With the increasing population and economic boom, the demand
for energy escalates everyday. However, the major source of energy,
fossil fuel, is depleting and its price is projected to rise. Therefore,
finding clean, renewable and e nvironmentally friendly energy
sources is an urgent and practical issue of the entire world, not just
any country.
One of those clean and limitless energy sources is solar energy.
The question is how can we convert this massive source into other
types of energy that can be stored, distributed and utilized on
demand. Besides solar cell, another method is to store solar energy in
the bond of H2 molecules through photoelectrochemical (PEC) cells,
also known as artificial leaf. This process is similar to the
photosynthesis in nature: using sunlight to split water into H2 và O2.
The photoelectrochemical cell has the cathode made of p-type
semiconductor and the anode made of n-type semiconductor.
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GRADUATE UNIVERSITY OF SCIENCE AND TECHNOLOGY
..*****.
LE VAN HOANG
FABRICATING RESEARCH AND PHOTOCATALYTIC,
ELECTRICAL-PHOTOCATALYTIC PROPERTIES OF
Cu2O WITH NANOSTRUCTURE COVERING LAYERS
Major : Materials for optics, optoelectronics and photonics
Code : 9.44.01.27
SUMMARY OF THESIS IN MATERIALS SCIENCE
HA NOI - 2019
MINISTRY OF EDUCATION
AND TRAINING
VIETNAM ACADEMY OF
SCIENCE AND TECHNOLOGY
The thesis was completed at:
Institute of Materials Science – Vietnam Academy of
Science and Technology
Supervisors:
1. Prof. Dr. Nguyen Quang Liem
2. Assoc. Prof. Dr. Ung Thi Dieu Thuy
Reviewer 1:
Reviewer 2:
Reviewer 3:
The dissertation will be defended at Graduate University of
Science and Technology, 18 Hoang Quoc Viet street, Hanoi.
Time: .............,.............., 2019
The thesis could be found at:
- National Library of Vietnam
- Library of Graduate University of Science and Technology
- Library of Institute of Science Materials
1
INTRODUCTION
With the increasing population and economic boom, the demand
for energy escalates everyday. However, the major source of energy,
fossil fuel, is depleting and its price is projected to rise. Therefore,
finding clean, renewable and e nvironmentally friendly energy
sources is an urgent and practical issue of the entire world, not just
any country.
One of those clean and limitless energy sources is solar energy.
The question is how can we convert this massive source into other
types of energy that can be stored, distributed and utilized on
demand. Besides solar cell, another method is to store solar energy in
the bond of H2 molecules through photoelectrochemical (PEC) cells,
also known as artificial leaf. This process is similar to the
photosynthesis in nature: using sunlight to split water into H2 và O2.
The photoelectrochemical cell has the cathode made of p-type
semiconductor and the anode made of n-type semiconductor.
Among p-type semiconductor cathodes, Cu2O has been
researched extensively. Since Cu2O has a small band gap in the range
of 1.9 – 2.2 eV, it is efficient in absorbing visible light. The
maximum theoretical solar-to-hydrogen conversion efficiency of
Cu2O is approximately 18%. Moreover, Cu2O is neither expensive
nor toxic, and can be easily synthesized from abundant natural
compounds. Nonetheless, one major drawback of Cu2O, which limits
its usage in water splitting, is its susceptibility to photo-corrosion.
The standard redox potentials of the Cu2O/Cu and CuO/Cu2O
couples lie within Cu2O's band gap so the preferred thermodynamic
process of photogenerated electrons and holes are reducing Cu
+
into
2
Cu
0
and oxidizing Cu
+
into Cu
2+
, respectively. Thus, there are groups
concentrating on improving the stability and photocurrent of Cu2O.
In Vietnam, there are not many researches on Cu2O, most of
which focus on synthesizing Cu2O nanoparticles for environmental
treatment or fabricating Cu2O thin film by CVD. The research on
Cu2O thin film synthesized by electrochemical method for the water
splitting process in PEC cells is still new. Therefore, we choose to
conduct the thesis "Fabrication and photocatalytic, electro-
photocatalytic properties of Cu2O with nano-structured covering
layers".
Objective of the thesis
Successfully fabricate Cu2O thin film having good crystal
structure. Fabricate layers protecting Cu2O electrode from photo-
corrosion. Study the photocatalytic, electro-photocatalytic water
splitting properties of the Cu2O electrode.
To achieve the aforementioned goal, the specific research
contents have been conducted:
+ Research on fabricating p-type Cu2O thin film (denoted as p-
Cu2O) and n-type Cu2O (n-Cu2O) to make pn-Cu2O homojunction by
electrochemical synthesis.
+ Study the role of protective layers and the influence of synthesis
parameters on the stability and water splitting efficiency of Cu2O
electrode, on the basis of scientific information obtained from
analysis of micromorphology, structure and photo, electro-
photocatalytic properties of the fabricated electrodes.
+ Investigate the mechanism of the photocatalysis, electron and
hole mobilities within Cu2O photocathode.
Research item
3
Nano-structured Cu2O thin film and Cu2O thin film coated with
protective layers.
Research method
The thesis was conducted by experimental method. For each
research content, we have chosen the appropriate method.
Structure and content of the thesis
The thesis consists of 132 pages with 14 tables, 109 figures and
graphs and is divided into four chapters:
Chapter 1 presents the introduction to the photocatalytic water
splitting process.
Chapter 2 presents the experimental methods used in the thesis.
Chapter 3 presents the result of the research on fabricating p-
Cu2O, pn-Cu2O thin films and Cu2O thin film coated with TiO2, CdS
protective layers.
Chapter 4 presents the obtained results on p-Cu2O and pn-Cu2O
electrodes coated with conducting protective layers: Au, Ti,
graphene.
The last part of the thesis lists the related publications and the
references.
New results obtained in the thesis
We have successfully fabricated p-Cu2O and pn-Cu2O thin films
on FTO substrate with high quantity and homogeneity by
electrochemical synthesis. With the n-Cu2O layer making pn-
Cu2O homojunction thus improving the photoelectrochemical
characteristics such as photocurrent onset potential Vonset, charge
carriers separations and the electrode stability increases
considerably.
4
The thesis has investigated the influence of the thickness and
annealing temperature of Au and TiO2 protective layers on the
stability of the Cu2O electrode. In addition, the thesis has
proposed optimized thickness and annealing temperatures for
these 2 materials on p-Cu2O and pn-Cu2O electrodes.
The thesis is the first work to study the effect of the thickness of
CdS and Ti protective layers on the photocatalytic water
splitting process on Cu2O electrode. This research has shown
the very good charge carrier separation ability of the CdS/Cu2O
junction and the ability to support the charge transport, moving
charge carriers from Cu2O to the electrolyte solution of the Ti
layer.
The thesis has investigated the effect of graphene mono and
multilayer on the photocatalytic water splitting of Cu2O.
CHAPTER 1. THE PHOTOCATALYTIC WATER
SPLITTING PROCESS FOR CLEAN FUEL H2 PRODUCTION
USING Cu2O PHOTOCATHODE
In this chapter, we present the urgency of developing the clean
fuel H2. One of the solutions for synthesizing H2 is the process of
photocatalytic water splitting using PEC cells. We present in detail
the structure, operation principle and energy conversion efficiency
evaluation of the PEC cell. Cu2O is a material being used as the
photocathode for the PEC cell. This chapter also shows fundamental
physicochemical properties of Cu2O, several methods of fabricating
Cu2O thin film. However, Cu2O is susceptible to photocorrosion due
to its redox potential lying within the band gap. We present a few
measures to protect Cu2O photocathode such as using protective
layers made of metal, oxide as well as other compounds. The
5
introduction to researches on Cu2O and recent advances in utilizing
Cu2O as photocathode for PEC cells are also presented in this
chapter.
CHAPTER 2. EXPERIMENTAL METHODS IN THE THESIS
In this chapter, we present in detail the experimental processes
used in this thesis.
2.1. Fabrication of Cu2O thin film and protective layers
2.1.1. Synthesis of p-type and pn-type Cu2O films
a. Fabrication of p-type Cu2O (p-Cu2O) photoelectrode
The FTO substrate
was used as the working
electrode. The electrolyte
solution contains 0.4 M
CuSO4 and 3 M lactic
acid. The solution pH
was increased to 12 by a
NaOH 20 M solution.
The temperature of the electrochemical solution was kept constant at
50
o
C. To create the Cu2O film, a potential of + 0,2 V vs. RHE was
applied on the FTO electrode. The thickness of the Cu2O film was
controlled by fixing the charge density at 1 C/cm
2
.
b. Fabrication of n-type Cu2O on p-type Cu2O electrode – forming
pn-Cu2O
homojunction
The solution used to
fabricate n-type Cu2O
comprised of 0.02 M
Cu(CH3COO)2 and 0.08
Figure 2.2. Synthesis curves of p-
Cu2O (a) and p-Cu2O thin film on FTO
(b)
Figure 2.6. Synthesis curves of n-Cu2O
on p-Cu2O (a) and pn-Cu2O thin film (b)
6
M CH3COOH. The solution pH was raised to 4,9. The solution
temperature was kept at 65
o
C. The n-type Cu2O (n-Cu2O) film was
synthesized by applying a potential of +0,52 V vs. RHE. The charge
density passed through FTO and p-Cu2O working electrodes was
fixed at 0.45 C/cm
2
.
2.1.2. Electron beam evaporation to deposit TiO2 layer
We coated TiO2 layers with different thicknesses on p-Cu2O and
pn-Cu2O electrodes by the electron beam evaporation method. The
source material Ti3O5 used for evaporation was of 99,9% purity. The
thickness of TiO2 layers on Cu2O was controlled at 10 nm, 20 nm, 50
nm and 100 nm.
2.1.3. Chemical bath deposition of CdS layer
We synthesized the CdS layer by the chemical bath deposition
method from the precursor solution of 0,036 M Cd(CH3COO)2 and
0,035 M (NH2)2CS. The thickness of the CdS layer was controlled
by varying the deposition time (from 30 to 300s) on Cu2O electrode
at 75
o
C. We continued to deposit a 10 nm layer of Ti on the
CdS/Cu2O film by thermal evaporation. The electrodes were then
annealed in Ar environment at 400
o
C in 30 minutes.
2.1.4. Sputtering Au film
We used the radio frequency magnetron sputtering method to coat
a Au layer on p-Cu2O and pn-Cu2O electrodes. We varied the
sputtering duration (60s, 100s, 200s and 300s) to fabricate Au layers
with different thicknesses on Cu2O electrode.
2.1.5. Thermal evaporation to deposit Ti layer
We use the thermal evaporation method to deposit Ti layers with
different thicknesses on p-Cu2O and pn-Cu2O electrodes. The Ti
source for evaporation was of 99,9% purity. The thickness of Ti
7
coating layers on Cu2O was controlled at 5nm, 10nm, 15nm và 20
nm. After depositing Ti on Cu2O, the sample was annealed in Ar
environment to increase the interaction between the Ti protective
layer and the light absorber layer. The annealing temperature was
400
o
C and the time was 30 minutes.
2.1.5. Monolayer graphene coating
The Cu2O electrode was coated with graphene by transferring
monolayer graphene on Cu substrate on Cu2O electrode (Figure
2.11a).
Repeating the above process with monolayer graphene yield
multilayer graphene coated electrode. We denote the p-Cu2O and pn-
Cu2O electrodes with graphene coating as X Gr/p-Cu2O and X
Gr/pn-Cu2O, with X being the number of coated graphene layers,
respectively.
CHAPTER 3. RESULT OF THE FABRICATION OF p-Cu2O
WITH n-Cu2O, n-TiO2 AND n-CdS PROTECTIVE LAYERS
3.1. Characteristics of p-Cu2O and pn-Cu2O electrodes
3.1.1. Morphology, structure of p-Cu2O and pn-Cu2O electrodes
Figure 3.1a shows that p-Cu2O has a cubic structure, the size of
the edges is approximately 1 – 1,5 m. The fabricated p-Cu2O film is
homogeneous.
Figure 2.11. The schematic of the process of transferring graphene (a)
and photograph of Cu2O electrode coated with PPMA/Graphene (b)
8
With the passed
charge density of 1
C/cm
2
, the thickness of
the Cu2O film was
determined by SEM
cross-section
measurement to be in the range of
1,4 – 1,5 m (Figure 3.1b).
The X-ray diffractogram of p-
Cu2O and pn-Cu2O shows the
fabricated Cu2O is a single crystal
without impurities such as Cu or
CuO (Figure 3.4). The diffraction
peaks at 2 values: 29,70o, 36,70o,
42,55
o
, 61,60
o
, 73,75
o
và 77,45
o
match with the crystal planes (110), (111), (200), (220), (311) and
(222).
Figure
3.6 is the
XPS spectra
of p-Cu2O
film. On the
XPS
spectrum of
Cu2p, the peak of the binding energy of the electron pair Cu2p3/2 at
934 eV and Cu2p1/2 correspond to the Cu
2+
ion. Moreover, there
exist satellite peaks of Cu2p3/2 and Cu2p1/2 at 942.25 eV and
962.25 eV corresponding to Cu
2+
in CuO or Cu(OH)2.
Figure 0.1. SEM image of the surface
and cross-section of p-Cu2O
Figure 0.4. XRD of the p-
Cu2O and pn-Cu2O
Figure 0.6. XPS spectrum of p-Cu2O
9
3.1.2 Photo and photoelectrochemical properties of p-Cu2O and pn-
Cu2O electrodes
Figure 3.7a
indicates that p-
Cu2O and pn-
Cu2O electrodes
absorb photon
with wavelength
shorter than 640
nm, the
absorbance
increases in the
range of photon
wavelength from
300 nm to 560
nm. The band
gaps of p-Cu2O
and pn-Cu2O
were calculated to be 1.85 – 1.90 eV (Figure 3.7b).
Figure 3.9a shows that p-Cu2O
has Vonset +0.55 V (vs. RHE), pn-
Cu2O has Vonset +0,68 V. Thus,
making pn homojunction has had
positive effect, shifting the Vonset
0.13 V to the anodic side. The
maximum photocurrent density jmax
at 0 V vs. RHE if p-Cu2O is
Figure 0.8. I – V (a) and I – t (b) characteristic
curves of p-Cu2O and pn-Cu2O
Figure 0.9. I – t curves of p-
Cu2O and pn-Cu2O after two
chopped - light cycles
Figure 0.7. Absorption spectrum (a), band gaps
(b) of p-Cu2O and pn-Cu2O
10
approximately 1.6 mA/cm
2
, 1.3 that of pn-Cu2O (1.25 mA/cm
2
).
However, Figure 3.9b shows that the maximum current density of p-
Cu2O mostly contributed to the photoelectrochemical corrosion
process. After the I – V measurement, at the first cycle of stability
test, the maximum of the p-Cu2O electrode is jmax = 0.17 mA/cm
2
(meaning that 89.37% of p-Cu2O was corroded after the I – V
measurement). Meanwhile, the jmax value of pn-Cu2O is 0.64
mA/cm
2
, corresponding to 51,2% corrosion. The measured results
are indicated in Table 3.1 and Figure 3.9.
The corrosion rate of p-Cu2O electron after 2 cycles of turning the
light on – off (chopped – light) is determined from the ratio j’/j.
Here, j and j’ are respectively steady current density in the 1st and
2
nd
chopped – light cycles. Table 3.1 shows j’/j of p-Cu2O and pn-
Cu2O are respectively 0.88 and 0.76. Therefore, the corrosion rate of
p-Cu2O electrode is higher than that of pn-Cu2O. The p-Cu2O
electrode has trap current density jtrap = 0 mA/cm
2
demonstrating
that photogenerated carriers, after moving to the electrode's surface,
will participate in the corrosion reaction.
Conclusion: We have fabricated p-Cu2O electrode with p-Cu2O
having cubic structure, film thickness of roughly 1.4 m by the
electrochemical deposition method. Also by this method, a layer of
Sample Vonset
(V)
jmax
Current density after 2 cycles
of chopped – light
j180s ρ 180s
(%)
jmax jtrap j j’ j’/j
p-Cu2O 0.55 1.60 0.17 0.00 0.17 0.15 0.88 0.02 1.25
pn-Cu2O 0.68 1.25 0.64 0.10 0.54 0.41 0.76 0.14 11.20
Table 0.1. The parameters of the I – V and I – t characteristic curves
measurements of p-Cu2O and pn-Cu2O
11
n-Cu2O was deposited successfully on p-Cu2O to make pn
homojunction. This method of synthesizing p-Cu2O and pn-Cu2O
electrodes has high reproducibility. The p-Cu2O and pn-Cu2O films
fabricated are single crystal which preferably orient on the (111)
plane. The band gap of p-Cu2O and pn-Cu2O is in the range of 1.85 –
1.90 eV. The pn-Cu2O homojunction helps increase the Vonset of the
electrode, the charge separation under illumination and thus,
increases the electrode's stability.
3.2. TiO2 semiconductor layer
3.2.1. Micromorphology, structure of the TiO2 covering on p-Cu2O
Figure 3.13 indicates
the micromorphology of
the X nm-TiO2/p-Cu2O
films with different
values of X.
The crystal structure
of the p-Cu2O and pn-
Cu2O films coated with
TiO2 are shown on the
X-ray diffractogram
(Figure 3.17).
To increase the doping
concentration and crystallinity of
TiO2 and Cu2O, the samples 50
nm-TiO2/p-Cu2O and 50 nm-
TiO2/pn-Cu2O were annealed at
temperatures from 300
o
C đến 450
o
C in 30 minutes in the Ar
Figure 0.13. SEM images of p-Cu2O
coated with TiO2 at different thicknesses
Figure 0.17. XRD patterns of
Cu2O with a 50 nm TiO2 layer
12
environment. The
micromorphology of
the 50nm-TiO2/p-
Cu2O samples with
different annealing
temperatures are
shown in Figure
3.19. The crystal
structures of the
samples after being
annealed at different
temperatures are
demonstrated in the X-ray diffractogram (Figure 3.20).
3.2.2. The effect of the thickness and annealing temperature of the
TiO2 layer on the photo and photoelectrochemical properties of
Cu2O electrode
The photoelectrochemical characterization result of 50nm-TiO2/p-
Cu2O and 50nm-TiO2/pn-Cu2O electrodes are shown in Figure 3.23
and Table 3.2. All the samples, after being coated with TiO2 and
annealed at different temperatures, decrease the rate of
photocorrosion on the electrode. The annealing process decrease the
potential barrier between the 2 materials and the amount of Ti
3+
ions.
Though increasing the annealing temperature helps increasing the
maximum current density, the trap current density and the electrode
corrosion rate also increase. We decided to anneal the X nm-TiO2/p-
Cu2O samples at 350
o
C to investigate the effect of the TiO2 layer
thickness.
Figure 0.19. SEM images of 50nm-TiO2/p-
Cu2O annealed at different temperatures
13
Table 0.1. The parameters of the I – V characterization and the
stability test of the 50 nm-TiO2/p-Cu2O and 50 nm-TiO2/pn-Cu2O
electrodes annealed at different temperatures
Sample Vonset
(V)
jmax
Current density after 2
chopped – light cycles
j180s ρ 180s
(%)
jmax jtrap j j’ j’/j
p-Cu2O 0.55 1.60 0.27 0.00 0.27 0.10 0.37 0.04 1.25
50-p 0.55 1.05 0.28 0.05 0.23 0.12 0.52 0.02 7.15
50-p-300
o
C 0.50 0.56 0.40 0.00 0.40 0.20 0.50 0.12 30.00
50-p-350
o
C 0.58 0.84 0.88 0.37 0.51 0.51 1.00 0.28 34.10
50-p-400
o
C 0.56 1.10 0.87 0.43 0.44 0.33 0.75 0.15 17.24
50-p-450
o
C 0.57 1.30 1.30 0.50 0.80 0.53 0.66 0.27 20.77
pn-Cu2O 0.68 1.25 0.64 0.10 0.54 0.41 0.76 0.14 11.20
50-pn 0.70 1.21 1.12 0.40 0.72 0.42 0.58 0.12 10.72
50-pn-300
o
C 0.50 0.80 0.82 0.24 0.58 0.50 0.86 0.15 18.29
50-pn-350
o
C 0.53 0.75 1.06 0.29 0.77 0.70 0.91 0.13 12.27
50-pn-400
o
C 0.55 0.86 1.30 0.80 0.50 0.50 1.00 1.18 90.80
50-pn-450
o
C 0.55 1.16 1.36 0.40 0.96 0.55 0.57 0.23 16.91
The 50 nm-
TiO2/pn-Cu2O
sample annealed
at 400
o
C yields a
maximum current
density of 1.3
mA/cm
2
. After 2
chopped – light
cycles, the
photocurrent
density was steady
(j’/j = 1) and
Figure 0.2. I – t curve of 50 nm-TiO2/p-
Cu2O (a, b) and 50 nm-TiO2/pn-Cu2O (c, d)
annealing at different temperature
14
after 3 minutes of the stability test, the current density only show
9.2% reduction. Therefore, we kept the annealing temperature at
400
o
C and investigate the influence of TiO2 film thickness on the
photocatalytic activity and stability of pn-Cu2O. The result of I – V
characterization and electrode stability are indicated in Figure 3.24c,
d and Table 3.3. We have investigated the photoelectrochemical
characteristics of the p-Cu2O and pn-Cu2O electrodes coated with
TiO2 thin film of different thickness and annealed at different
temperatures.
As indicated
by the result,
with TiO2
coated p-Cu2O,
the optimized
annealing
temperature is
350
o
C, the
oprimized
thickness is 50
nm. The 50 nm-
TiO2/p-Cu2O-
350
o
C electrode
has the current density jmax at approximately 0.9 mA/cm
2
, which
retains 34% after 180s of activity measurement. With TiO2 coated
pn-Cu2O, the optimized annea