Cancers are a group of diseases characterized by uncontrolled growth and
spread of abnormal cells. The worldwide incidence of cancer is estimated at 14
million new cases every year. Tremendous resources are being invested all around
the world for developing preventive, diagnostic, and therapeutic strategies for
cancer. Several pharmaceutical companies and government/non-government
organizations are involved in the discovery and development of anticancer agents.
Vinca alkaloids are isolated from Madagascar periwinkle, Catharantus roseus
G. Don, containing about 130 terpenoids of indole alkaloid. Their clinical value was
recognized in the early 1965s. So the compound has been used as an anti-cancer
agent for more than 40 years and is a leading compound for drug development.
Today, two natural compounds, vinblastine (VLB) and vincristine (VCR) and two
semi-synthetic derivatives, vindesine (VDS) and vinorelbine (VRLB), have been
approved for use in the United States. Due to the importance of pharmaceuticals and
the low extraction of VLBs, VCRs and other alkaloids, Catharanthus roseus has
become one of the most studied medicinal plants. The research efforts of scientists
to find more compounds with lower toxicity and higher therapeutic potential are
continuing.
Based on research results and the urgency in practice, we have carried out
the thesis "Synthesis and Bioactivity Evaluation of New Vinca-alkaloid
Derivatives".
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MINISTRY OF EDUCATION
AND TRAINING
VIETNAM ACADEMY
OF SCIENCE AND TECHNOLOGY
GRADUATE UNIVERSITY SCIENCE AND TECHNOLOGY
-----------------------------
VO NGOC BINH
SYNTHESIS AND BIOACTIVITY EVALUATION OF
NEW VINCA ALKALOID DERIVATIVES
Major: Organic chemistry
Code: 9.44.01.14
SUMMARY OF CHEMISTRY DOCTORAL THESIS
Ha Noi - 2018
The thesis was completed in Graduate University Science and
Technology, Vietnam Academy of Science and Technology.
Supervisor 1: Assoc.Prof. Dr. Ngo Quoc Anh
Supervisor 2: Dr. Doan Duy Tien
1st Reviewer:
2nd Reviewer:
3rd Reviewer:
The thesis will be presented before the Council for Evaluation of Ph.D.
thesis at the Academy, meeting at Graduate University Science and
Technology, Vietnam Academy of Science at ..
PUBLICATIONS
1. Ngo Quoc Anh, Vo Ngoc Binh, Nguyen Le Anh, Nguyen Van Tuyen.
Synthesis and antitumor activity of new vinca-alkaloid mimicking
sarcodictyin features. Viet Nam Journal of Chemistry, 2014, 52(6A)
242-246.
2. Q. A. Ngo, L. A. Nguyen, N. B. Vo, T. H. Nguyen, F. Roussi and V.
T. Nguyen. Synthesis and antiproliferativeactivity of new vinca
alkaloids containing an α, β-unsaturated aromatic side chain,
Bioorganic & Medicinal Chemistry Letters, 2015, 25, 5597-5600.
3. Vo Ngoc Binh, Nguyen Le Anh, Nguyen Thuy Hang, Tran Thi Yen,
Ngo Quoc Anh. Stereoselective synthesis of new
dihydrocyanoanhydrovinblastine derivatives, Viet Nam Journal of
Chemistry, 2016, 54(6e2), 180-183.
4. Vo Ngoc Binh, Nguyen Le Anh, Nguyen Thuy Hang, Tran Thi Yen,
Ngo Quoc Anh. Synthesis of new vinca-alkaloids derivatives from 3'-
cyanoanhydrovinblastine, Viet Nam Journal of Chemistry, 2016,
54(6e2), 184-188.
5. N. B. Vo, L. A. Nguyen, T. L. Pham, D. T. Doan, T. B. Nguyen and
Q. A. Ngo. Straightforward access to new vinca-alkaloids via selective
reduction of a nitrile containing anhydrovinblastine derivative,
Tetrahedron Letters, 2017, 58, 2503-2506.
6. Vo Ngoc Binh, Nguyen Le Anh, Nguyen Thuy Hang, Tran Thi Yen,
Ngo Quoc Anh. Synthesis and antitumor activity of new vinca
alkaloids from 3’-cyanoanhydrovinblastine, Viet Nam Journal of
Chemistry, 2018 (Just Accepted Manuscript).
1
INTRODUCTION
1. The urgency of the thesis
Cancers are a group of diseases characterized by uncontrolled growth and
spread of abnormal cells. The worldwide incidence of cancer is estimated at 14
million new cases every year. Tremendous resources are being invested all around
the world for developing preventive, diagnostic, and therapeutic strategies for
cancer. Several pharmaceutical companies and government/non-government
organizations are involved in the discovery and development of anticancer agents.
Vinca alkaloids are isolated from Madagascar periwinkle, Catharantus roseus
G. Don, containing about 130 terpenoids of indole alkaloid. Their clinical value was
recognized in the early 1965s. So the compound has been used as an anti-cancer
agent for more than 40 years and is a leading compound for drug development.
Today, two natural compounds, vinblastine (VLB) and vincristine (VCR) and two
semi-synthetic derivatives, vindesine (VDS) and vinorelbine (VRLB), have been
approved for use in the United States. Due to the importance of pharmaceuticals and
the low extraction of VLBs, VCRs and other alkaloids, Catharanthus roseus has
become one of the most studied medicinal plants. The research efforts of scientists
to find more compounds with lower toxicity and higher therapeutic potential are
continuing.
Based on research results and the urgency in practice, we have carried out
the thesis "Synthesis and Bioactivity Evaluation of New Vinca-alkaloid
Derivatives".
2. The objectives of the thesis
Synthesis of new vinca alkaloid derivatives containing different
substituents on C-3' and N-6' positions in ring D of the velbanamine subunit,
concurrently evaluating the biological activity of the derivatives synthesized.
3. The research methods
All the compounds were synthesized following modern synthetic methods
with some improvements to adapt with each specific situation. The synthesized
products were purified by column chromatography and their structures were
determined by modern spectroscopic methods: IR, HR-MS, NMR. Biological
activity was evaluated by Monks method on two KB and HepG2 cell lines.
Tests on the leukemia cell line HL-60 with regard to cytotoxicity, proliferation,
apoptosis and cell cycle were performed at the Institute of Pharmacology and
Toxicology, University of Würzburg, Germany. Molecular docking studys were
2
performed at Department of Chemistry and Laboratory of Computational Chemistry
and Modelling, Quy Nhon University.
4. The new contributions of this thesis
23 new vinca alkaloid compounds have been synthesized from natural
vinca alkaloids such as catharanthine, vindoline, vinblastine and vincristine,
including:
– 12 quaternary ammonium salts of anhydrovinblastine, vinblastine,
vincristine and 18 (S) -3 ', 5'-dimethoxyanilineecleavamine 81a - 84c.
– 11 new derivatives of 3'-cyanoanhydrovinblastine include 5 vinca
alkaloid derivatives 92a-92e via reduction selective 3'-
cyanoanhydrovinblastine 88. 6 vinca alkaloid derivatives 93a-93f via reductive
alkylation aminomethyl 92c.
The first time, the chemical shifts of proton and carbon is fully assigned to
the 3'-cyanoanadrovinblastine 88 compound and the absolute configuration at the
C-3 'position of compound 88. A new synthetic method of compounding 88 gives
higher yield than the old synthetic method (74% versus 32%).
The structure of the new compounds was determined by 1D-NMR, 2D-
NMR, IR and HRMS data. In particular, For the first time using the 2D-NMR
spectra: COSY, HSQC, HMBC, NOESY determine the stereochemistry of the
five new compounds 92a - 92e.
23 new derivatives were tested for cytotoxic activity on two KB and
Hep-G2 cell lines. As a result, the four compounds 83a, 83b, 84a, 84b
exhibited selective and potent cytotoxicity on the KB cell line with the IC50
equivalent to vinblastine 1 and vincristine 2. The three new vinca alkaloid
derivatives 81a-c from anhydrovinblastine 12 had better cytotoxic activity KB
than 12 and even better than Ellipcitine in case 81b. The simple vinca
alkaloids compounds 82a-c by replacing vindoline with 3,5-dimethoxyaniline
(DMA) did not lose their activity but significantly improved their activity
compared to 18 (S) -3' 5'-dimethoxyanilineecleavamine 77.
Eight potent cytotoxic compounds 81a–c, 82a-b, 92a-c were selected for
docking on tubulin. Results showed that 02 new vinca alkaloid derivatives 92b
and 82a have the strongest cytotoxic activity also have the strongest affinity
with tubulin, equivalent to standard vinblastine.
The first time, 02 chlorochablastine 83b and chlorochacristine 84b were
tested for biological mechanisms in apoptosis and cell cycle, proliferation
compared to commercial vinca alkaloids. The results of the two selected
3
compounds have the same effect as vinflunine, which is the latest commercially
available semi-synthesis vinca alkaloid, which opens up the possibility of
further research into these compounds for clinical use.
5. The main contents of the thesis
The thesis consists of 138 pages:
Introduction: 2 pages
Chapter 1: Overview (27 pages)
Chapter 2: Experimental (38 page)
Chapter 3: Results and discussion (52 pages)
Conclusions: (1 pages)
The reference section consists of 16 pages of documents cited, documents
updated to 2018.
CHAPTER 1. OVERVIEW
1.1. Microtubule - An important target for the treatment of cancer drugs
1.1.1. Definitions
1.1.2. Dynamics of microtubule
1.1.3. Classification drugs interfered with microtubule
1.2. Vinca alkaloid
1.2.1. Introduction of vinca alkaloids
1.2.2. Synthesis of vinca alkaloids
1.2.2.1. Semisynthesis of vinca alkaloids
1.2.2.2. Total synthesis of vinca alkaloids
1.2.2.3. Biosynthesis and biotechnological approaches
1.2.3. The structure-activity relationship of vinca alkaloids
1.2.3.1. Modifcations of the vindoline moiety
1.2.3.2. Modifcations of the velbanamine moiety
1.2.4. Clinical applications of vinca alkaloids
1.3. Orientation and objectives of the thesis
CHAPTER 2. EXPERIMENTAL
2.1. Chemicals and equipment
2.1.1. Chemicals and solvents
2.1.2. Research equipment
4
2.1.2.1. Infrared Spectroscopy IR
2.1.2.2. Nuclear Magnetic Resonance Spectrum NMR
2.1.2.3. Mass spectrometry MS and HRMS
2.1.2.3. Specific rotation [α]D
2.2. Research methods
2.2.1. Organic synthesis methods
2.2.2. Biological Activity Methods
2.2.3. Methods of refining and determination structure
2.3. Synthesis of some new vinca alkaloid derivatives contain α,β-
unsaturated ketone
2.3.1. Synthesis of anhydrovinblastine 12
2.3.2. Synthesis of 18(S)-3’,5'-dimethoxyanilinecleavamine 77
2.3.3. Synthesis of some new vinca alkaloid derivatives contain α,β-
unsaturated ketone
2.4. Synthesize of some new vinca alkaloid derivatives from 3'-
cyanoanhydrovinblastine 88
2.4.1. Synthesis of 3’-cyanoanhydrovinblastine 88
2.4.2. Synthesis of new vinca alkaloid derivatives via selective reduction of 3'-
cyanoanhydrovinblastine derivative 88
2.4.2.2. Synthesis of 3'R-cyano-(4’S,5’-dihydro)-anhydrovinblastine 83a
2.4.2.2. Synthesis of 3'R-cyano-(4’R,5’-dihydro)-anhydrovinblastine 92b
2.4.2.3. Synthesis of (3'R-aminomethyl)-(4’S,5’-dihydro)-anhydrovinblastine 92c
2.4.2.4. Synthesis of 3'S-cyano-4-deacetyl-anhydrovinblastine 92d and 3'S-
cyano-4-deacetyl-3-hydroxymethyl-anhydrovinblastine 92e
2.4.3. Synthesize of some new vinca alkaloid derivatives through the reductive
alkylation of aminomethyl 92c
2.5. Cytotoxic activity evaluation methods
Biological activity was evaluated by Monks (1991) method on two KB
and HepG2 cell lines. Tests on the leukemia cell line HL-60 with regard to
cytotoxicity, proliferation, apoptosis and cell cycle were performed at the
Institute of Pharmacology and Toxicology, University of Würzburg, Germany.
Molecular docking studys were performed at Department of Chemistry and
Laboratory of Computational Chemistry and Modelling, Quy Nhon University.
5
CHAPTER 3. RESULTS AND DISCUSSION
3.1. Synthesis of some new vinca alkaloid derivatives contain α,β-
unsaturated ketone
α,β -unsaturated ketones are compounds found in nature such as alkaloids,
terpene, sesquiterpenes, triterpenoids, chalcones and flavones such as
daphniapylmines in Daphliphyllum paxianum, myrtenal from Citrus reticulata,
zerumbone from Zingiber zerumbet, licorisoflavane A, quercetin, kaemferol in
Morus alba L. or isolaquirigenin from Glycyrrhiza glabra, Curcumin from
Curcuma longa L. In particular, sarcodictyin 71, 72 and eleutherobin 73 were
isolated from some soft corals, Even the DNA of the living organism is made
up of compounds containing α, β-saturated ketones such as thymine and uracil.
The α,β-saturated ketone group plays an important role both in terms of
chemistry and biology. Chemically, α,β-unsaturated ketones are the key
intermediates for the synthesis of many important substances, such as
flavonoids, pyrazoline, diazepines, pyrimidines, etc. Biologically, compounds
containing α,β-unsaturated ketones have been identified as having many
biological activities including anti-inflammatory activity, anti-malarial activity,
anti-parasitic activity, anti-parasitic activityhypotension or NF-κB elimination
causes a variety of diseases, particularly cytotoxic activity, which is considered
by the Michael acceptor for thiol groups of certain proteins or the ability to
orient the cancer cells apoptosis. Therefore, compounds containing ketone α, β-
unsaturated ketone are always attractive subjects of scientists, some drugs
containing this group have also been used effectively in the treatment of
diseases such as AZT, Edoxudine, Zalcitabine, Griseofulvin and many other
naturally occurring substances are used in the treatment of cancer
Figure 3.3. Hybridization of ketone α,β-unsaturated and vinca alkaloids
Thus, we aimed to elaborate a new series of vinca-alkaloids that contains an
α,β -unsaturated aromatic side chain linked to the tertiary amine of velbanamine via
an ammonium salt in order to determine their anti-cancer activity. The synthesis of
6
additional simplified compounds was also envisaged, replacing the vindoline
moiety by a simplified aromatic (3,5-dimethoxyaniline – DMA).
Scheme 3.1. General procedure for the synthesis of compound 76a–c. Reagents
and conditions: (a) ArCHO, MeOH, room temp.; (b) NBS, p-TsOH, CH3CN, rt
First of all, three various α,β-unsaturated aromatic compounds 76a–c
were elaborated in a straightforward manner according to a generic procedure
outlined in Scheme 3.1. The synthesis started by a Claisen–Schmidt
condensation of arylcarboxadehyde and acetone in methanol at room
temperature followed by a selective monobromination of the transient α-
methylketons 75a–75c using N-bromosuccinimide in the presence of p-
toluensulfonic acid at room temperature for 2 h. These afforded 76a–c in 70–
73% yields for two steps.
Scheme 3.2. Synthesis of vinca alkaloids 12 và 77. Reagents and conditions:
(a) (i) Vindoline (V) or 3,5-dimethoxyaniline (DMA), FeCl3, glycine-NaCl
0,1M, HCl 0,1 N, (ii) NaBH4, NH4OH
Compounds 12, 77 are synthesized according to the method described
previously by Vukovic with good yield (76-85%). Accordingly, we performed a
coupling reaction between catharanthine and vindoline (or 3,5-
dimethoxyaniline) in the presence of iron ion in acidic water, then reduced by
NaBH4 to obtain compound 12 and 77 (Scheme 3.2).
In organic Chemistry, the Menshutkin reaction is an easy and effective
way to convert a tertiary amine to a quaternary ammonium salt through an
alkylhalide. By the Menshutkin reaction, twelve new ammonium salts 81a–84c
were then obtained by stirring one equivalent of the alkylbromide 76a–c at
room temperature in THF with various vinca compounds that is, either
7
anhydrovinblastine 12, 18(S)-30,50-dimethoxyanilinecleavamine 77,
vinblastine 1 and vincristine 2 (Scheme 3.4). All the final compounds 81a–84c
were obtained in 63–72% yields.
Scheme 3.4. Synthesis of new vinca alkaloid containing α,β-unsaturated ketone
Compounds are fully described using 1D, 2D NMR and high-resolution
mass spectrometry HR-EI-MS. In general, when compared to the spectrum of
the original compound, significant changes in their NMR spectrum were
observed around the N-6' position, especially for the 5', 7', 19' and 22', the
proton and carbon resonances on the vidoline moiety change insignificantly.
Vinca alkaloids are complex molecules, so the assignment of the NMR
spectrum of vinca alkaloids must be approached with caution. Structural analyzes
of the obtained compounds are approached in terms of structural part in the
molecule, firstly the vindoline part and then velbanamine part contain the α,β-
saturated ketone.
8
Figure 3.4. Structure of hybrids vinca alkaloid - ketone α,β-saturated 81a-c
The structure of the vinca alkaloid bisindole such as anhydrovinblastine
has been demonstrated by Szantay, Kutney, Webb Andrews. The NMR data of
compound 81a-c was compared with the original compound anhydrovinblastine
12. Proton resonance on the vindoline part change negligible. Some of the
peaks are easily identified on the 1H NMR spectrum with their chemical shifts
and interactions. These peaks are then used as a convenient starting point for
assigning the next signal. The 1H, 13C NMR resonance signals on the vindoline
part of compound 81b are listed in Table 3.1.
Figure 3.5. Structure and numbering according to IUPAC in the vindoline half
Table 3.1. NMR data on the vindoline part of compound 81b and
anhydrovinblastine 12 in CDCl3
Position Compound 81b Anhydrovinblastine 12
δH, J (Hz) δC δH, J (Hz) δC
1
2 3,81(s, 1H) 83,06 3,72 (s, 1H) 83,2
3 79,85 79,7
4 5,43 (s, 1H) 76,53 5,45 (s, 1H) 76,4
5 42,65 42,7
6 5,36 (d, J = 15,7,
1H)
129,7 5,30 (d, J = 15,5, 1H) 130,0
9
7 5,89 (dd, J =
10,1/ 4,4, 1H)
125,20 5,86 (dd, J = 10,2/
4,5, 1H)
124,6
8 2,08 (d, J = 7,5,
1H)
3,33 (m, 1H)
50,02 2,82 (d, J = 16,0, 1H)
3,37 (m, 1H)
50,3
9
10 2,72 (m, 1H)
3,33 (m, 1H)
50,3 2,47 (m, 1H)
3,23 (m, 1H)
50,3
11 2,06 (m, 1H)
2,22 (m, 1H)
45,44 1,84 (m, 1H)
2,15 (m, 1H)
44,6
12 53,4 53,3
13 124,08 122,8
14 6,55 (s, 1H) 122,4 6,55 (s, 1H) 123,5
15 118,4 121,1
16 157,91 158,0
17 6,14 (s, 1H) 94,22 5,45 (s, 1H) 94,2
18 153,6 152,7
19 2,83 (s, 1H) 65,00 2,66 (s, 1H) 65,4
20 1,38 (m, 1H)
1,78 (m, 1H)
30,85 1,35 (m, 1H)
1,79 (m, 1H)
30,9
21 0,87 (t, J = 7,4,
3H)
8,54 0,80 (t, J = 7,4, 3H) 8,4
C16-OCH3 3,87 (s, 3H) 55,8 3,82 (s, 3H) 55,9
N-CH3 2,76 (s, 3H) 38,04 2,72 (s, 3H) 38,3
C3-COOCH3 171,1 170,9
C3-COOCH3 3,81(s, 3H) 52,21 3,80 (s, 3H) 52,2
C4-OCOCH3 171,6 171,6
C4-OCOCH3 2,13(s, 3H) 21,20 2,10 (s, 3H) 21,1
In the vindoline half, based on comparisons with spectral data
anhydrovinblastine 12, easily localized the proton signals of methyl N-CH3,
C16-OCH3, H-21, C3-COOCH3 and C4-OCOCH3 at 2.76, 3.87 (s, 3H), 0.87 (t,
J = 7.4 Hz, 3H), 3.81 (s, 3H) and 2.13 (s, 3H). The doublet and double doublet
signals of protons H-6 and H-7 are at 5.36 (d, J = 15.7 Hz, 1H) and 5.89 (dd, J
= 10.1 / 4.4 Hz, 1H ), the COSY spectra both H-6 and H-7 proton interact with
the two protons H-8. Two singlet resonance signals at 6.55 (s, 1H) and 6.14 (s,
1H) are assigned to the aromatic protons H-14 and H-17. The COSY spectra,
two resonance signals at 1.78 (m, 1H, H-20b) and 1.38 (m, 1H, H-20a)
10
interacted and interacted with the H-21 proton. HMBC spectra appear to have
proton interactions at 3.81 (s, 1H, H-2) with carbon atoms at 38.1 (N-CH3), 45.5
(C-11), 53.5 C-12), 76.5 (C-4) and 79.9 (C-3). The singlet signal at 5.43 (s, 1H)
is assigned to the H-4 proton due to this proton next to the –OCOCH3 group,
which moves towards the lower field. The HMBC spectrum, H-4 proton
interacts with carbon atoms at 30.9 (C-20), 42.7 (C-5), 129.7 (C-6) and 171.1
(C3-COOCH3). The singlet resonance signal at 2.83 (s, 1H) is assigned to the
H-19 proton, the HMBC spectrum, the H-19 interacts with 30.9 carbon atoms
(C-20), 50,1 (C -10), 53.5 (C-12), 76.5 (C-4) and 83.1 (C-2). The COSY
spectrum, H-10 protons interact with the H-11.
Figure 3.6. Structure and numbering according to IUPAC in the velbanamine half
Table 3.2. NMR data in the velbanamine half of compound 81b and anhydrovinblastine
12 in CDCl3
Position Compound 81b Anhydrovinblastine 12
δH, J (Hz) δC δH, J (Hz) δC
1’ 2,63 (m, 1H)
3,12 (m, 1H)
33,85 2,40 (m, 1H)
3,04 (m, 1H)
34,3
2’ 2,02 (m, 1H) 30,68 1,30 (m, 1H) 32,9
3’ 5,60 (s br, 1H) 121,8 5,45 (s, 1H) 123,5
4’ 132,87 140,0
5’ 4,45 (m, 1H)
4,56 (m, 1H)
64,35 3,28 (m, 1H)
3,52 (d, J = 16,0, 1H)
52,1
7’ 4,45 (m, 1H)
4,47 (m, 1H)
53,40 3,4 (m, 1H)
3,4 (m, 1H)
54,3
8’ 3,30 (m, 1H)
3,87 (m, 1H)
19,93 3,05 (m, 1H)
3,41 (m, 1H)
25,9
9’ 107,66 117,3
10’ 129,1 129,4
11’ 7,57 (d, J = 8,1, 1H) 117,44 7,51 (d, J = 7,7, 1H) 118,3
12’ 7,16 – 7,26 (m, 1H) 120,6 7,20 – 7,10 (m, 1H) 122,2
13’ 7,16 – 7,26 (m, 1H) 123,6 7,20 – 7,10 (m, 1H) 118,3
14’ 7,16 – 7,26 (m, 1H) 111,27 7,20 – 7,10 (m, 1H) 110,5
11
15’ 134,75 135,0
N-H 8,36 (s, 1H) 8,04 (s, 1H)
17’ 132,8 131,0
18’ 54,6 55,5
19’ 4,11 (m, 1H)
4,53 (m, 1H)
63,09 2,55 (br d, J = 14,0, 1H)
3,31 (m, 1H)
45,9
20’ 2,04 (m, 2H) 27,26 1,92 (dd, J = 14,5/7,5,
1H)
27,8
21’ 1,07 (t, J = 7,4, 3H) 11,50 0,98 (t, J = 7,5, 3H) 12,2
22’ 3,68 (s, 1H) 70,5
23’ 191,18
24’ 6,90 (d, J = 16,5