The genus Dendrobium one of the largest genera in the Orchidaceae,
includes more than 1148 species, and enormous morphological diversification
has hindered the establishment of consistent classification systems covering all
major groups of this genus, and 2nd orchids after Bulbophyllum orchids
(Bulbophyllum) (Leitch et al., 2009). Southeast Asia can be considered as the
homeland of Dendrobium with more than hundreds of species, particularly in
Vietnam has more than 100 species (Tran Hop, 1998; Nguyen Xuan Linh,
2002; Averyanov, 2004; Duong Duc Huyen, 2007), and they are widely
distributed across the regions of the country.
                
              
                                            
                                
            
 
            
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MINISTRY OF EDUCATION AND TRAINING MINISTRY OF AGRICULTURE AND RULAR 
DEVELOPMENT 
VIETNAM ACEDEMY OF AGRICULTURAL SCIENCES 
TRAN DUY DUONG 
EVALUATION ON GENETIC DIVERSITY AND 
IDENTIFICATION MOLECULAR MARKER FOR 
VIETNAMESE NATIVE DENDROBIUM SPECIES 
Discipline: Genetics and Crop Selection 
Number Code: 62.62.01.11 
SUMMARYOF DOCTOR THESIS 
HA NOI - 2015
The thesis was raging at: 
INSTITUTE OF AGRICULTURAL GENETICS 
VIETNAM ACEDEMY OF AGRICULTURAL SCIENCES 
Scientific supervisors: 
1. Association Prof. Dr. La Tuan Nghia 
2. Dr. Nguyen Thi Thanh Thuy 
Reviewer 1:... 
Reviewer 2: 
Reviewer 3: 
The dissertation will be defended before the doctoral thesis 
Councilatthe Vietnam Academy of Agricultural Sciences 
In :times.date.month..year.. 
Search the thesis in: 
Vietnam Academy of Agricultural Sciences Library 
1 
INTRODUCTIONS 
1. Main of objective 
The genus Dendrobium one of the largest genera in the Orchidaceae, 
includes more than 1148 species, and enormous morphological diversification 
has hindered the establishment of consistent classification systems covering all 
major groups of this genus, and 2nd orchids after Bulbophyllum orchids 
(Bulbophyllum) (Leitch et al., 2009). Southeast Asia can be considered as the 
homeland of Dendrobium with more than hundreds of species, particularly in 
Vietnam has more than 100 species (Tran Hop, 1998; Nguyen Xuan Linh, 
2002; Averyanov, 2004; Duong Duc Huyen, 2007), and they are widely 
distributed across the regions of the country. 
In the conservation and sustainable use of plant genetic resources, 
assessing the gene bank is extremely important step not only for the 
identification of similar/different species, but also to understand the relationship 
genetic system between varieties/species to conserve genetic diversity. The 
strong developments of methods and techniques in the field of molecular 
biology have created an effective tool and quickly are applied in studies of 
biodiversity conservation. 
The advantage of the molecular technique is capable to identify the 
genetic diversity, provide the basis for assessing the conservation value of 
species and populations. Therefore, the creation of a database of DNA 
fingerprinting of the varieties/species, gene banks registered in the world, 
national sovereignty of plant genetic resources of our country as well as the 
determine the rights to plant varieties and implementation of intellectual 
property rights in the name of plant varieties, endemic to Vietnam in general 
and in particular Dendrobium species are very important issues, urgency, carry 
scientific and high practicality, not only for immediate benefits but also long 
term goal oriented conservation in effectively exploiting genetic resources 
program serves the country's key economic. 
Starting from a theoretical basis and practical, we conducted research 
“Evaluation on genetic diversity and identification molecular marker for 
Vietmaese native Dendrobium species”. 
2. Main of objective 
- Evaluation on genetic diversity in morphological level combined with 
molecular markers to determine genetic relationships among varieties/species of 
Vietnamese native Dendrobium species for classification, selection and 
breeding new varieties. 
- Using the ITS marker to identify genetic resources of Vietnamese native 
Dendrobium species for the conservation, database, and DNA barcode. 
3. Meaning scientific and practical significance of the subject 
3.1. Meaning scientific 
- Providing scientific datas on genetic diversity in the morphology and 
2 
molecular levels of the Vienamese native Dendrobium species, which is basis 
for selection of elite germplasm, and new breeding; 
- The results of the research are significant in identifying a number of 
varieties/species of Vietnamese native Dendrobium species, as a basis for 
conservation, economic value and register on GenBank. 
3.2. Practical Implications 
- Collection and preservation genetic resources of Vietnamese native 
Dendrobium species; 
- The results will be contributing on the conservation, selection and 
breeding new varieties to improving the Vietnamese orchid products. 
4. Research subjects and scope of the project study 
4.1. Research subjects 
 - Thirty two Vietnamese native Dendrobium species were collected from 
different provinces. 
4.2. Location and time study: 
- The experiment was carried out at the Department of Genetic 
Engineering, Institute of Genetics Agriculture, Pham Van Dong road, Tu Liem 
district, Hanoi city. 
- Research period: From 2010 to 2014. 
5. The contributions of the thesis 
Thesis was the first studied methodically systematic assessment of 
genetic diversity by morphological indicators combined with molecular 
markers, identification of Vietnamese native Dendroium species based on the 
ITS sequences. The results of the thesis have significance in the classification, 
the conservation service, and selection and breed new varieties; these will be 
contributing to improve Vietnam orchids. 
CHAPTER 1: OVERVIEW 
1.1. Glance of Dendrobium 
1.1.1. Classification systems 
In the botanical classification systems, the gennus Dendrobium are belong 
the spread (Orchidales), subclass (Liliidae), monocots (Liliopsida), delimitation 
of higher plants (Cosmobionia), and the plant kingdom (Plantae) (Tran Hop, 
1998; Hoang Thi Be, 2004; Leitch et al., 2009; Evans et al., 2012). 
Classification systems of Dendrobium species in Vietnam have often 
based Seidenfaden system (1985). This system is clear, straightforward, high 
reliability, and consistent with the representatives of Dendrobium in Vietnam 
(Tran Hop, 1998; Duong Duc Huyen, 2007). 
1.1.2. Morphological characteristics 
1.1.2.1. Stems 
The stems of Dendrobium species are segmented, cylindrical shaped 
spindles, clavate, ovoid, with lengths ranging from 2-3cm to 120cm or 
sometimes more, common size is 20-50cm (Tran Hop, 1998). The stems can 
3 
piece, sometimes up inside either thick or fat to form beads. 
1.1.2.2. Root 
The roots of the Dendrobium species are usually slender, biogas roots, 
cylindrical, green and brown when converted into old age, they often embrace 
could price or slouched down. 
1.1.2.3. Leaves 
Leaves placed in two staggered rows, but only hug relatives’ sheath, 
rarely without sheath. Leaves are usually hard, skin types, shadows, seldom 
lean and tender, often smooth surface. Leaves often shaped marks, ellipses, 
sometimes shaped swords, rarely leaves oblong or long lozenge (Averyanov, 
2004).) 
1.1.2.4. Flower groups 
Flower groups have usually many flowers blossom, sometimes little 
flower or flowers solitary. Flower groups have often pendulous flowers hanging 
down long, many species have beautiful flower (Tran Hop, 1998). 
 1.1.2.5. Flowers 
Flowers have united bisexual, symmetrical two sides with muitiple colour 
and have scent. 
1.1.2.6. Capsule 
Capsule usually have clavated or spindle formation, containing many 
particles are mixed with the hair piece. 
1.1.3. Ecoregion distributions 
In Vietnam, Dendrobium species have discovered more than 100 species 
and these were distributed mainly in mountain areas throughout North, Central, 
South and on some coastal islands Vietnam (Tran Hop, 1998; Averyanov, 
2004). 
1.2. Evaluation of Dendrobium species 
Besides on ornamentals, some several of Dendrobium will also to make 
medicines (Do Huy Bich et al., 2004; Cai et al., 2012; Feng et al., 2013). 
1.3. Overview of research methods, evaluation on genetic diversity and 
identification molecular maker in Dendrobium species 
1.3.1. The concept of genetic diversity 
Genetic diversity is the diversity of the composition of genes between 
individuals of the same species and between different species, is the variety of 
genes can be inherited in a population or between populations. 
1.3.2. The significance of the study of genetic diversity 
Biodiversity is essential for the survival of the species, natural 
communities and very important for humans. 
1.3.3. The method of evaluation on genetic diversity and indentification in 
plants 
1.3.3.1. Methods based on morphological 
Evaluation genetic diversity on morphologicals are traditional method, 
4 
including the description of the characteristics and structure external 
morphology, namely stems, leaves, flowers. 
1.3.3.2. Methods based on biochemical 
The isozyme is defined as various forms of an enzyme (protein) has the 
same function or close together in the same individuals (Salazar, 2003). 
1. 3. 3. 3. Evaluation genetic diversity based on molecular marker methods 
Evaluation genetic diversity based on molecular marker methods such as: 
Restriction Fragment Length Polymorphism (RFLP); Amplified Fragment 
Length Polymorphism (AFLP); Random Amplified Polymorphic DNA 
(RAPD); Microsatellite or Simple Sequence Repeates (SSR); Inter-simple 
sequence repeats (ISSRs) (Singh et al., 2012; Shangguo et al., 2013; Swati Das 
et al., 2014). 
1.3.3.4. Classification methods of plant on gene sequences 
* ITS region (internal transcribed spacers) is a non-functional RNA 
segment, located between the RNA of the ribosome structure is usually 
translated code. Structure ITS region including ITS1 - 5.8S - ITS2. Another 
advantage of the ITS include two separate loci (ITS1 and ITS2) and they are 
connected together via locus 5.8S. 5.8S locus is insulated region, in fact there is 
enough phylogenetic signal discrimination and the sector level (Richardson et 
al., 2001; Sharma et al, 2012). 
* The gene rbcL (ribulose-bisphosphate carboxylase) is used more to 
build phylogenetic trees. However, for genetic relationships at the species under 
analysis on this gene encounter many limitations (Kress and Erickson, 2007). 
* The matK gene (gene coding for maturaseK): The study used gene 
sequencing matK to construct phylogenetic trees as showed genetic diversity 
matK than other genes in chloroplasts and therefore genetically matK become 
an important indicator gene to help sort plants (Asahina et al., 2010; Sharma et 
al., 2012). 
1. 4. Current status in study of orchids in the world and in Vietnam 
1.4.1. Evaluation genetic diversity and identification Dendrobium species in 
the world 
1.4.1.1. Research on morphological indicators 
 Theres were many research on Denedrobium species such as Pellegrino et 
al., 2005; Krishnan et al., 2011). 
1.4.1.2. . Research on molecular markers 
 * RFLP markers 
Recently, Surin et al., 2014 for using RFLP technique to identify 25 
Dendrobium varieties from Thailand. 23 of the 25 species have been identified, 
only two species such as D. crumenatumand D. formosum were unidentified. 
* RAPD markers 
 There have been studies using indicators to analyze RAPD polymorphism 
in orchids, the study focused on several categories like spreads Dia lan 
5 
(Cymbidiums), Lan hai (Paphiopedilum), Ho Diep (Phalaenopsis), Dai Chau 
(Rhynchostylis gigantea) and Hoang Thao (Dendrobium) (Bateman, 2001; Choi 
et al., 2006; Goh et al., 2005; Li et al., 2007; Parab et al., 2008; Zha et al., 
2009; Chattopadhyay et al., 2012; Paromik and Suman, 2014). In the 
Dendrobium spcies, recently Pritam Chattopadhyay et al., 2012 was used to 
analyze 5 RAPD primers to determine relationship between 5 Dendrobium 
varieties in the North of India. Results showed that, total of 124 bands were 
analyzed and have 25 individual bands between different of Dendrobium spcies 
were indentified. 
* SSR markers 
There was less research in Orchids by using SSR marker. For Dendrobium 
only a few studies on the use of SSR directive to evaluate genetic diversity in 
recent years as the study by Fan et al., 2009, Cai and et al., 2012; Liu et al., 2014). 
* ISSR markers 
In 2009, Wang et al were used 17 ISSR marker to evaluate genetic diversity of 
31 Dendrobium from China. Results showed that, in 2368 total the band was 
amplified 278 ISSR locus have polymorphic with percent homology at 100%. 
* The research is based on DNA sequences 
Building the world's first use of DNA barcoding to distinguish Dendrobium 
species with Chinese authors published in 2009 (Yao et al., 2009). In this study, the 
region located in between psbA-constructions on chloroplast genome of 17 varieties 
of Dendrobium. Also on the subject on Dendrobium, Japanese authors (Asahina et 
al., 2010) to use genetic sequencing to identify matK and rbcL gene while studying 
the phylogenetic group of Dendrobium in medicine. 
1.4.2. Situation study orchids in Vietnam 
Since 1985, there have been a number of research institutions and universities 
such as the Institute of Ecology and Biological Resources, the Institute of Tropical 
Biology, University of Agricultural Sciences I, University of Forestry, Institute of 
Agricultural Genetics, and Institute of Fruits and Vegetables has focused on research, 
investigation, classification group kept some orchids in our country. For Dendrobium 
orchid, Nguyen Thi My Duyen et al., 2012 studied on morphological characteristics 
and found three species of D. pulchellum, and D. moschatum Gatton Sunray has 
relationship proximity, similarity rate is 96.5% and respectively 95%. In 2007, Le 
Tran Phuc Tran Khoa was conducted a study on "Evaluation on genetic diversity of 
wild Dendrobium species” which were collected in Binh Phuoc and Bao Loc Town 
(Lam Dong province) with RAPD technique." The researchers were evaluated the 
genetic diversity Hoang Thao spread very least accurate identification marker on the 
object identifier based spread Hoang Thao sequenced genome regions ITS, matK, 
rbcL. Therefore, the deployment and conduct of the subject on the object Hoang 
Thao spreads have important implications for the conservation, preservation and 
development of this orchid species. Recently, Tran Hoang Dung et al., 2012 had 
applied DNA technology to classify and identify Hoang Thao Tram rung 
(Dendrobium parishii) and Phi Diep tim (Dendrobium anosmum) species in 
Vietnam. 
6 
CHAPTER II 
MATERIALS, CONTENTS AND METHODS 
2.1. Plant materials 
32 samples of Vietnamese native Dendrobium (aged 2-3 years) species 
were made by the Institute of Agricultural Genetics and Prof. Dr. Tran Duy 
Quy. Information about plant materials, including locaties of colection in the 
different provinces and they were growth at the Institute Agricultural Genetics 
and 422, Pham Van Dong, Tu Liem district, Hanoi city. 
2.2. Research contents 
2.2.1. Content 1: Evaluation on genetic diversity for Vietnamese native 
Dendrobium species 
 2.2.1.1. Evaluation on genetic diversity for Vietnamese native Dendrobium 
species by using morphology methods 
2.2.1.2. Evaluation on genetic diversity for Vietnamese native Dendrobium 
species by using RAPD markers 
2.2.2. Content 2: ITS sequences of ribosome to indentify Vietnamese native 
Dendrobium species 
2.3. Methods 
2. 3.1. Methods based on morphological indicators 
- The Dendrobium species were descripted by Pellegrino, 2005 such as 
characteristics and structure external morphology, namely stems, leaves, 
flowers. 
2.3.2. Evaluation on genetic diversity for Vietnamese native Dendrobium 
species by using RAPD markers 
2.3.2.1. Extraction of DNA 
2.3.2.2. The quantative and quality of DNA check 
2.3.2.3. Check the DNA by agarose gel 
2.3.2.4. DNA testing by spectrophotometer 
2.3.2.5. PCR-RAPD reations 
RAPD and ITS primers were provided by Opero and Sigma company 
2.3.3. ITS sequences 
2. 3.3.1. Amplification on ITS region by PCR products 
ITS region was amplified using primers ITS1 and ITS4. 
2.3.3.2. Purification PCR products and sequenes 
2. 3.3.3. Aligment ITS sequencing in GenBank database 
2. 3.3.5. Phylogenetic trees 
2.4. Data processing software 
 - Research datas were analyzed, processed on the Excel version 5.0 software, 
software PCORD, software NTSYS, MEGA: version 5.2.1, to construct 
phylogenetic trees. 
7 
2. 5. Location and duration 
- Location and time study: Department of Genetic Engineering - Institute of 
Agricultural Genetics. 
- Duration: From 2010 to 2014. 
CHAPTER III: RESULTS AND DISCUSSIONS 
3.1. Evaluation on genetic diversity for Vietnamese native Dendrobium 
species 
32 of Vietnamese native Dendrobium species were collected in the North, 
Central and South. There lived mainly in mountainous conditions, epiphyte on 
large trees in the forest, and preserved in the garden at 422
st
, Pham Van Dong 
Road, Tu Liem district, Hanoi city (Table 3.1). Among the study, some species 
were endemic pattern of the Northern provinces of Vietnam as Hoang Thao 
Chuoi Ngoc (D2), which was located in Dien Bien province, and Hoang Thao 
Tam Dao (D15) is endemic in Tam Dao -Vinh Phuc province. These were 
endangered Dendrobium species, was added to our catalog of Vietnam Red 
Book, should be preserved, and nurtured. The flowers such as D4, D7, D8, D12, 
D13, D14, D17, D19, D20, D21, D22, D23, D24 and D25 have a wide 
distributed range from North to South. The remaining flower species were found 
only in some areas of some Central provinces or South were including Hoang 
Thao Vani and Hoang Thao Dai Bach hac species, which was only found in 
Kontum province. 
3.1.1. Evaluation on genetic diversity for Vietnamese native Dendrobium 
species by using morphology marker 
 The stems of Dendrobium species were representatives segmented, with a 
variety of shapes such as spindle formation, clavate, square, rosaries, rounded, 
and the most common are cylindrical. The stems has many different forms such 
as stem fragments clinging, fat bloated, long stems, short stems bloated, but 
mostly a long stems, slouched down. Particularly, some species only thicken the 
line, and there is almost no slang, making rosaries shaped stems (D2) or gradual 
thickening is independent in each chicken thigh slang in forms serial (D28). This 
is the hallmark that identifies Hoang Thao Dien Bien species (D2) which were 
located in Dien Bien province. 
Leaves were staggered in two rows, sheath hugs in the stems. Leaves 
were distributed along the stems but at much represents the 2-6 leafs 
concentrate in the stems peak when the top stems has only flowers without 
leaves. Leaves often exist when were flowering. The number of leaves changing 
from a lot (D15- average 35.9 leaf/plant; D23- 31.7 average leaf /plant) to low 
(D22 average 6.46 leaf/plant). Leaves may be hard or soft, usually smooth 
surfaces. Most of the leaves of the 32 Dendrobium species were marks tongue-
shaped leaves, leaf oval, pointed leaves peaks, sharp deviation or imprisonment
8 
Table 3.1. List of Vietnamese native Dendrobium species 
Symbols Vietnamese names Latin names 
Origin 
(province) 
Symbols Vietnamese names Latin names 
Origin 
(province) 
D1 
Hoang Thao Long nhan 
Lai Chau 
D. fimbriatum Lai Chau D17 Hoang Thao Kim Diep D. capillipes Lam Dong 
D2 
Hoang Thao Chuoi ngoc 
Dien Bien 
D. findlayanum Dien Bien D18 Hoang Thao Chuoi Ngoc D. findlayanum Kontum 
D3 Hoang Thao Thai Binh D. moschatum Thai Binh D19 
Hoang Thao Kieu Trang 
Dong Nai 
D. farmeri Dong Nai 
D4 Hoang Thao Phi Diep tim D. anosmum Hoa Binh D20 
Hoang Thao Tieu Hoang 
lap 
D. chrysotoxum Kontum 
D5 Hoang Thao Tram tim 
D. 
parishii 
Son La D21 Hoang Thao Dai Hoang lap D. chrysotoxum Lam Dong 
D6 Hoang Thao Tram trang 
D.parishii.var 
alba 
Dien Bien D22 
Hoang Thao Bach hac 
langbiang 
D. wattii Lam Dong 
D7 
Hoang Thao Ngoc Van 
Vang 
D. 
chrysanthum 
Yen Bai D23 Hoang Thao Hac vi D. aphylum Da Lat 
Hoang Thao Phi Diep 
vang 
D. 
chrysanthum 
Dien Bien D24 
Hoang Thao Vay rong la 
nho 
D.lindleyi Quang Tri 
D9 Hoang Thao Long tu Bac D. primulinum Son La D25 
Hoang Thao Vay rong la 
trung 
D. lindleyi 
Lam D