The West Hanoi (formerly Hatay province) was merged into Hanoi
since 2008, this area in the process of urbanization at high speed.
Geological characteristics in this area considered complex, the limestone
layer widely distributed, high fractured and somewhere has underground
karst. The Quaternary sediments include many kind and difference in ages,
origin, composition, physical - mechanical properties. Especially, existence
of the soft soil layer has thickness and distribution irregular.
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MINISTRY OF EDUCATION
AND TRAINING
VIETNAM ACADEMY OF
SCIENCE AND TECHNOLOGY
GRADUATE UNIVERSITY OF SCIENCE AND
TECHNOLOGY
NGUYEN VAN BINH
RESEARCH ON CHARACTERISTICS OF QUATERNARY
SEDIMENTS AND THE RELATIONS TO LAND SUBSIDENCE
IN THE WEST AREA OF HANOI
Speciality: Geology
Code: 62 44 02 01
SUMMARY OF GEOLOGY DOCTORAL THESIS
HA NOI, 2015
The thesis was completed at: Graduate University of Science
and Technology, Vietnam Academy of Science And Technology
Scientific Supervisors:
1. Assoc. Prof. Dr. Do Minh Duc
2. Assoc. Prof. Dr. Doan Dinh Lam
Reviewer 1: Dr. Do Van Nhuan
Reviewer 2: Assoc. Prof. Dr. Nguyen Huy Phuong
Reviewer 3: Assoc. Prof. Dr. Pham Quy Nhan
This thesis is going to be defended at the council of doctorate thesis
examiners of Graduate University at:....................................................
............hour, day ......., month...year 2015.
Thesis can be found at:
- National Library, Hanoi
- Library of Vietnam Academy of Science and Technology
- Library of Graduate University of Science and Technology
1
PREFACE
The West Hanoi (formerly Hatay province) was merged into Hanoi
since 2008, this area in the process of urbanization at high speed.
Geological characteristics in this area considered complex, the limestone
layer widely distributed, high fractured and somewhere has underground
karst. The Quaternary sediments include many kind and difference in ages,
origin, composition, physical - mechanical properties. Especially, existence
of the soft soil layer has thickness and distribution irregular.
From 2007 to present, in some places as Ngoc My, Thach Than communes
(Quoc Oai district) appeared many cracks on the walls of old constructions
with low loading capacity and these cracks are expanding. Research results
identified that the surface in this area being subsidence, expressions of land
subsidence complex and unpredictable. In additions, some geological
hazards have been occurred with damages and destroy constructions. Land
subsidence and ground collapse occurred for many reasons and related to
Quaternary sediment (lithological composition, physical - mechanical
properties, distribution) and groundwater. However, the detail researches of
them in the West area of Hanoi not very much. Therefore, PhD student has
chosen the topic: “Research on characteristics of Quaternary sediments
and the relations to land subsidence in the West area of Hanoi”.
1. The objective of the thesis
To elucidate of characteristics of lithological composition, physical-
mechanical properties and distribution of Quaternary sediments, the
relationships between sediment characteristics, especially, the soft soil
layers in the West Hanoi to land subsidence and ground collapse; then to
propose prevention measures for sustainable development of infrastructure.
2
2. Object and scope of the study : The Quaternary sediments in the West
area of Hanoi and its relation with land subsidence. In the thesis, land
subsidence is considered the deformation of the surface by two forms:
First: ground subsidence is the deformation of soil foundation due to the
change effective stress leads to compaction of the soil when the water table
lowered. Thesis research on a large scale ground subsidence (regional), not
analysis in a specific location of construction.
Second: ground collapse due to human activities creates voids in the soil
(the exploitation of underground water) and natural voids relatively close to
the surface (karst) leads to the collapse of soil and forming sinkholes.
The study scope includes Quoc Oai, Chuong My and My Duc districts,
3. Research contents
- Characteristics on lithological, physical - mechanical properties and
the distribution of Quaternary sediments in the West area of Hanoi.
- The relationship between Quaternary sediment to land subsidence
hazards in the West area of Hanoi.
- Proposed solutions to preventing land subsidence and ground collapse,
serve for development of infrastructure sustainable.
4. Database of the thesis
+ The reports geotechnical investigation in the study area including 431
boreholes, depth from 7-50 meter; 1272 samples, 1778 of standard
penetration test (SPT) and 47 of vane test.
+ The theme "Research the potential geological hazards related to the
process of urbanization in the West area of Hanoi" in Hanoi University of
Natural Resources and Environment. PhD student as main responsible
person, acceptances 2013.
+ Topic "Research geohazards ground subsidence and propose solutions to
handle at Km16, provincial road 419 of Quoc Oai town, Hanoi" by the
Vietnam Institute of Geosciences and Mineral Resources (2009).
3
+ Project "Mitigation of Geohazards in Vietnam" by Vietnam National
University (VNU) and the Norwegian Geotechnical Institute (NGI).
+ The reports on the survey results and determined the cause of ground
collapse and execute fillings material for sinkholes in Hamlet 16, village
Ang Ha, Le Thanh commune and Team6, Thuong village, Xuy Xa
commune, My Duc district.
5. Defending issues
Issue 1: Quaternary sediments in the West area of Hanoi is divided into
four profile types with 18 sub-profile types based on sediment
characteristics, age, origin and distribution.
Issue 2: Land subsidence and ground collapse in the West area of Hanoi
took place with local nature. Land subsidence occurred in areas distribution
of sediment in profile type 1 (sub-profile types 1.2, 1.3 and 1.4) and profile
type 3 by the water table was lowered. Ground collapse occurred in areas
distribution in profile types 1 and 3 by extraction underground water
unreasonable and combination with the fractured limestone layer,
underground karts.
6. The new scientific finding of the thesis
- Base on association of sediment characteristics and physical-mechanical
properties of soils; determine the scope and depth distribution of
Quaternary sediments in the West area of Hanoi.
- Determination of profile types and sub-profile types of Quaternary
sediments and their spatial distribution in the West area of Hanoi.
- Clarification of causes on local land subsidence and surface ground
collapse in the relations to Quaternary sediments, especially the soft soil
layers in the West area of Hanoi.
- Zonation of the areas with potential risk of land subsidence hazard in
relations to the Quaternary sediment profiles, karstic distribution in the
West area of Hanoi.
4
7. The scientific significance and practice of thesis
Scientific significance: characteristics and the distribution of Quaternary
sediments in the West area of Hanoi and its relations to the land
subsidence, ground collapse in this area are clarified. Determining the
cause of land subsidence and ground collapse.
Practice significance: results of research to explain the causes,
mechanisms of formation and development of land subsidence, define the
areas with a high risk of land subsidence, raising warnings on human
activities inducing the occurrence of land subsidence, which helps to
outline rational land use and sustainable development of infrastructure
8. The layout of the thesis
Preface
- Chapter 1. Overview of research and natural conditions, economic and
social in the West area of Hanoi
- Chapter 2. Methodology and Research Methods
- Chapter 3. Characteristics of Quaternary sediments in the West area of
Hanoi.
-Chapter 4. The relationship between Quaternary sediment and land
subsidence, ground collapse
Conclusions and Recommendations
CHAPTER 1
OVERVIEW OF THE RESEARCH AND CONDITIONS OF NATURAL,
ECONOMIC AND SOCIAL IN THE WEST AREA OF HANOI
1.1. Historical of geological research
1.1.1. Period before 1975
The geological study primarily serves for exploration and mining. Studies
of sediment little attention. After 1965, there is some research is published.
1.1.2. Period after 1975 so far
After 1975, there are many researches of Quaternary sediments
comprehensively published. The North Vietnam Geological Mapping
5
Division finished geological mapping group Ha Dong-Hoa Binh(1988) and
Hanoi map group (1994), scale 1:50 000. Quaternary sediments in the West
area of Hanoi divided into four formations: Hanoi, Vinh Phuc, Hai Hung
and Thai Binh. Also, the Geology Division, Geological Corps number 6,
29, 79, 51, 54 and 64 have made mining exploration, mineral occurrences,
exploration, observation and exploitation underground water.
1.2. Overview of researches on land subsidence and its relation with
Quaternary sediments
1.2.1. The researches around the world
According to Winslow and Wood, for the fine-grained material
saturated with water, the amount of subsidence is equivalent to the amount
of losing pore space by compaction. Poland and Davis determined the
cause of land subsidence included: 1)loadings at the land surface;
2)vibratory near the land surface; 3)the compaction by irrigation and
agricultural production; 4) the dehydration and shrinkage of sediment;
5)oxidation of organic materials; 6) lowering of the groundwater level; 7)
pressure drop.
According to Leake S. A, in case the aquifer sandwiched the layers (or
clay- silty clay lenses), when the pressure in the aquifer was lowered lead
to increased of strain compression for the aquitard and making them
compact (thinner) and is regarded as the subsidence of the land surface, the
process of settlement is irreversible.
Amin. A and Bankher. K gave different reasons cause ground
subsidence in Saudi Arabia. In addition to natural causes, the authors
suggest that cause land subsidence occurs due to excessive exploitation of
ground water from deep aquifers.
In Shanghai city (China), the Quaternary sediments thickness of 300m.
Land subsidence in Shanghai was first reported in 1921 with the average
rate about 21cm/year. In 1965, the total settlement in Shanghai about
6
2,63m. Chai JC et al, Xiao-Qing Shi concluded: the consolidation of the
clay layer, clay mud contributes approximately 80% of total subsidence.
Bangkok capital of Thailand in Chao Phraya delta. Geological section
in here includes 8 aquifer composed of sand with gravel sandwiched with
clay, soft soils located near the land surface with an average of 14m
thickness. Since 1969, the phenomenon of land subsidence more attention
when there are many indicators to be monitored in Bangkok and get the
attention of many scientists. According to Nutalaya (1989), the most
powerful of land subsidence in Bangkok over the period 1933-1987
approximately 1,60m and by 2002 the settlement was 2,05m
In India, Sahu and Sikdar studied the geological features in the Kolkata
city and swamps area in Eastern Kolkata, West Bengal. Quaternary
sediment in this area included clay, mud and sand layers. Calculation
results show that amount of land subsidence varying from 1,12mm to
43,8mm/year, average of 13,53mm/year. Estimates, amount of land
subsidence corresponding with 1m lowered hydraulic pressure about 1,79
cm to 10 cm, average of 3,28 cm.
1.2.2. The researches in Vietnam
In Vietnam, land subsidence phenomenon happens quite universal in
Hanoi, Ho Chi Minh city, Hai Phong, Can Tho, Ca Mau and some
provinces, cities in Mekong river delta
1.2.2.1. In Hanoi and Ho Chi Minh city
In Hanoi, land subsidence has been warning by scientists from the 80s
of 20 century. Many authors have published results of researches on land
subsidence in Hanoi (old) such as Nguyen Kim Cuong (1995);Tran Trong
Hue et al (1995, 1996); Doan The Tuong (1999); Tran Van Hoang and Bui
T. Bao Anh (2000); Pham Quy Nhan (2004); Tran Manh Lieu (2005); Tran
Manh Lieu and Doan The Tuong (2006); Tran Van Tu; Dang.V Khac...etc.
7
In Ho Chi Minh city, since 1992 (the first year of land subsidence
monitoring through satellite images) to 2011, has recorded 17/24 districts
was sinking from 20 cm to 50cm. Subsidence increasing and proportional
to speed of urbanization
1.2.3. The researches in the West area of Hanoi
1.2.3.1. Research overview
Vietnam National University (VNU) and Norwegian Geotechnical
Institute (NGI) carried out the project "Mitigation of GeoHazards in
Vietnam". One of the tasks of the project is research the phenomenon of
land subsidence in Hanoi.
The Geophysics Technology JSC; Vietnam Institute of Geosciences and
Mineral Resources; Divison of Water Resources Planing and Investigation
for the North of Vietnam researches some topics about land subsidence,
ground collapse in My Ducm, Quoc Oai district. The positions was collapse
has fine sand and soft soil layers (bmQ2
1-2
hh) with considerable thickness.
Nguyen Van Binh et al researched engineering-geological and
geohazard related potential the process of urbanization in the West area of
Hanoi (Quoc Oai and vicinity areas), analyze the effective of soft soil
layers, groundwater exploitation and relationship with land subsidence.
Most of researches show that the risk of land subsidence occurred in
areas distribution of soft soil layer, especially when they are distributed
above aquifers and within the influence of the water table was lowered.
1.2.3.2. General comment
a, About the research issue on Quaternary sediment:
- The depth studied of sediment within 20m depth
- The detail division on the scope and depth distribution of sediments with
different composition of the lithological is limited.
- Relationship of Quaternary sedimentary with bedrock, especially with to
fractured limestone and underground karts have not been clarified.
8
b. About the studies of geological hazards related to Quaternary sediments
in the process of urbanization
Most of theme, research projects primarily focus on geohazards
assessment of status events such as landslides, river erosion. The researches
on land subsidence occurred in Quoc Oai and My Duc district mainly to
assess the status and treatment of complications, the causes of geohazards
have not yet been elucidated.
1.3. Natural conditions and socioeconomic in the West area of Hanoi
1.3.1. Topography - Geomorphology feature:
1.3.1.1. Topography feature: includes lower mountain, hill and plain
1.3.1.2. Geomorphology feature: includes erode and accumulation terrains.
1.3.2. Geological and structural feature
1.3.2.1. The geological formations before Quaternary.
The geological formations before Quaternary from Paleozoic to
Mezozoi include geological formations in order from old to recent as
follows: Na Vang (P2 nv); Yen Duyet (P2 yd); Vien Nam; Tan Lac (T1o tl);
Đong Giao (T2 dg); Nam Tham (T2 nt) and Song Boi (T2
3
sb)
1.3.2.2. The Quaternary: Quaternary sediments in the West area of Hanoi
including four formations: Hanoi, Vinh Phuc, Hai Hung and Thai Binh.
1.3.3. Hydro-geological feature in the West area of Hanoi.
Ground water in the West area of Hanoi exist two kind include: water in
the pore of the unconsolidated Quaternary sediments and water in fissures,
karst in limestone of Dong Giao and NaVang formations.
CHAPTER 2. BASIC OF THEORETICS AND RESEARCH
METHODOLOGY
2.1. Basic theoretics
Oscillation of sea level to the formation and distribution of sediments:
The correlation between speed of sediment deposit, tectonics and sea
level fluctuation plays a key role during the formation and development of
deltaic.
9
Figure 2.2. Facies transition diagram from the mountains to the delta [22]
Transfer of facies in the West area of Hanoi are outlined in the diagram:
proluvi→ mountainous and highland river → plain river → plain delta
Figure 2.3. The distribution of depositional environments in spatial [22]
Quaternary sediments in the West area of Hanoi formed in the context
of closely related with the oscillations of the sea level, river activities and
interaction between river and the sea. Research the features of Quaternary
sediments and relationship with land subsidence needed have to integrate
the features of sediment and the physical-mechanical properties of soil and
Assessment of the status of human activities to natural conditions, and
needs a suitable method comprises: the methodological to research on
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10
characteristics of Quaternary sediments (lithological composition,
distribution and relationships in spatial), Experimental methods of physical
and mechanical properties of the sediments and the methods of calculation
and forecasting.
2.2. The research methodology
Systems of research methods used include: field survey method;
Geophysical methods; Drilling and sampling methods; Grain size analysis
methods; Analysis of mineral composition; Experimental methods of
physical and mechanical properties; Analysis on indicators of
environmental method; Interferometry technology InSAR method; Data
processing method; Kriging interpolation method; Forecasting land
subsidence method.
CHAPTER 3. FEATURES OF QUATERNARY SEDIMENT
IN THE WEST AREA OF HANOI
Quaternary sediments in the Western area of Hanoi includes four
formations: Hanoi, Vinh Phuc, Hai Hung and Thai Binh.
3.1. Hanoi formation (Q1
2-3
hn)
3.1.1. Alluvial- proluvi deposit (apQ1
2-3
hn)
Aluvi-proluvi deposit of Hanoi Formation consists of 3 parts:
- Part 1. Cobbles, pebbles, polymictic minerals, multi colors mixed with
gravel, sand and silt, lightning yellow, yellow-brown. Composition of
mainly quartz pebbles (50%), mafic volcanic rocks (30%). In addition,
composition of sediment contained sandy-siltstone, tuffaceous, size from 5
-15cm. Composition of pebbles and gravel in some places up to 70%; sand
20-25%, clay, silty 5-10%.
- Part 2. Sand and silty, lightning yellow, russet contain quartz grit.
Composition mainly of quartz sand, silica, sharp, irregular, contain small
grit. The thickness of sediment from 7.5m to> 20m. Composition of
particles size: sand 50-75%; gravel 5-20%; clay, silt 5-10%. Parameter of
grain size: Md=0,33-0,4mm; Ro= 0,12-0,2; So= 3,3-4,5. SPT test: N=20-
25.
11
- Part 3. Clay, silty yellowish brown, brownish red, contained many laterite
grit on surface layer. Composition of particles size: clay 45-53,4%, silty
19%-22,8%, sand: 15%-21% and gravel from 3,1% to 5,5%. The
parameters of grain size: Md = 0,0055mm; Sk=0,21-0,3; S0=3,02 – 4,15.
Environmental indicators: pH=6,6, Kt=0,24. SPT test: N30=17- 42, in near
surface bedrock N30=30-50 to N30 = 60-70.
3.1.2. River chanel deposit (aQ1
2-3
hn)
Pebbles, gravel, sand grey-yellow, light grey, multi mineral, gray,
cobbles size from 2cm to 10cm. Composition of sediment include: cobbles
51,4%-60%, gravel 15,5% - 20,4%, sand 18-27%. SPT test: N30=50/7cm.
3.2. Vinh Phuc formation (Q1
3
vp).
3.2.1. River chanel deposit
Sand, sand with silt, gray yellow, gray blue, light gray, somewhere
sandwiched lens of small grit. The mineral of sand is quartz 70-80%, pieces
of grit, less mica. Composition of particles size: sand 65.9%-71,7%, silty
25,1%-27,1% gravel 1,3-7,5%. Parameter of grain size: Md= 0,28 -
0,42mm; So=2,5-3,2; S