1. The necessity of the thesis
The rule of "production relations are in line with the level of productive
force" has especially important meaning in social rules because it is the
fundamental rule that governed the development process of human society.
In Vietnam, before renovation period, socialist production relations were
impatiently established. We had removed other types of production relations while
the level of production forces was low, new production relations went far beyond
the level of productive forces, inhibited the development of productive forces
which led to the socio-economic crisis.
In the renovation years, we have applied correctly and creatively the rule:
"production relations are in line with the level of productive force", having
adjusted production relations to be in line with the level of productive forces by
developing a diverse range of production relations, including socialist production
relations, which provides a fundamental turning point in socio-economic
development. However, along with the achievements, production relations are still
inappropriate and limited in releasing of production forces. Therefore, it is
necessary to continue to adjust production relations to be in line with production
forces in order to release production forces and boost production development.
At present, there are many factors affecting the socialist production relations
in our country, along with the trend of globalization, cooperation and
regionalization which are happening strongly. Therefore, studying about
adjustment of socialist production relations to develop production and make our
country integrate with the general trend is very necessary.
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HO CHI MINH NATIONAL ACADEMY OF POLITICS
NGUYEN VAN SON
THE TRANSFORMATION
OF SOCIALIST PRODUCTION RELATIONS
DURING THE REFORM PERIOD OF VIETNAM
SUMMARY OF THE PHD THESIS
FIELD OF STUDY: DIALECTICAL AND HISTORICAL MATERIALISM
Code: 62 22 03 02
HA NOI - 2017
The thesis is completed at the
Ho Chi Minh National Academy of Politics
Supervisors: 1. Assoc. Prof., Dr.Tran Ngoc Linh
2. Assoc. Prof., Dr.Vu Hong Son
Reviewer 1: ..............................................................
Reviewer 2: ..............................................................
Reviewer 3: ..............................................................
The thesis will be defended in front of the Thesis Committee at
Academy level, at the Ho Chi Minh National Academy of Politics
At hour date month year 2017
The thesis can be found at the National Library and the Library
of Ho Chi Minh National Academy of Politics
1
INTRODUCTION
1. The necessity of the thesis
The rule of "production relations are in line with the level of productive
force" has especially important meaning in social rules because it is the
fundamental rule that governed the development process of human society.
In Vietnam, before renovation period, socialist production relations were
impatiently established. We had removed other types of production relations while
the level of production forces was low, new production relations went far beyond
the level of productive forces, inhibited the development of productive forces
which led to the socio-economic crisis.
In the renovation years, we have applied correctly and creatively the rule:
"production relations are in line with the level of productive force", having
adjusted production relations to be in line with the level of productive forces by
developing a diverse range of production relations, including socialist production
relations, which provides a fundamental turning point in socio-economic
development. However, along with the achievements, production relations are still
inappropriate and limited in releasing of production forces. Therefore, it is
necessary to continue to adjust production relations to be in line with production
forces in order to release production forces and boost production development.
At present, there are many factors affecting the socialist production relations
in our country, along with the trend of globalization, cooperation and
regionalization which are happening strongly. Therefore, studying about
adjustment of socialist production relations to develop production and make our
country integrate with the general trend is very necessary.
In the transitional period to socialism in our country, there are many
different kinds of production relations such as: the pre-capitalist production
relations, the capitalist production relations, and the socialist production relations...
in which, socialist production relations in our country are always determined as a
leading role in the national economy. Along with reforming process of the
country, socialist production relations have also been constantly renewed and
improved. The Party affirmed the construction and improving of socialist
production relations as a regular and continuous task during the transitional period
to socialism in order to boost production.
The construction of socialist production relations in transitional period in
our country is very necessary but also very difficult, complex. Because this is
an unprecedented path which requires experiment during process of
construction. Therefore, through each period, it is imperative to adjust the
production relations to promote production development and maintain the
2
socialist orientation. In accomplish this task, it is necessary to research the
transformation of socialist production relations from the time of its formation,
especially in the renovation period.
Because of the above reasons, the author has chosen the topic “The
transformation of socialist production relations during the reform period of
Vietnam” for his PHD thesis.
2. Research objectives and tasks
2.1. Research objectives
Based on theoretical analysis and situation of changing socialist production
relations in Vietnam, the thesis contributes to recommend a number of major
directions and solutions to promote positive changes, to limit the negative changes
of socialist production relations in order to promote production development.
2.2. Tasks of the thesis
- To research some basic theoretical viewpoints on socialist production
relations and factors affecting the transformation of socialist production relations
in the period of reform in Vietnam.
- To analyze the reality of transforming the socialist production relations in
the reform period of socialist construction in Vietnam.
- To contribute to a number of major orientations and solutions to promote
positive changes, limit the negative changes of socialist production relations in
Vietnam nowadays.
3. The rationale and research methods
3.1. The rationale
The thesis is based on the rationale of Marxism-Leninism, Ho Chi Minh's
ideology, the Party and State's viewpoints, guidelines and policies on production
relations and socialist production relations in our country during the period of
reform.
The thesis also inherits the theoretical viewpoints of the scientists on the
relevant content.
3.2. The research method
The thesis uses a combination of research methods of dialectical materialism
and historical materialism to interpret the contents, focusing on the following
methods: history - logic, analysis, and synthesis, comparative, inductive -
interpretative, so on to carry out the designed tasks.
4. Subject and scope of the research
4.1. The research subject
The thesis researches the movement and transformation of socialist
production relations in our country in the period of reform which is defined in two
components: the state economy and the collective economy.
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4.2. Scope of the research
The thesis studies the movement and transformation of the state economy
and the collective economy from 1986 to the present.
In the state economy, the thesis does not study the whole of this economic
component, but study and survey the state-owned enterprises that are the core part
of state economy. In the composition of collective economy, the thesis focuses on
surveying cooperatives as a pillar of the collective economy, thus contributing to
making some major solutions to promote positive changes and limit the negative
changes of socialist production relations in Vietnam's reform period.
5. New contributions of the thesis
The thesis researches the factors that influence the transformation of
socialist production relations in the period of reform in Vietnam.
The thesis researches the role of socialist production relations in the period
of reform in our country.
The thesis clarifies situation of transformation of socialist production
relations in the period of reform in Vietnam.
The thesis contributes to the analysis of remaining issues of socialist
production relations in Vietnam today.
The thesis initially proposes a number of orientations and solutions to
promote positive changes and limit the negative changes of socialist production
relations in Vietnam today.
6. Theoretical and practical meanings of the thesis
6.1. Theoretical meanings
The thesis contributes to raise awareness about the role of production
relations in general and the role of socialist production relations in Vietnam in
particular during the country's socio-economic development.
The thesis can be used as a reference material for research, teaching and
interested people.
6.2. Practical meanings
The viewpoints and proposed solutions may suggest to the authorities, the
leaders to have the appropriate adjustments to promote positive changes, limit the
negative changes of socialist production relations in our country.
7. Structure of the thesis
In addition to the introduction, conclusion, list of published scientific works
of the author related to the thesis and references, the thesis consists of 4 chapters,
10 sections.
4
Chapter 1
LITERATURE REVIEW ON RELATED RESEARCH
OF THE THESIS TOPIC
1.1. RESEARCH WORKS RELATED TO THE GENERAL THEORY ON
SOCIALIST PRODUCTION RELATIONS IN THE PERIOD OF REFORM IN
VIET NAM
In the process of researching and collecting materials, we find that there are
many in-depth research works on socialist production relations. These works
research socialist production relations on different levels as follows:
"Marxist viewpoint of ownership and some thoughts on ownership in our
country today" by Vu Hong Son. "Some theoretical- practical issues on socialism
and the way to socialism in Vietnam” by Phung Huu Phu, et al. The topic:
"Research and summary to clarify some theoretical issues on the relationship
between development of production forces and construction forces, gradually
improve socialist production relations" of the Institute of Philosophy, Ho Chi
Minh National Political Academy, chairman by Tran Van Phong. “Private
ownership and private economy in Vietnam today - some issues of perception on
theory and reality “by Luong Minh Cu - Vu Van Thuc." The ownership issue in a
market economy of socialist orientation in Vietnam" by Nguyen Ke Tuan
(editors)," Ownership issues and sustainable development in Vietnam and China
in the early years of the 21st century "by Luong Viet Hai (editor). “Collective
Ownership and Collective Economy in a Socialist-Oriented Market Economy in
Vietnam “by Chu Van Lam (editor)," Building Socialist-Oriented production
Relations and make progress in social justice in Vietnam "by Luong Xuan Quy.
The second basic aspect of production relations - the relationship among
people in organizations, production management - is also the subject of many
research works as follows:
Reforming management and equalizing state-owned enterprises in order to
improve competitiveness and efficiency by Phu Giang, Vietnam's economic theory
and reality by Vo Dai Luoc; State-owned enterprise management - Inadequacy
and innovative proposal by Nguyen Canh Nam, High quality human resource
development: experience from Viettel by Nguyen Thanh Nam, State-owned
enterprise model in Vietnam until 2020 by Pham Quang Trung...
Relationships among people in product distribution are also one of the
fundamental aspects of production relations. However, in the process of exploring
and collecting documents, we find that there are not many in-depth research works
on this issue. Here are some of the researches we have approached. The general
theory of distribution of socialism, by Li Bing - Chinese. "The distribution of
5
products in the transitional period to socialism in our country today" by Nguyen
Duc Luan.
1.2. RESEARCH WORKS RELATED TO SITUATION OF THE
TRANSFORMATION OF SOCIALIST PRODUCTION RELATIONS IN THE
PERIOD OF REFORM IN VIET NAM
Over the years, there have been many works, articles related to the reality of
socialist production relations in different perspectives, such as:
"Vietnam economy through 30 years of transformation" by Pham Quy Tho,
Publishing House of Information and Communication. "Debt of state-owned
enterprises: the threat of Vietnam's public debt", Journal of Economic Research
(453) by Pham The Anh. "Some Challenges in the Equalization of state-owned
enterprises in Vietnam" by Nguyen Duc Do, Financial Times Magazine, 10/2016.
"Reforming the growth model, restructuring the economy" of the Central
Economic Committee, led by Mr. Vuong Dinh Hue. "Reforming management of
state-owners towards State economic corporation in Vietnam" by Phung The
Hung. "State-owned enterprises in a socialist-oriented market economy" by the
authors of the Central Committee's Scientific Council, chaired by Nguyen Duy
Hung. "State management with state-owned economic corporation in Vietnam" by
Nguyen Thi Ha Dong. "The Nature of ownership in a multi-sectoral economy in
Viet Nam”, "The new wind for economic cooperation” by Thu Huong, published
in Business Times Magazine No. 245, December, 2016. "The nature of ownership
in the multi-sectoral economy in Vietnam" (2006) by Zhang Jiang Long.
1.3. RESEARCH WORKS RELATED TO DEVELOPMENT SOLUTIONS
FOR SOCIALIST PRODUCTION RELATIONS IN THE PERIOD OF REFORM
IN VIET NAM
Over the years, there have been many works that have proposed solutions to
develop socialist production relations in our country in different aspects as
follows:
"A number of theoretical and practical issues of socialism and the road to
socialism in Vietnam" by Phung Huu Phu, Le Huu Nghia, Vu Van Hien and
Nguyen Viet Thong (co-editors). "New thinking on socio-economic development
of Vietnam in the new context" by Luong Xuan Quy. "Economic Corporation in
Promoting Economic Restructuring" by Nguyen Huu Dat and Ngo Tuan Nghia
co-editor.
"State-owned enterprises in the socialist-oriented market economy" by the
authors of the Scientific Council of the Central Party. "Reforming the efficiency of
state-owned enterprises, ensuring the leading role of the state economy in the
socialist-oriented market economy" by Ta Ngoc Tan and Le Quoc Ly as the editor
and publisher, 2012. "Development of collective economy in 30 years of reform in
6
Vietnam" by Vu Kim Cu. "International Cooperative Experiences and reality in
Vietnam" by the Department of Planning and Investment.
1.4. OVERVIEW OF RESEARCH RESULTS OF SCIENTIFIC
WORKS RELATED TO THE THESIS AND ISSUES THAT NEED FURTHER
STUDY
1.4.1. Overview the research results of scientific works related to
the thesis
After surveying researches related to the thesis’s contents, the authors can
overview the following results:
Firstly, the works have researched the theory of socialist production
relations in terms of:
- Researching the theory of Marxism-Leninism on the ownership and
application of the Vietnam Communist Party to the cause of reform. All the
research works confirm the need to develop diversified forms of ownership, to
form a socialist-oriented market economy in our country.
- Researching the general economic model in our country during the
transitional period to socialism. In this area, there are authors such as Phung Huu
Phu, Tran Van Phong, Truong Giang Long ... All authors affirm that the socialist-
oriented market economy in our country is a modern, integrating market economy
with many forms of ownership, various economic sectors; in which state economy
plays the major role. The major role of State economy is the peculiarity of our
economy to lead the orientation towards socialism, socialist production relations
are not only suitable but also progressive as the Party affirmation in the document
of the 12th Congress "have the progressive production relations, which suit the
level of production force."
Secondly, the works have researched the reality of socialist production
relations in Vietnam during the period of reform.
The researches belong to this group are reflected in research works on state-
owned enterprises, economic corporations and cooperatives in our country during
the period of reform. Especially, in the recent years, when the economic crisis
affects our country, it clearly exposed the limitations of socialist production
relations. The works have shown the urgent, negative aspects of socialist
production relations such as: big losses of state-owned enterprises, the weakness
of Cooperatives in Vietnam. These are overly references to the author when
writing chapter 3 with the content on the status of the transformation of socialist
production relations in Vietnam in the period of reform.
Thirdly, the works have provided directions and solutions to promote the
positive effects, limit the negative effects of the state economy and collective
economy. These are the necessary references to chapter 4 of the thesis. However,
7
in each of these research works, the authors mainly provide directions and
solutions to the content they have studied that are each aspect, each specific part of
the production relations. Thus, in addition to the successor of the predecessor, the
solution also provides a direction and some of its principal solutions to promote
positive changes, limit the negative changes of the socialist productive relations in
Vietnam today.
1.4.2. The arising issues that need further study
From literature review on related research of the thesis topic and the results
that are already outlined above, the author presents some issues that the thesis
needs to focus on.
Firstly, to systemize the theory of Marxism-Leninism and some of the
Communist parties in the world and the Communist Party of Vietnam on
production relations and socialist production relations
Secondly, to research the factors that influence the transformation of
socialist production relations in our country in the context of globalization and
cooperation which is going on strongly.
Thirdly, to research the role of socialist production relations in the period of
reform, the orientation to socialism in Vietnam
Fourthly, to research the reality of changes of socialist production relations
in the period of reform.
Fifthly, to propose major directions and solutions to promote positive
changes and limit the negative changes of the socialist production relations in
Vietnam today.
Summary of chapter 1
Based on an overview of the research works related to the thesis topic, it can
be seen that there have been many research works on production relations and
socialist production relations up to now in the period of reform in our country.
Research works on various aspects and approaches. However, the research on
socialist production relations from a philosophical point of view is not much.
Hence, the thesis continues to inherit the results of the predecessors to apply to
researching the transformation of socialist production relations in the reform
period in Vietnam, to interpret the proposed issues in terms of philosophy. In
doing so, the author believes that his research will have a certain contribution to
the system of research works on socialist production relations in our country and
contribute to the reference material for policymakers involved in socialist
production relations in Vietnam.
8
Chapter 2
SOCIALIST PRODUCTION RELATIONS IN THE PERIOD OF
REFORM IN VIET NAM- SOME GENERAL THEORETICAL ISSUES
2.1. SOCIALIST PRODUCTION RELATIONS AND ITS ROLE IN THE
PERIOD OF REFORM IN VIET NAM
2.1.1. Conception of production relations and socialist production
relations
2.1.1.1. Conception of Marxism-Leninism in production relations
* Concept of production relations
Production relations are the concept of historical materialism, which refers
to the relations among people in the process of material production. This is the
basic economic relations that characterize a certain socialist regime. Production
relations consist of three aspects: the ownership relations on the means of
production, the relations on the organization of production management, the
relations on the distribution of products.
* Structure of production relations
The above concept shows that production relations consist of three basic
aspects: relations among people on ownership of production materials,
organization, production management, distribution of labor products. In those
aspects of production relations, the ownership relations on the means of
production materials are the starting relations, the basic relations, and characterize
the produc