference is 17.1%, respectively. 
Figure 2.11. The displacement 
of buoy and t