Natural compounds isolated from terrestrial plants have been
studied for a long time and have been successful. However, studies on
marine compounds have only begun in the middle of the last century.
Currently, natural marine compounds are known to be a promising
source of pharmaceuticals, and many highly biologically active
compounds have been found in various marine organisms. Difficulties in
collecting large amounts of samples and requiring high funding are one
of the obstacles to research in the field of marine chemical compounds.
Therefore, organic synthesis is an effective alternative to generate larger
amounts of active ingredients to serve biological studies, as well as to
ensure their applicability. Many marine-derived active compounds play
as lead compounds so that researchers can make new derivatives possess
higher biological activity. The bengamides isolated from marine sponges
are known for their potent anti-cancer activity. However, structural
instability is one of the reasons limiting the applicability of this class. In
order to overcome this limitation of bengamides, we chose the research
topic "Synthesis and cytotoxicity of bengamide analogues A and E" in
this thesis.
                
              
                                            
                                
            
 
            
                
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MINISTRY OF EDUCATION 
AND TRAINING 
VIETNAM ACADEMY OF 
SCIENCE AND TECHNOLOGY 
GRADUATE UNIVERSITY OF SCIENCE AND 
TECHNOLOGY 
----------------------------- 
PHI THI DAO 
“ Synthesis and cytotoxicity of bengamide analogues A and E” 
Major : Organic Chemistry 
Code : 62 44 01 14 
SUMMARY OF CHEMISTRY DOCTORAL THESIS 
HaNoi - 2018 
The thesis was completed at: Graduated University of 
Science and Technology - Vietnam Academy of Science and 
Technology 
 Scientific supervisor: 
Advisiors 1: Assoc. Prof. Dr. Habil Van Cuong Pham 
 Advisiors 2. Dr. Huong Doan Thi Mai 
1st Reviewer: 
2 nd Reviewer: 
3rd Reviewer: 
The thesis will be defended at Graduate University of 
Science and Technology - Vietnam Academy of Science and 
Technology, at hour date month 2018 
 Thesis can be found in: 
- The library of the Graduated University of Science and 
Technology, Vietnam Academy of Science and 
Technology 
- National Library of Vietnam 
Publications related to the thesis 
1. Thi Dao Phi, Huong Doan Thi Mai, Van Hieu Tran, Bich 
Ngan Truong, Tuan Anh Tran, Van Loi Vu, Van Minh Chau, Van 
Cuong Pham. Design, synthesis and cytotoxicity of bengamide 
analogues and their epimers. Med. Chem. Commun, 2017,8, 445-451. 
2. Thi Dao Phi, Huong Doan Thi Mai, Van Hieu Tran, Van 
Loi Vu, Bich Ngan Truong, Tuan Anh Tran, Van Minh Chau and 
Van Cuong Pham. Synthesis of bengamide E analogues and their 
cytotoxic activity. Tetrahedron Letters. 2017, 58, 1830-1833 
3. Phi Thi Dao, Doan Thi Mai Huong, Le Thi Phuong, Chau Van 
Minh, Pham Van Cuong. Synthesis of 8-methyl-2-O-methyl-3,5-O-(1-
methyl ethylidene)-6,7,8,9-tetradeoxy-D-gulo-6-nonenonic acid (6E)- -
lactone. Vietnam Journal of Chemistry, 2015,53 (2e), 154-157 
4. Phi Thi Dao, Doan Thi Mai Huong, Vu Van Loi, Chau Van 
Minh, Pham Van Cuong. Microwave-assisted synthesis of lactams from 
amino acids. Vietnam Journal of Chemistry, 2015, 53 (2e), 198-201. 
5. Phi Thi Dao, Vu Van Loi, Nguyen Thi Bich, Doan Thi Mai 
Huong, Nguyen Hien, Chau Van Minh, Pham Van Cuong. Synthesis 
of N-alkyl amino lactam derivatives. Journal of Science and 
Technology, 2016, 54 (2C), 291-298. 
6. Phi Thi Dao, Doan Thi Mai Huong, Vu Van Loi, Chau Van 
Minh, Pham Van Cuong. Synthesis and cytotoxicity of 
(2R,3R,4S,5R,6E)-3,4,5-trihydroxy-2-methoxy-8,8-dimetyl-N-((S)-2-
oxoazepan-3-yl)non-6-enamide. Vietnam Journal of Chemistry, 2016, 
54 (6e2),62-65. 
7. Phi Thi Dao, Doan Thi Mai Huong, Vu Van Loi, Nguyen 
Thii Hue, Pham Van Cuong. In vitro cytotoxic and antimicrobial 
activities of some bengamide derivatives. Vietnam Journal of 
Chemistry 2017 55(3), 342-347. 
8. Patent for utinity solution. Synthetic method of bengamide 
analogues . Accepted application 
1 
I. INTRODUCTION 
1. Introduction 
Natural compounds isolated from terrestrial plants have been 
studied for a long time and have been successful. However, studies on 
marine compounds have only begun in the middle of the last century. 
Currently, natural marine compounds are known to be a promising 
source of pharmaceuticals, and many highly biologically active 
compounds have been found in various marine organisms. Difficulties in 
collecting large amounts of samples and requiring high funding are one 
of the obstacles to research in the field of marine chemical compounds. 
Therefore, organic synthesis is an effective alternative to generate larger 
amounts of active ingredients to serve biological studies, as well as to 
ensure their applicability. Many marine-derived active compounds play 
as lead compounds so that researchers can make new derivatives possess 
higher biological activity. The bengamides isolated from marine sponges 
are known for their potent anti-cancer activity. However, structural 
instability is one of the reasons limiting the applicability of this class. In 
order to overcome this limitation of bengamides, we chose the research 
topic "Synthesis and cytotoxicity of bengamide analogues A and E" in 
this thesis. 
2. Objectives of the thesis 
- Constructing synthesis process of bengamide analgoues A and E 
- Evaluating the biological activity of the synthesized analogs. 
3. Scientific significance and new contributions of the thesis 
3.1. Scientific significance 
- Synthesis of new analogues of bengamide A and E. 
- Application of microwave irradiation in organic synthesis. 
3.2. New contributions of the thesis 
- Stereochemical synthesis process of bengamide A and E 
analogues was described. 
- 30 bengamide A and E analogues were synthesized, including 16 
bengamide E analogues, 4 bengamide A analogues and 10 fluorine 
containing compounds. Among them, there are 27 new analogues. 
2 
- Microwave irradiation method was effectively used in the 
reactions of intra-molecular cyclization of amine acids, protection of 
primary amines and coupling reactions of ketide side chains and amino 
lactams. Reaction times are shorten and reaction yields were improved 
remarkably. 
- Cytotoxic activities of these analogues were evaluated against 
several cancer cell lines (Lu, NCI-H1975, A549, MCF7, MDA-MB-231, 
HepG2, Hep3B, KB, HL60 and Hela). The analogues containing R 
configuration at C-2’ always exhibited higher activity than the analogues 
containing S configuration at C-2’. Many analogues have IC50 values less 
than 1µM for cytotoxicity tests. Beside that, anti-microbial activity of 
several analogues against 7 bacterial and yeast strains were also 
investigated. Among them, 7 analogues showed high activity against 
Gram positive bacteria and Candida albicans. 
4. The main content of the thesis 
Thesis includes 153 pages, 25 tables, 65 figures and 57 references as 
following: 
Introduction: 2 pages 
Chapter 1: Overview 32 pages 
Chapter 2: Experimental and methodology 64 pages 
Chapter 3: Results and discussion 41 pages 
Conclusion: 2 pages 
57 documents were referenced in the thesis, the documents were 
updated to 2017. 
The appendix includes 234 pages, including spectra of synthesized 
derivatives. 
II. CONTENT THESIS 
General introduction 
Refers to the scientific meaning, practicality, object and research task 
of the thesis. 
CHAPTER 1: OVERVIEW 
Overview included 32 pages, summarizing the literature of naturally isolated 
bengamides, previously synthesized methods of bengamide analogues and 
3 
their biological activities up to now. 
CHAPTER 2: EXPERIMENTAL AND METHODOLOGY 
The four-pages of research methods described organic synthesis 
methods, chemical structure determination methods and biological 
activity assay methods. 
The 64-page experiment details the synthetic process of benamide 
analogs. Physical properties and spectral data of the synthesized substances. 
We have developed the method of synthesis of the following 
substances: 
- Synthesis of polyketide chain 
- Synthesis of N-ankyl substituted 6 and 7-membered aminolactam 
rings. 
- Synthesis of bengamide analogues A and E 
- Synthesis of fluorine containing bengamide analogues. 
- Evaluated cytotoxic activity of 30 synthesized analogues against 
10 cancer cell lines (Lu1, NCI-H1975, A549, MCF7, MDA-MB-231, 
HepG2, Hep3B, KB, HL60 và Hela). 
Evaluated antimicrobial activity against 07 strains, including: Gram (+), 
Gram (-) and yeast. 
CHAPTER 3: RESULTS AND DISCUSSION 
Previous studies on the synthesis of bengamide analogues and their 
evaluation of tumor inhibitory activity have shown that the structural 
modification of bengamide skeleton remarkably effected to their 
biological activity. Especially, previous studies have shown that the 
presence of the hydroxyl groups and the configuration of C-3, C-4 and C-
5 of ketide side chains play an important role to the cytotoxic activity of 
bengamide analogues. In order to study the relationship between the 
structure and cytotoxic activity of bengamide analogues, the conversion 
of bengamide skeleton is carried out by the following ways i) replacing 
the isopropyl group by the tert-butyl group leading to the obtainment of 
more stable structures by avoiding olefin isomerization ), ii) modification 
of configuration at C-2’ carbon, thereby evaluating the effect of C-2' 
4 
configuration to biological activities, iii) N-alkylated amide groups of the 
lactam ring, iv) synthesis of some analogs with the hydroxyl group at C-
5', v) changing the lactam ring size, vi) replacing the terminal olefinic 
chain by FCH2-CH(OH) to evaluate its role to biological activity (Figure 
3.1). 
Figure 3.1. Modification of the bengamide skeleton 
The synthesis process of new bengamide analogs was carried out 
from commercial chemicals, such as: α-D-glucoheptonic γ-lactone and 
amine acids (L-ornithine monohydrochloride, D-ornithine 
monohydrochloride, L-lysine, D-lysine and D, L-5-hydroxylysine 
hydrochloride) through 3 main stages. 
3.1. Synthesis of ketide chains 
Synthesis of BG5 ketide is carried out using the commercially 
available α-D-glucoheptonic γ-lactone (Figure 3.2). The acetonide 
reaction using acetone and sulfuric acid as catalyst produces BG1 in 
67.8%. 
Figure 3.2. Synthesis of BG5 compound 
5 
Selective hydrolysis of the isopropylidene group of BG2 with 
acetic acid yielded compound BG3 in 85%. Study on the oxidation of 
diol with NaIO4 in a mixture of different solvents showed that using 1.2 
eq NaIO4 in a solution of MeCN and H2O (4/1, v/v) obtained the highest 
yield of aldehyde BG4 in 91%. 
 The final reaction is the olefination reaction of aldehyde BG4. The 
reaction was investigated using (P(t-Bu)3HBF4) (1.5-3eq) in the presence 
of TEA, potassium t-butoxide (CH3)3COK) or NaH (1.5 eq) in THF at 
room temperature for 3 - 24 h. However, these reactions do not form the 
desire product BG5. Then, the reaction was successfully carried out 
using Takai olefination reaction in the presence of 1,1-diiodo-2,2-
dimethylpropane and CrCl2. In fact, the reaction using 1,1-diiodo-2,2-
dimethylpropane bought from Aldrich company gave the ketide 
compound BG5 in the highest yield of 45%. Meanwhile, this compound 
was prepared much effectively (73%), when the reaction was carried out 
with fresly prepared 1,1-diiodo-2,2-dimethylpropane. The mechanism of 
the oxidation of BG3 and the formation of BG5 from BG4 using Takai 
reaction is shown in the following figure. 
Figure 3.3: Mechanism of oxidation of BG3 and Takai olefination of 
BG4 
6 
Accordingly, in the oxidation reaction with NaIO4, the oxidation 
state of iodine is shifted from +7 (NaIO4) to +5 (NaIO3). For Takai 
olefination reaction, this is a combination of aldehyde and geminal 
dihaloalkane to form olefins. In this reaction, Cr (II) is oxidized to Cr 
(III) when both halogen atoms are replaced. The formed geminal 
carbodianion reacts with aldehyde to form the desire alkene. 
Structures of synthesized compounds was determined using MS, 
1H-NMR, 13C-NMR spectra and compared with the published data. 
3.2. Synthesis of 2-amino-lactam compounds 
3.2.1. Synthesis of BG6a-b and BG14a-b 
The ring structure of α-amino lactams exist in many compounds 
exhibiting highly biological activity. Thus, the synthesis of α-amino 
lactams has attracted the attention of many research groups and typically, 
one of them is the synthesis of α-aminocaprolactam from L-lysine. 
According to the publication of G. Pifferi and co-workers., the 
cyclization of L-lysine under heat conditions provided BG14a in 95% for 
48 h. In another study, Blade-Front reported that synthesis of BG14a 
achieved in 70% using Al2O3 in toluene / pyridine mixture for a shorter 
time of 20 h. In addition, another article reported that synthesis of BG14a 
from L-lysine was carried out under high temperature and pressure 
conditions with a yield of 88%. 
 In order to overcome the disadvantages of using expensive, toxic 
agents, long reaction time or harsh conditions as high temperature and 
pressure, we have studied the intramolecular cyclization of amine acids 
7 
with the aid of microwave irradiation. Accordingly, the α-
aminocaprolactam compound (BG14a) obtained in 79% from L-lysine 
using mild conditiions in ethylene glycone under microwave irradiation 
at 284 W for 1 h. Meanwhile, the yield of BG14a was lower (48%) if the 
reaction was carried out in butanol. Using the same reaction conditions, 
the BG14b compound was synthesized with 82% of yield from D-lysine. 
Under microwave irradiation at 284 W, compounds BG6a and BG6b 
were obtained in 55.6% for 1h using ethylene glycol and pyridine. 
Replacement of pyridine by a solution of 10% NaHCO3 under 
microwave irraditation gave BG6a in 78%. Similarly, compound BG6b 
was obtained in 72% from D-ornithine hydrochloride. 
3.2.2. Synthesis of rac-BG22a and rac- BG22b 
(i): NaHCO3 10%, ethylen glycon, pyridine, MW, 284W, 1h 
(ii): (Boc)2O (1eq), TEA, THF, H2O, rt, 3h 
 Due to commercially unavailable chiral isomers of 5-hydroxylysine, 
the 6-hydroxycaprolactam isomers were prepared from a racemic mixture 
of the 5-hydroxylysine compound. Accordingly, the intramolecular 
reaction of D, L-5-hydroxylysine hydrochloride mixture was carried out 
with the aid of microwave irradiation at 284 W for 60 minutes gave a 
racemic mixture of the two diastereomers rac-BG22a and rac-BG22b. 
The mixture then was purified on a silica gel column with acetone/ H2O/ 
NH4OH (ratio of 9/ 1/ 0.1) obtained a racemic mixture of rac-BG22a 
8 
(53%, Rf = 0.49) and rac-BG22b (39%, Rf = 0.34). Due to impossible 
determination of the relative configuration at C-3 and C-6 of rac-BG22a 
and rac-BG22b, these compounds are converted into N-Boc derivatives 
to compare with published NMR data. The reaction of each rac-BG22a 
and rac-BG22b with Boc2O is carried out in THF/H2O mixture in the 
presence of TEA to produce corresponding compounds rac-BG23a and 
rac-BG23b. Compared to the published NMR data, rac-BG23a has a 3, 
6-trans configuration (3S*, 6S*) and thus, the 3,6-cis (3S*, 6R*) 
configuration was assigned for rac-BG23b. This allows to determine 
3,6-trans (3S*, 6S*) and 3,6-cis (3S*, 6R*) configuration for compounds 
rac-BG22a and rac-BG22b, respectively. 
3.2.3. Synthesis of N-ankyl aminolactam compounds 
3.2.3.1. The reaction protects the amine group of 2-aminolactam 
In order to protect the primary amine groups, 3-aminolactam 
compounds are reacted with phthalic anhydride. The reaction between 
BG6a and phthalic anhydride is carried out in acetic acid at 100°C for 6 
hours to obtain BG7a in a low yield of 30% of. Then with the aid of 
microwave irradiation, compound BG7a obtained with higher yield 
(53%) for a shorter time (1 hour). Using the same reaction conditions 
under microwave irradiation, amine groups of BG6b, BG14a and 
BG14b compounds were successfully protected, yielding BG7b, BG15a 
and BG15b compounds in the range of 52 - 57%. 
a) anhydride phthalic, CH3COOH, molecular sieve 4Ǻ, MW, 284 W, 1 h 
3.2.3.2. N-alkylation reactions 
After the protection of the primary amines, the alkylation reactions were 
carried out with halide derivaties, such as: alkyl halides, 
9 
(bromomethyl)cyclohexane, benzyl bromide and cinnamyl bromide. 
Compound BG7 was selected for optimization study at the beginning. The 
reaction of BG7a with (bromomethyl) cyclohexane or benzyl bromide or 
cinnamyl bromide did not lead to the desired N-alkyl products when 
using alkaline agents such as K2CO3, KOH or NaH in DMF or THF. 
However, when the reaction was performed in DMSO, formation of the 
desired N-alkylated products BG8a-BG10a was recorded. The results 
showed that the use of DMSO and KOH (2 eq), K2CO3 (2 eq) and KI (1 
eq) at 50-60oC provided the best yield. Using the same optimized 
conditions, other N-alkyl compounds were synthesized with the yield in 
the range of 45-55%. 
(a) (bromomethyl)cyclohexane or(bromomethyl)benzene or cinnamyl bromide, 
DMSO, KOH, K2CO3, KI, 23h; (b) hydrazine, MeCN, 1h. 
Finally, the deprotection of phthalimide group was carried out by 
treating the compounds BG8a - BG10a, BG8b - BG10b, BG16a - 
BG18a, BG16b - BG18b with hydrazine solution in acetonitrile at room 
temperature, leading to the formation of the corresponding N - 
alkylaminolactam BG11a-13a, BG11b-13b, BG19a-21a and BG19b-
21b. 
3.3. Synthesis of bengamide E analogue 
Synthesis of bengamides was carried out by coupling between ketide 
and aminolactams. In fact, the lactone ring-opening reaction of BG5 has 
been studied and published previously. Accordingly, David D. Xu and 
10 
co-workers studied the reaction between BG5 and LAF-A. The authors 
found that using sodium 2- ethyl hexanoate as a base in THF at room 
temperature, yielded LAF-B products in 85-92% after 20 hours. 
Figure 3.9. Coupling reaction of BG5 and LAF-A by David and 
co-workers. 
The method of David D. Xu and co-workers has the advantage of 
using cheap agents, mild conditions, but prolonged reaction time (15 - 20 
hours). The reaction between BG5 and BG6a is used to optimize the 
reaction conditions. Accordingly, with the use of sodium 2- ethyl 
hexanoate in THF or 1,4-dioxane, at temperatures between 50 and 
100°C, for 10 to 24 hours, the yield of BG24a products is between 50 
and 58%. Then, the lactone ring opening was examined under microwave 
irradition at 100W, the reaction time was significantly shortened for 1 
hour and the yield of the BG24a reached to 87%. As can be observed, the 
reaction between BG5 and BG6a achieved the highest yield when using 
1.2 - 1.5 eq of sodium 2- ethyl hexanoate, under microwave irradiation at 
100 W for 1 hour. 
Table 3.7. Synthesis of BG24a 
Solvent 
sodium 2- 
ethyl 
hexanoate 
MW Temperature 
Time 
(hour) 
Yield 
(%) 
1,4-
dioxane 
2.0 eq - 100 oC 10 50 
1,4- 1.5 eq - 100 oC 10 50 
11 
Solvent 
sodium 2- 
ethyl 
hexanoate 
MW Temperature 
Time 
(hour) 
Yield 
(%) 
dioxane 
THF 1.5 eq - 50-60 oC 24 58 
THF 1.5 eq 284 W >100 oC 0.5 55 
THF 1.5 eq 100 W 50-60 oC 1h 87 
THF 1.2 eq 100 W 50-60 oC 1h 87 
THF 1.0 eq 100 W 50-60 oC 1h 80 
Using the same reaction conditions as synthesis of BG24a, the 
compounds BG24b, BG25a - BG31a and BG25b - BG31b are also 
successfully synthesized with the yields in the range of 64-95%. 
The structures of BG24a - BG31a, BG24b - BG31b were confirmed 
by MS and NMR spectral data analysis. For BG24a, the 
pseudomolecular ion mass at m/z 421 [M + Na]+ was observed on the 
ESI-MS spectrum. On the other hand, the 13C-NMR and DEPT spectra of 
BG24a appeared the signal of 20 carbon atoms including two carbonyl 
groups at C 171.1 (C-1’), 170.5 (C-1), 1 methoxy group at C 59.8 (C-
12), 2 methine groups, 3 methylene groups, 5 sp3 methine groups, 5 
methyl groups and 2 quaternary carbons. 
12 
Figure 3.12. 13C-NMR spectrum of compound BG24a 
The 1H-NMR spectrum of BG24a appeared the signals of 5 methyl 
groups at H 1.03 (9H, s, 3 x H-9,10,11), 1.47 (3H, s, H-15), 1.49 (3H, s, 
H-16), 2 olefinic protons at H 5.77 (1H, dd, J = 0.5; 16.0 Hz, H-7), 5.55 
(1H, dd, J = 7.0; 16.0 Hz, H-6) and a methoxy group at H 3.46 (3H, s). 
Furthermore, the signal of an NH group was recorded at H 7.32 (1H, d, J 
= 5.5 Hz, NH-13), along with the signals of a methin group at H 4.33 
(1H, m, H -2'), a methylene group connected with a nitrogen atom at H 
3.36 (3H, m, CH2-5' and OH) and four oxymethine groups in the range of 
H 3.91-4.25 were also observed on the 1H-NMR spectrum. In addition, 
the 1H-NMR spectrum also showed that four protons in the range of H 
1.57-2.57 were identified for the two methylene groups by HSQC 
spectrum analysis 
13 
Figure 3.13. 1H-NMR spectrum of compound BG24a 
 As observed, the signals obtained from the 1D-NMR spectra are 
fully consistent with the chemical structure of BG24a. Furthermore, the 
connection of ketide to aminol