Internationally, teaching English as a second or foreign language (ESL/EFL) has 
changed tremendously over the last few decades. Most significantly, the traditional 
teacher-centred approach has been replaced with thelearner-centred one, which reflects a 
desire to explore ways of making teaching responsive to learner needs and interests and 
allowing learners to play a fuller, more active and participatory role in the day-to-day 
teaching and learning processes. Inherent in this approach is a shift in the responsibilities 
of both teachers and students in the foreign language classroom. No longer does the 
teacher act as the centre of all instruction, controlling every aspect of the learning process. 
Learners themselves now, more than ever, are sharing the responsibility for successful 
language acquisition and, in doing so, are becoming less dependent on the language 
teacher for meeting their own individual language learning needs. By giving students more 
responsibility for their own language development, language programs are inviting learners 
to become more autonomous, to diagnose some of their own learning strengths and 
weaknesses and to self-direct the process of language development. 
In the field of second language acquisition research, focus has been shifted away 
from finding perfect teaching methodologies to investigating why some learners are very 
successful in their language learning while others are not although they have made as much 
effort learning the language. Several studies that have been carried out by Oxford (1990), 
O’Malley and Chamot (1990) Nunan (1991), Rubin and Thompson (1994) and Cohen 
(1998) have shown that one of the most important factors that distinguish successful 
learners from unsuccessful ones is their learning strategies. In other words, successful 
learners do use some effective learning strategies to deal with problems that emerge during 
their learning process while unsuccessful ones employ inappropriate or ineffective 
strategies resulting in their failure in their language learning. This finding has provoked 
interests among researchers and teachers in identifying learning strategies employed by 
good language learners with a view to training bad learners to use such effective learning 
strategies. 
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In Vietnam, learning strategies have also become a topic of interest in recent years 
when the concepts of “self-learning” and “life-longlearning” have been familiar to the ears 
of both Vietnamese teachers and students. Some studies into this field have been conducted 
with different types of learners to find out particular strategies employed by effective and 
ineffective learners such as Huyen Tran’s study (2004) on vocabulary learning strategies 
used by students of English at Qui Nhon university or Mai Duong’s (2005) on writing 
strategies employed by first-year students at HanoiNational University. However, studies 
as such are still scarce, thus, more research should be done in order to clarify particular 
strategies used in different settings and by learners of different levels.
                
              
                                            
                                
            
 
            
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1.1. Rationale 
Internationally, teaching English as a second or foreign language (ESL/EFL) has 
changed tremendously over the last few decades. Most significantly, the traditional 
teacher-centred approach has been replaced with the learner-centred one, which reflects a 
desire to explore ways of making teaching responsive to learner needs and interests and 
allowing learners to play a fuller, more active and participatory role in the day-to-day 
teaching and learning processes. Inherent in this approach is a shift in the responsibilities 
of both teachers and students in the foreign language classroom. No longer does the 
teacher act as the centre of all instruction, controlling every aspect of the learning process. 
Learners themselves now, more than ever, are sharing the responsibility for successful 
language acquisition and, in doing so, are becoming less dependent on the language 
teacher for meeting their own individual language learning needs. By giving students more 
responsibility for their own language development, language programs are inviting learners 
to become more autonomous, to diagnose some of their own learning strengths and 
weaknesses and to self-direct the process of language development. 
In the field of second language acquisition research, focus has been shifted away 
from finding perfect teaching methodologies to investigating why some learners are very 
successful in their language learning while others are not although they have made as much 
effort learning the language. Several studies that have been carried out by Oxford (1990), 
O’Malley and Chamot (1990) Nunan (1991), Rubin and Thompson (1994) and Cohen 
(1998) have shown that one of the most important factors that distinguish successful 
learners from unsuccessful ones is their learning strategies. In other words, successful 
learners do use some effective learning strategies to deal with problems that emerge during 
their learning process while unsuccessful ones employ inappropriate or ineffective 
strategies resulting in their failure in their language learning. This finding has provoked 
interests among researchers and teachers in identifying learning strategies employed by 
good language learners with a view to training bad learners to use such effective learning 
strategies. 
 2
In Vietnam, learning strategies have also become a topic of interest in recent years 
when the concepts of “self-learning” and “life-long learning” have been familiar to the ears 
of both Vietnamese teachers and students. Some studies into this field have been conducted 
with different types of learners to find out particular strategies employed by effective and 
ineffective learners such as Huyen Tran’s study (2004) on vocabulary learning strategies 
used by students of English at Qui Nhon university or Mai Duong’s (2005) on writing 
strategies employed by first-year students at Hanoi National University. However, studies 
as such are still scarce, thus, more research should be done in order to clarify particular 
strategies used in different settings and by learners of different levels. 
At the University of Transport and Communications, reading is regarded as the 
most important skill to the students because these students need to read a lot of English 
technical books and documents to support their professional studies. However, apart from 
some students who are quite good at English reading, most students find reading difficult. 
They often complain that they have little understanding of the texts they have read and 
hardly gain any knowledge from their reading. Having taught the Bridge and Road 
Engineering students for several years, I am aware of their problems and very much want 
to help them to improve their reading ability. Therefore, I intend to examine their reading 
strategies and find out the differences in the strategies used by students of higher reading 
abilities and those of lower reading abilities. Based on the findings, I am going to make 
some recommendations to improve the students’ reading proficiency. 
1.2. Scope, aims and significance of the study 
 1.2.1. Scope of the study 
The study investigates the reading strategies used by effective and ineffective readers 
among second-year students of English Bridge and Road class (hereafter EBR) at the 
University of Transport and Communications (hereafter UTC). The study of learning 
strategies in other English skills would be beyond the scope. 
1.2.2. Aims of the study 
The major purposes of this study are: 
(1) to identify the range of reading strategies utilized by the good readers and poor 
readers among the second-year EBR students at the UTC; 
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(2) to examine the differences in reading strategy use between these two groups of 
readers; 
(3) to inform teachers so that they can find ways to improve their students’ reading 
proficiency. 
In order to achieve the above aims of the study, the following major research questions 
will be addressed: 
- What is the range of reading strategies used by the good and poor readers among the 
EBR students? 
- How do the good readers and poor readers differ in terms of reading strategies 
employed? 
 1.2.3. Significance of the study 
The study is the first one to be carried out in the field of reading strategy research at 
the UTC. It helps give a detailed description of reading strategies used by the good and 
poor readers among second-year EBR students at the university. More importantly, it 
works out a classification scheme for these reading strategies. It also provides a thorough 
analysis of the differences in the reading strategies employed by these two groups of 
readers. The findings of their reading strategies can help teachers to understand more about 
their students and they can serve as the foundation for some recommendations on how to 
improve the students’ reading proficiency. They are also an important basis for reading 
strategy based instruction to be implemented in the future. 
1.3. Methods of the study 
This study is to be conducted as a descriptive study that utilizes both quantitative 
and qualitative approaches. The quantitative analysis is employed through the process of 
data collected from a written questionnaire and think-aloud reports to examine the 
differences between the good and bad readers in their reading strategies. In addition, the 
qualitative approach is used to deal with the data collected from interviews with these two 
groups of readers. The combination of these data collection methods will help the author 
achieve the aims of the study. 
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1.4. Organization of the thesis 
The study consists of five chapters. 
Chapter 1 is the Introduction, which states the rationale, scope, aims, significance, methods 
and organization of the study. 
Chapter 2 reviews the literature relevant to the topic of research and summarizes some 
selected studies on reading strategies, which serves as a theoretical and methodological 
foundation of the study. 
Chapter 3 presents the research methodology of the study. It provides information about 
the participants, the instrumentation, the data collection procedures and data analysis. 
Chapter 4 is the main part of the study that reports and discusses the main findings 
according to the research questions. 
Chapter 5 is the Conclusion that summarizes the findings, presents the implications and 
limitations of the study and finally gives some suggestions for further research 
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CHAPTER 2 
LITERATURE REVIEW 
This chapter reviews theories related to learning strategies in general and reading 
strategies in particular. It also summarizes some studies on reading strategies that have 
been conducted so far. All of these serve as a basis for an investigation into reading 
strategies which is carried out and presented in the next chapter. 
2.1. Learning strategies 
2.1.1. Definition 
Over the last two decades, the study of learning strategies has seen an “explosion of 
activity” (R. Ellis, 1994) with the contributions of such well-known researchers as Tarone 
(1981), Weinstein and Mayer (1986), Rubin (1987), O’Malley and Chamot (1990), Oxford 
(1990) and Cohen (1998). These studies have helped figure out a comprehensive overview 
of learning strategies. 
Concerning the definition of learning strategies, there have been some considerable 
differences in the existing literature. Rubin (1987) gave quite a broad definition of learning 
strategies: “Learning strategies are strategies which contribute to the development of the 
language system which the learner constructs and affect learning directly” (1987: 23). 
Tarone (1981) defined learning strategies as attempts to develop linguistic and 
sociolinguistic competence in the target language. These definitions are too general in 
comparison to the complex nature of learning strategies. 
Oxford (1990) claimed that “Learning strategies are specific actions taken by the 
learner to make learning easier, faster, more enjoyable, more self directed, more effective 
and more transferable to new situations” (1990:5). This definition is judged to be quite 
comprehensive as it not only covers the cognitive but also the affective aspects of learning 
strategies (i.e. to increase enjoyment in learning). However, Oxford’s definition is not 
sufficient in the sense that it regards learning strategies as “specific actions”, i.e. learning 
strategies are behavioral, and therefore, they are mostly observable. However, a lot of 
studies in this field have shown that learning strategies are difficult to observe as they are 
not only behavioral. 
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In an attempt to define learning strategies in a more sensible manner, Weinstein and 
Mayer (in Ellis, 1994:531) claimed that learning strategies “ are the behaviors and thoughts 
that a learner engages in during learning that are intended to influence the learner’s 
encoding process”. Thus, these two authors see learning strategies both behavioral and 
mental. Their view has been shared by most researchers in strategy studies. 
The definition that has been widely accepted to date was proposed by O’Malley 
and Chamot (1990). According to them, learning strategies are “the special thoughts or 
behaviors that individuals use to help them comprehend, learn or retain new information” 
(1990: 1). In spite of being quite short, their definition covers the most important aspects of 
learning strategies, that is learning strategies are both mental and behavioral (therefore 
both observable and unobservable), and learning strategies are individually characterized 
(i.e. every learner’s strategies are different). Because of its comprehensive features, the 
present study utilized this definition as the key direction in its investigation. 
2.1.2. Classification of learning strategies 
Much of the earlier research (Rubin 1975 and 1981; Stern 1975; Naiman et al 1978) 
focused on compiling inventories of the learning strategies that learners were observed to 
use or reported to use. 
Rubin (1981) proposed a classification scheme that subsumes learning strategies 
under two primary groupings and a number of subgroups. Rubin’s first primary category, 
consisting of strategies that directly affect learning, includes clarification/verification, 
monitoring, memorization, guessing/inductive reasoning, deductive reasoning and practice. 
The second category, consisting of strategies that contribute indirectly to learning, includes 
creating practice opportunities and using production tricks such as communication 
strategies. An alternative classification scheme proposed by Naiman et al. (1978) contains 
five broad categories of learning strategies and a number of secondary categories. The 
primary classification includes an active task approach, realization of language as a means 
of communication and interaction, management of affective demands and monitoring of 
second language performance. 
Subsequent descriptive studies have endeavored to identify broad classes of 
learning strategies, under which a large number of more specific strategies can be grouped. 
The works of Wenden (1983), Oxford (1990), O’Malley et al (1985a and 1985b), 
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O’Malley and Chamot 1990) have made an important contribution to our knowledge of 
learning strategies. Wenden’s (1983) research examined the strategies that adult foreign 
language learners use in order to direct their own learning. She identifies three general 
categories of self-directing strategies: (1) knowing about language (relating to what 
language and language learning involves, (2) planning (relating to the what and how of 
language learning) and (3) self-evaluation (relating to progress in learning and the learner’s 
response to the learning experience). Wenden’s framework was devised as a basis for 
learner training. 
R. Oxford (1990) built on the earlier classifications with the aim of subsuming 
within her taxonomy virtually every strategy previously mentioned in the literature. Oxford 
(1990) draws a general distinction between direct and indirect strategies. The former 
consists of memory, cognitive and compensation strategies while the latter includes 
metacognitive, affective and social strategies. However, Oxford’s classification of learning 
strategies is somewhat complicated and confusing as she treats compensation strategies as 
a direct type of learning strategies and memory strategies as separate ones from cognitive 
strategies. 
Perhaps, the framework that has been most useful and generally accepted is 
O’Malley and Chamot (1990)’s. In O’Malley and Chamot's framework, three major types 
of strategies are distinguished in accordance with the information processing model, on 
which their research is based. Metacognitive strategies are “higher order executive skills 
that may entail planning for, monitoring or evaluating the success of a learning activity” 
(O’Malley and Chamot: 44). Cognitive strategies “operate directly on incoming 
information, manipulating it in ways that enhance learning” (O’Malley and Chamot, 1990: 
44). The last type of learning strategies is Social/Affective which “involves either 
interaction with another person or ideational control over affect”. (O’Malley and Chamot, 
1990: 45). The subtypes of these strategies presented in Table 2.1 were identified by 
O’Malley and Chamot on the basis of their several descriptive studies on learning 
strategies used by second language learners. 
 8
Table 2.1. Learning strategy definition and classification (O' Maley and Chamot, 1990: 119) 
Learning strategy Definition 
A. Metacognitive strategies 
Planning 
Advance organizers Previewing the main ideas and concepts of the material to be 
learned, often by skimming the text for the organizing principle. 
Directed attention Deciding in advance to attend in general to a learning task and to 
ignore irrelevant distracters. 
Functional planning Planning for and rehearsing linguistic components necessary to 
carry out an upcoming task. 
Selective attention Deciding in advance to attend to specific aspects of input, often 
by scanning for key words, concepts and/or linguistic markers. 
Self-management Understanding the conditions that help one learn and arranging 
for the presence of those conditions. 
Monitoring 
Self-monitoring Checking one’s comprehension during listening or reading or 
checking the accuracy and/or appropriateness of one’s oral or 
written production while it is taking place. 
Evaluation 
Self-evaluation Checking the outcomes of one’s own language against a standard 
after it has been completed. 
B. Cognitive Strategies 
Resourcing Using target language reference materials such as dictionaries, 
encyclopedias, or textbooks. 
Repetition Imitating a language model, including overt practice and silent 
rehearsal. 
Grouping Classifying words, terminology or concepts according to their 
attributes or meaning. 
Deduction Applying rules to understand or produce the second language or 
making up rules based on language analysis. 
Imagery Using visual images (either mental or actual) to understand or 
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remember new information. 
Auditory representation Planning back in one’s mind the sound of a word, phrase or 
longer language sequence. 
Key word method Remembering a new word in the second language by: (1) 
identifying a familiar word in the first language that sounds like 
or otherwise resembles the new word, and (2) generating easily 
recalled images of some relationship with the first language 
homonym and the new word in the second language. 
Elaboration Relating new information to prior knowledge, relating different 
parts of new information to each other, or making meaningful 
personal associations with the new information. 
Transfer Using previous linguistic knowledge or prior skills to assist 
comprehension or production. 
Inferencing Using available information to guess meanings of new items, 
predict outcomes or fill in missing information. 
Note taking Writing down key words or concepts in abbreviated verbal, 
graphic or numerical form while listening or reading. 
Summarizing Making a mental, oral or written summary of new information 
gained through listening or reading. 
Recombination Constructing a meaningful sentence or larger language sequence 
by combining known elements in a new way. 
Translation Using the first language as a base for understanding and/or 
producing the second language 
C.Social/Affective 
strategies 
Question for clarification Eliciting from a teacher or peer additional explanations, 
rephrasing, examples or verification. 
Cooperation Working together with one or more peers to solve a problem, pool 
information, check a learning task, model a language activity, or 
get feedback on oral or written performance. 
Self-talk Reducing anxiety by using mental techniques that make one feel 
competent to do the learning task. 
 10
This classification of learning strategies is comprehensive and sufficient and it is 
applicable to learning strategy studies on four English disciplines. Therefore, the current 
study will adopt O’Malley and Chamot's classification of learning strategies as the 
theoretical framework for investigation. 
2.2. The theory of reading 
2.2.1. Definition 
For many students, reading is a very important skill, particularly in English as a 
second or foreign language. Concerning the role of reading, Carrell (1988:1) stated that 
“Without solid reading proficiency, second language learners cannot perform at levels they 
must in order to succeed”. Anderson (1999) also confirms that “the more exposure a 
student has to language through reading, the greater the possibilities that overall language 
proficiency will increase” (1999:3). 
Reading plays such a significant part in the success of second language learning 
and it is essential to understand what reading really is. However, the act of reading is not 
completely understood nor easily described. In a general term, reading is defined as “an 
active, fluent process which involves the reader and the reading material in building 
meaning” (Anderson,1999: 1). This definition of reading has been generally shared by 
other researchers. 
According to Rumelhart (1977), reading involves the reader, the text and the 
interaction between the reader and text. Aebersold and Field (1997: 15) share the same 
view on reading: “Reading is what happens when people look at a text and assign meaning 
to the written symbols in that text. The text and the reader are the two physical entities 
necessary for the reading process to start. It is, however, the interaction between the text 
and the reader that constitutes actual meaning”. These interactions, in their opinion, are