Rationale of the study
In order to save the amount of needed materials, to reduce the inertia
and to speed up the work, the bars of a machine structure can be slimmer
and more compact. However, vibrations usually occur when the machines
work, especially at high speeds, or when speeding up or down due to the
decreased stiffness of the slender sections which are not large enough.
These vibrations reduce the precision of the high-precision requirements,
which delays the successive operations of the machine because of the
existing vibration for a certain period of time. Moreover, it also makes the
substantial reaction force on joints. Therefore, the elasticity of the bars
should be considered when studying the mechanics of the machine.
Objectives of the thesis
The thesis will focus on studying the dynamic behavior of a planar
mechanism which has one or more elastic bars, such as calculating the
elastic deformation of the links, and assessing the effect of the deformation
back on the movement of the structure during the work. The ultimate goal
is to help minimize the negative impact of the elastic vibrations as well as
limiting the elastic vibrations.
Object and scope of the study
The thesis will focus on studying planar elastic mechanisms,
performing numerical simulations and surveying the responds to a number
of specific planar structural models such as the four - bar mechanism, six –
bar mechani
                
              
                                            
                                
            
 
            
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MINISTRY OF EDUCATION AND 
TRAINING 
VIETNAM ACADEMY OF SCIENCE 
AND TECHNOLOGY 
GRADUATE UNIVERSITY OF SCIENCE AND TECHNOLOGY 
...*** 
NGUYEN SY NAM 
VIBRATION ANALYSIS OF THE PLANAR FLEXIBLE 
MECHANISM USING THE REDUNDANT 
GENERALIZED COORDINATES 
 Major: Engineering Mechanics 
 Code: 9 52 01 01 
SUMMARY OF THE DOCTORAL THESIS 
Hanoi – 2018 
The thesis has been completed at Graduate University of Science and 
Technology, Vietnam Academy of Science and Technology 
Supervisor 1: Prof. Dr. Sc. Nguyen Van Khang 
Supervisor 2: Assoc. Prof. Dr. Le Ngoc Chan 
Reviewer 1: 
Reviewer 2: 
Reviewer 3: 
The thesis is defended to the thesis committee for the Doctoral Degree, 
at Graduate University of Science and Technology - Vietnam Academy 
of Science and Technology, on Date Month Year 2018 
Hardcopy of the thesis can be found at: 
- Library of Graduate University of Science and Technology 
- National Library of Vietnam 
1 
PREFACE 
Rationale of the study 
In order to save the amount of needed materials, to reduce the inertia 
and to speed up the work, the bars of a machine structure can be slimmer 
and more compact. However, vibrations usually occur when the machines 
work, especially at high speeds, or when speeding up or down due to the 
decreased stiffness of the slender sections which are not large enough. 
These vibrations reduce the precision of the high-precision requirements, 
which delays the successive operations of the machine because of the 
existing vibration for a certain period of time. Moreover, it also makes the 
substantial reaction force on joints. Therefore, the elasticity of the bars 
should be considered when studying the mechanics of the machine. 
Objectives of the thesis 
The thesis will focus on studying the dynamic behavior of a planar 
mechanism which has one or more elastic bars, such as calculating the 
elastic deformation of the links, and assessing the effect of the deformation 
back on the movement of the structure during the work. The ultimate goal 
is to help minimize the negative impact of the elastic vibrations as well as 
limiting the elastic vibrations. 
Object and scope of the study 
The thesis will focus on studying planar elastic mechanisms, 
performing numerical simulations and surveying the responds to a number 
of specific planar structural models such as the four - bar mechanism, six – 
bar mechanism. 
Methodologies of the study 
Using analytic methods to construct differential equations of 
motion, linearization of differential equations of the motion, and numerical 
simulation on software such as Matlab and Maple to calculate and to 
stimulate the dynamic process of the system. 
Main research content of the thesis 
+ Derivation of the equations of motion of flexible mechanisms. 
+ Dynamic analysis of the elastic mechanism when there is no 
2 
control force and when there is additional control force. 
+ Linearization of dynamic equations and vibration analysis of 
flexible mechanisms in steady-state. 
Determination of the research problems 
The thesis consists of four chapters 
 + Chapter 1: Overview of elastic mechanisms and elastic robots. 
 + Chapter 2: Representation of the set of differential equations of 
motion of some mechanisms with one or more elastic links. 
 + Chapter 3: This chapter also investigates the control this systems 
problem by adding a control force on the input links to limit the effect of 
elastic deformation on the motions of system. Numerical calculations and 
numerical simulation of dynamic problems of flexible mechanisms. 
 + Chapter 4: Proposed approach for linearization of the equations 
of constrained multibody systems. It then uses the Newmark method to 
calculate steady-state periodic vibrations of the parametric vibration of 
constrained dynamical models. 
CHAPTER 1. OVERVIEW OF RESEARCH PROBLEMS 
1.1. Mechanisms have flexible body 
 Depending on the size, the characteristics of the bearing force, as 
well as the technical requirements, each part of the mechanisms can be 
considered as rigid body or flexible body. According, the systems may be 
considered owing zero, one, two or more elastic body. For example, in Fig 
1.2, the 6-bar mechanism diagram, driving 1, plate 3 and output link 5 can 
be considered solid, while bars 2 and 4 are generally longer and thinner so 
they can be considered as elastic body. Thus, this mechanism is considered 
to have two elastic segments that are suitable. In case of a two degrees of 
freedom robot as shown in Fig 1.3, the accuracy of the location of the end 
point of impact is important, therefore the links are considered elastic 
links. Also, another example is a three degrees of freedom parallel robot in 
Fig. 1.5. In this case the legs of the robot are usually slender but require 
very high precision, so the consideration of the robot legs as the elastic part 
is necessary. 
3 
1.2. Review of research in the world 
Dynamics of flexible multibody systems is the field of science that 
attracts the attention of many scientists in the world. To study the problems 
of flexible multibody systems, a common approach is to create those 
dynamic models. These models will be a basis for numerical simulations, 
investigating the response of the systems, control design and the optimal 
design problem. 
Study on creation of dynamic models. The most widely used three 
methods for setting up mathematical models [86] is: 
a) Floating frame of reference formulation: In this formulation, two sets of 
coordinates are used to describe the configuration of the deformable 
bodies; one set describes the location and orientation of a selected body 
coordinate system, while the second set describes the deformation of the 
body with respect to its coordinate system. Using the principle of virtual 
work in dynamics or Lagrange’s equation we can systematically develop 
the dynamic equations of motion of the deformable bodies that undergo 
large reference displacements. In the floating frame of reference 
Figure 1.3. Two degrees of 
freedom robot 
Figure 1.5. Diagram of a three 
degrees of freedom parallel robot 
O1 
A 
B 
y
x0 O2 
C 
D 
O3 
Figure 1.2. Diagram of the six-bar mechanism 
1 
2 
3 
4 
5 
0 
0 
0 
4 
formulation, the equations of motion are expressed in terms of a coupled 
set of reference and elastic coordinates. The reference coordinates define 
the location and the orientation of a selected body coordinate system, while 
the elastic coordinates define the deformation of the body with respect to 
its reference. The elastic coordinates can be introduced using component 
mode methods, the finite element method or experimental identification 
techniques. When the deformations equal zeros, equations of motion of 
rigid mechanisms can be obtained. This formulation is currently the most 
widely used high precision method. 
b) Finite segment method: In this approach, the deformable body is 
assumed to consist of a set of rigid bodies which are connected by springs 
and/or dampers. 
c) Linear theory of elastodynamics: The solution strategy which was 
used in the past is to consider the multibody system first a collection of 
rigid bodies. General purpose multibody computer methodologies and 
programs can then be used to solve for the inertia and reaction forces. 
These inertia and reaction forces obtained from the rigid body analysis are 
then introduced to a linear elasticity problem in order to solve for the 
deformation of the flexible components in the system. The total motion of 
the deformable bodies is then obtained by superimposing the small elastic 
deformation on the gross rigid body motion. 
 Amongst the above methods, due to many advantages the floating 
frame of reference formulation will be used the thesis will to establish the 
differential equations of motion of mechanisms. In addition, while 
previous studies have often established this motion differential equations 
as implicit matrix, in this thesis we will establish equations in the explicit 
analytics form. 
Some studies on stability and control. If the deformations affect the 
motion of the system, the problem now is to control these systems so that 
the impact of deformation on the motion of mechanism is minimal or to 
reduce that elastics vibration. In the literature, the solutions to this problem 
mainly focused on robots or manipulator arms, and the mechanisms is less 
interested. About control of mechanisms, although dynamic analysis of 
flexible mechanisms has been the subject of numerous investigations, the 
5 
control of such systems has not received much attention. Most of the work 
available in the literature which deals with vibration control of flexible 
mechanisms employ an actuator which acts directly on the flexible link. 
However, The effect of the control forces and moments on the overall 
motion is neglected. In addition, the implementation of such controllers 
may require sophisticated and expensive design. 
In the study of Karkoub and Yigit [47], an alternative method would 
be to control the vibrations through the motion of the input link. An 
actuator is assumed to be placed on the input link which applies a control 
torque. This study deals with control of a four-bar mechanism with a 
transverse defomation coupler link. A control torque placed on the input 
link to limit the effect of elastic deformation. Simulation results 
demonstrate that the proposed controllers are effective in suppressing the 
vibrations as well as in accurate positioning of the mechanism. This idea 
has made the control of mechanisms easier. However, more comprehensive 
research on this issue is needed. 
Some studies on linearization of the differential equations of motion: 
The differential equations of flexible multibody systems usually are 
complex non-linear equations. An effective solution to solve those 
equations is using the numerical methods [5, 23], however, it is quite 
complex and time consuming. Therefore, for simpler calculation, the 
differential equations are linearized. However, The linearization of motion 
equations of constrained multibody systems is also a complex problem. 
Previously linearized methods were quite difficult to apply for elastic 
mechanisms. In The thesis, we propose a simple and convenient 
linearization method when applying numerical calculations. 
1.3. Researches in our country 
In the study of dynamics of the elastic mechanism, there are very 
few studies in Vietnam. A number of studies on dynamics of elastic 
mechanics have been done by Prof. Nguyen Van Khang et al. [7,8,10, 73-
77] at the Hanoi University of Science and Technology. 
1.4. Determination of the research problems 
Problem one: Applying the general method to set the dynamic differential 
equation of motion for planar elastic mechanisms in which the elastic link 
6 
is discretized by a number of methods such as the Ritz-Galerkin method, 
finite element method (FEM). 
Problem two: Dynamic calculation, elastic-deformation calculation, 
assessment of the elastic bars’ impact on the motions of mechanism. Using 
the control method to minimize the effect, as well as eliminating the elastic 
oscillations 
Problem three: Machine mechanisms usually work in steady-state mode, 
where defomations will cause small oscillations around that stabilizing 
motion. The thesis will study and propose the method of linearisation of 
the motion of the mechanism around the stabilization motion, apply the 
Newmark method to calculate circular oscillations in the stable mode, from 
which the dynamic analysis in some cases. 
CHAPTER 2. ESTABLISHING THE MOTION EQUATIONS OF 
FLEXIBLE MULTIBODY SYSTEMS 
2.1. Discretized Lagrange coordinates 
The elasticity in the structure is a continuous system characterized 
by an infinite number of degrees of freedom. These elastic rods are often 
discretized into finite degrees of freedom by methods, most commonly the 
Ritz-Galerkin method and the Finite Element Method (FEM). 
2.1.1. Discretized Lagrange coordinates by Ritz-Galerkin method 
In the case of two- hinged ends beam, the transverse displacement w(x, t) 
in the Axy coordinate system attached to the beam, with Ax axes along AB 
will be expressed as: 
1
( , ) ( ) ( )
N
i i
i
w x t X x q t
 (2.1) 
with Xi (x) are dependent on boundary 
conditions; qi(t) are elastic coordinates. 
According to the Ritz-Galerkin 
method, in this case are of the form 
[4]: 
 sini
iX x
L
    
 (2.2) 
 Similarly, the coordinate system 
is attached to the two- hinged ends 
x 
L 
w 
x 
y 
A 
B 
Figure 2.1. Two-hinged ends beam 
x 
y x u 
A B 
Hình 2.2. Two-hinged ends beam 
7 
bar as shown in Figure 2.2, the axial displacement of the bar in the relative 
coordinate system is represented as: 
1
( , ) ( ) ( )
N
i i
i
u x t Y x p t
 (2.3) 
It is found that [4]: 2 1( ) sin
2i
i xY x
l
    
 (2.4) 
2.1.2. Discretized Lagrange coordinates by finite element method (FEM) 
 In this method, the elastic link is divided into finite numbers. The 
element ith in the plane will 
have 3 degrees of freedom at 
each node include axial 
displacement, transverse 
displacement and the rotate 
displacement. 
a) In case using an element to 
discrete. 
Considering the AB bar with the assumptions that it is straight, 
homogeneous, and the cross sectional area remains constant, AB is 
considered a Euler - Bernoulli beam. 
+ Transverse displacement of the bar [50]: 
 2 2 3 3 5 5 6 6( , ) ( ) ( ) ( ) ( ) ( ) ( ) ( ) ( )w x t X x q t X x q t X x q t X x q t    (2.5) 
From the boundary conditions we have Hermite’s mode shape functions: 
2 3 2 3
2 3 2
2 3 2 3
5 62 3 2
( ) 1 3 2 ; ( ) 2
( ) 3 2 ; ( )
x x x xX x X x x
L L L L
x x x xX x X x
LL L L
              
    
 (2.6) 
+ Longitudinal displacement: 
 1 1 4 4( , ) ( ) ( ) ( ) ( )u x t X x q t X x q t  (2.7) 
From the boundary conditions we have Hermite’s mode shape functions: 
1 41 ;
x xX X
L L
   (2.8) 
b) In case using more elements to discrete. 
By Spliting the elastic link AB into N equal elements, the length of 
each element is l = L / N. Consider element i-th, whose first node is i, the 
A x B 
L 
q1 
q2 
 q3 q5 
Figure 2.3. Degrees of freedom of element 
q4 
q6 
8 
last node is (i + 1). When deformed, the two-node displacement of element 
i are 1 2 3, ,i i iq q q at the top node; at the last node are 4 5 6, ,i i iq q q . Thus the 
total number of co-ordinates determines the deformation of the beam AB 
when dividing the beam into N elements of 3(N + 1). 
2.2. Establishing the motion equations of constrained multibody 
systems by Lagrange’s equations with multipliers 
Consider constrained holonomic multibody systems, with m 
redundant generalized coordinates. Systems have r holonomic constraints, 
the constraints equations are: 1 2( , ,..., , ) ( 1,2,..., )j mf s s s t j r (2.9) 
The Lagrange’s equations with multipliers for constrained 
holonomic multibody systems are [5]: 
1
( 1, 2,..., )
r
i
k i
ik k k k
fd T T Q k m
dt s s s s
              
 (2.10) 
2.3. Establishing the motion equations of four – bar mechanism with 
flexible connecting link. 
 Considering the motion of a four-bar mechanism OABC, which is shown 
in Fig. 2.5, The 
mechanism consists of 
the rigid crank OA of 
length l1, the flexible 
link AB before 
deformation of length l2 
and the rigid rod BC of 
length l3, the distance 
OC is l0, τ is the external 
torque acting on the 
crank joint. 
2.3.1. The kinetic energy, strain energy and constraints equations 
a) Coordinate systems and constraints equations. The fixed coordinate 
system Ox0y0, the reference coordinate system Axy which is rotated with an 
angle φ2 to the point A. The angles φ1, φ2, φ3 are the angles between the x0-
axis and crank OA, the x0-axis and flexible link AB, the x0-axis and output 
link BC, respectively. 
 We have the constraint equations: 
O 
A 
B 
φ1 
y0 
x0 
φ2 
φ3 C 
x y 
w 
x 
Fig. 2.5. Schema of a planar four-bar 
mechanism with flexible connecting link 
M* 
M 
u 
τ 
9 
 
 
1 1 1 2 2 3 3 0
2 1 1 2 2 3 3
cos cos cos 0
sin sin sin 0
B
B
f l l u l l
f l l u l
  
  
     
    
 (2.11) 
b) The kinetic energy of mechanism: 
  
       
   
2 2 2
22 2 2 2 2 2
1 3 1 1 2
0
1 1 1 2 1 1 2 1 2 1 1 1 2
1 1 2 1 2 2 2
1 1 1
2 2 2
2 sin 2 cos 2 cos
2 sin 2 2
l
O C
u wT I I l w x u
t t
u wl l x u l
t t
u wl w w x u dx
t t
    
         
     
                    
       
 
         
   
   
   
c)The strain energy of mechanism 
2 2
22 2
2
0 0
1 1
2 2
l lu wEA dx EI dx
x x
             
 (2.13) 
where E, I, A, μ are modulus of elasticity, area moment of inertia of the 
coupler link, cross sectional area, mass per unit length of the coupler link, 
respectively. 
2.3.2. Motion equations of four – bar mechanism when the flexible 
connecting link is discretized by the Ritz-Galerkin method 
According to the Ritz-Galerkin method, transverse and longitudinal 
vibrations are of the form: 
1
1
( , ) ( ) ( )
N
i i
i
w x t X x q t
 
2
1
( , ) ( ) ( )
N
k k
k
u x t Y x p t
 (2.14) 
By substituting Eqs. (2.14) into Eq. (2.12), (2.13) and then 
substituting into Eq. (2.10) we obtained the equations of motion of the 
system as: 
*) The equation for φ1 coordinate: 
   
     
     
2
1 2 1
2
2
2 1 2
1 2 1 2 1 2 1 2 1 2
1
1 2 1 2 1 1 2 1 1 2
1 1 1
2
2 21 2
2 1 2 1 2 1 2 1 2 1 2
1
cos( ) cos
2
sin sin cos
sin 2 cos sin
2
N
O k k
k
N N N
i i k k i i
i k i
N
k k k
k
l lI l l l H p
l C q l H p l C q
l l l H p l H
        
         
           
  
    
     
     
  
  
  
  
   
2
1 1
1
2
2 1 2 1 2 1 2 1 1 1 1 1 2
1 1
2 sin cos sin cos
N
k
k
N N
i i i i
i i
p
l C q l C q l l            
 
      
  
 (2.15) 
(2.12) 
10 
*) The equation for φ2 coordinate: 
     
2 1
1 1 2 2 2 1 2 1
1 2
2
2
1 2 1 2 1 2 1 1
1 1
3
2
2
1 1 1 1 1 1 1 1
1 1
cos cos sin
2
2
3
2
N N
k k i i
k i
N N N N N N N N
ij i j k k kl k l ik i k i i
i j k k l i k i
N N
ik i k
i k
l H p C q l
l m q q F p b p p n q p D q
n q p
       
  
 
 
       
 
 
      
 
        
  
 
 
    
  
     
   
1 1 2 2 2
2 1
2 2
1 1 1 1 1
2
2 2 21 2
1 1 2 1 1 1 2 1 1 1 2
1 1
2 2 1 2 2 2
2
sin sin cos
2
sin . cos .
N N N N N
ij i j k k kl k l
i j k k l
N N
k k i i
k i
B B
m q q F p b p p
l l l H p l C q
l u l u
 
           
   
    
 
   
 
     
   
  
 
   
  
 (2.16) 
*) The equation for φ3 coordinate: 
   3 3 3 1 3 3 2sin cos 0CI l l       (2.17) 
*) The equations for qi coordinates (i = 1,2,..., N1): 
 
 
2 1
2 1
1 1 1 2 2
1 1
2 2
1 1 1 2 2 2
1 1 1
cos
sin 2 0
N N
i i ik k ij j
k j
N N N
i ik k ij j ij j
k j j
l C D n p m q
l C n p m q EI k q
       
     
 
  
     
 
     
 
  
  
  
 (2.18) 
*) The equations for pk coordinates (k = 1,2,...N2): 
   
 
1 2
1 2 2
2
1 1 1 2 2 1 1 1 2
1 1
2
2 2 1 2 2 2
1 1 1
sin cos
2 cos sin 0
N N
k ik i kl l k
i l
N N N
ik i k kl l kl l k
i l l