With the development of human history, technology is gradually
developing breakthroughs. One of the most important periods that opened
up the early beginnings of the modern era was the industrial revolution.
During this time, the machinery industry has been formed, contributed an
important role in supporting production activities. Machinery allows
production of a variety of items. It is not only speed performance but also
high efficiency beyond the human ability. In addition, machines perform
better in long-term jobs and achieve higher consistency. The quality of
work can be changed when human is influenced by emotional factors,
health, etc. In addition, the machines help to carry out various dangerous
tasks on behalf of humans. The machines are widely used in various fields
such as: manufacturing, construction, agriculture, industry, mining, .
Today, many machines are even designed to operate without controlling
human. With the support of machines, the world becomes more
modernizing and growing. Particularly in the context, the industrial
revolution is developing on the world and affecting to the global economy.
The research, manufacture and enhance longevity and ability to work of
machinery that has contributed significantly to the industrial revolution.
Shaft is one of the most important parts in machine. The Shaft is
used to transmit torque and rotation from a part to another part of the
machine through other machine parts assembly on the shaft such as the
gear, belt, key, shaft couplings. The characteristic movement of shaft is
rotary motion. During operation, the shaft is subjected to torque induced by
the engine or system to the transmission shaft [21], [22], [25], [26], [28],
[35]. In particular, the shafts and other components are generally made of
elastic materials. So under the influence of torque, the axis will be
subjected to twisting. This deformation is changed over time and repeated
at each rotation cycle of the shaft that is called shaft oscillation. This
oscillation is particularly harmful, undesirable. It is cause of fatigue
damage and effects to the longevity and workability of the shaft and
machine [21], [22], [25], [26], [ 28], [35]. Specifically, this deformation is
cause of the vibration, machine noise, and fatigue damage of shaft. It
effects not only to the shaft itself, but also damages other important
machines mounted on the shaft. Thereby it induces damaging of the
machine. The study to reduction of shaft vibration is an important and
timely task [21], [22], [25], [26], [28], [35].
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MINISTRY OF
EDUCATION AND
TRAINING
VIETNAM ACADEMY
OF SCIENCE AND
TECHNOLOGY
GRADUATE UNIVERSITY OF SCIENCE AND TECHNOLOGY
----------------------------
Vu Xuan Truong
STUDY ON REDUCTION OF TORSIONAL VIBRATION OF
SHAFT USING DYNAMIC VIBRATION ABSORBER
Major: Engineering Mechanics
Code: 62 52 01 01
SUMMARY OF DOCTORAL THESIS IN MECHANICAL
ENGINEERING AND ENGINEERING MECHANICS
Hanoi - 2018
The doctoral thesis was completed at Institute of Mechanics,
Graduate University of Science and Technology, Vietnam Academy
of Science and Technology.
Supervisors: 1. Assoc.Prof.Dr. Khong Doan Dien
2. Dr Nguyen Duy Chinh
Reviewer 1: Prof.Dr. Hoang Xuan Luong
Reviewer 2: Assoc.Prof.Dr. Nguyen Phong Dien
Reviewer 3: Dr. La Duc Viet
This doctoral thesis will be defended at Graduate University of
Science and Technology, Vietnam Academy of Science and
Technology on ... hour ..., date ... month ... 2018.
This doctoral thesis can be found at:
- Library of the Graduate university of Science and Technology
- National Library of Vietnam
1
INTRODUCTION
1. Necessary of doctoral thesis
With the development of human history, technology is gradually
developing breakthroughs. One of the most important periods that opened
up the early beginnings of the modern era was the industrial revolution.
During this time, the machinery industry has been formed, contributed an
important role in supporting production activities. Machinery allows
production of a variety of items. It is not only speed performance but also
high efficiency beyond the human ability. In addition, machines perform
better in long-term jobs and achieve higher consistency. The quality of
work can be changed when human is influenced by emotional factors,
health, etc. In addition, the machines help to carry out various dangerous
tasks on behalf of humans. The machines are widely used in various fields
such as: manufacturing, construction, agriculture, industry, mining, ...
Today, many machines are even designed to operate without controlling
human. With the support of machines, the world becomes more
modernizing and growing. Particularly in the context, the industrial
revolution is developing on the world and affecting to the global economy.
The research, manufacture and enhance longevity and ability to work of
machinery that has contributed significantly to the industrial revolution.
Shaft is one of the most important parts in machine. The Shaft is
used to transmit torque and rotation from a part to another part of the
machine through other machine parts assembly on the shaft such as the
gear, belt, key, shaft couplings... The characteristic movement of shaft is
rotary motion. During operation, the shaft is subjected to torque induced by
the engine or system to the transmission shaft [21], [22], [25], [26], [28],
[35]. In particular, the shafts and other components are generally made of
elastic materials. So under the influence of torque, the axis will be
subjected to twisting. This deformation is changed over time and repeated
at each rotation cycle of the shaft that is called shaft oscillation. This
oscillation is particularly harmful, undesirable. It is cause of fatigue
damage and effects to the longevity and workability of the shaft and
machine [21], [22], [25], [26], [ 28], [35]. Specifically, this deformation is
cause of the vibration, machine noise, and fatigue damage of shaft. It
effects not only to the shaft itself, but also damages other important
machines mounted on the shaft. Thereby it induces damaging of the
machine. The study to reduction of shaft vibration is an important and
timely task [21], [22], [25], [26], [28], [35].
2
By wishing to inherit and develop previous research results and
applying the research results in practice to improve lifespan, ability to
work, accuracy of the shaft in general and machine in particular. Author
chose topic: "Study on reduction of torsional vibration of shaft using
dynamic vibration absorber" to study in my thesis.
2. Research propose of the thesis
As discussed above, torsional vibrations are particularly harmful to
the durability, longevity and performance of the shaft in general and the
machine in particular. During the working process, it is cause of vibration
and noise. It is not only affects the life span and working ability of the shaft
but also directly affects the quality of the machining parts. In particular, is
has no research used the calculation method to optimize the parameters of
oscillator for the main system under torsion oscillator. Therefore, the
purpose of the thesis is research to reduce the torsion oscillator of the shaft
by the dynamic vibration absorber (DVA).
3. Object and research scope
Object of research
The object of the thesis is the optimal parameters of the passive DVA to
reduce the torsional vibration of shaft when it is subjected to different
types of agitation: harmonic, impact and random excitation.
Research scope
In the scope of this thesis, author find out the optimal parameters of the
DVA to reduce the torsional vibration for the SDOF (single degree of
freedom) shaft-DVA system and to develop the fixed point method for
N-th degree of the MDOF (multi degrees of freedom) shaft model. The
thesis only focuses on reducing the torsional vibration, without bending
and axial vibration, Calculations include these vibration are
mentioned in part “Further research directions”.
4. Methodology of research
Based on the actual shaft, author has transformed a real shaft model
into a theoretical model that attached the DVA absorber. From the
calculation model of shaft attached the DVA, author used Lagrange
equation to set the vibration differential equations of the system. From the
differential equations obtained, author researches, analyses, calculate to
reduce the torsional vibration for the shaft and find out analytic solutions of
system by the methods: fixed point method (FPM), minimization of
3
quadratic torque (MQT), maximization of equivalent viscous resistance
method (MEVR) and minimization of kinetic energy method (MKE).
To perform the calculations and evaluation the effect of oscillation
reduction in thesis, author built the computer programs on Maple software
to simulate oscillations of the system so that the reader has a visual view on
the efficiency of the DVA. This software is used by scientists around the
world for it can be obtained the reliable results.
5. Structure of the thesis
The thesis consists of the beginning, four chapters and concluding
section, next study with 139 pages, 12 tables and 45 figures and graphs.
Chapter 1 presents an overview about researches on the reduction
of torsional vibration and the calculation methods to determine the optimal
parameters of the DVA. Chapter 2 establishes the computational model and
determines the differential equations system of motion that describes the
vibration of the mechanic system. Chapter 3 solves problem to calculate the
reduction of torsional vibration for the shaft and determines the optimal
parameters of the DVA by some different methods. Chapter 4 analyzes,
evaluates the efficiency of oscillation reduction according to the optimal
results defining in Chapter 3. Besides, the chapter simulates the numerical
results of the research to reduce the oscillation of machine. And the chapter
also develops research results for shaft model that has MDOF. The main
and new contributions and further research direction of the thesis are
summarized in the concluding section.
CHAPTER 1. OVERVIEW ON REDUCTION OF TORSIONAL
VIBRATION AND METHODS FOR DETERMINING THE
OPTICAL PARAMETERS
1.1. Overview on reduction of torsional vibration researches
1.2. Overview of DVA and vibration reduction methods.
1.2.1. General introduction.
1.2.2. The basic principles of DVA
1.2.3. Calculate the DVA for the undamped structure
1.2.4. Calculate the DVA for the damped structure
1.2.5. Optimal parameter calculations for MDOF structure.
1.2.6. Some criterias for determining DVA
1.3. Conclusion for chapter 1
Chapter 1 gave an overview of domestic and international studies on
the reduction of torsional vibration for the shaft; overview of the DVA. The
chapter presents the basic principles of passive DVA, provides methods for
4
calculating passive DVA applying on damped and undamped main system;
Overview on studies for determining optimal parameters in case the main
system that has many degrees of freedom.
At the end of the chapter, author figure out some criterias for
identifying passive DVA. These are the basis for author’s study to
determine the optimal parameters of the passive DVA that can be reduced
the torsional vibration of the shaft when it is subjected to different
excitations such as: Air, collision, accidental incitement ... in the following
chapters.
CHAPTER 2. TORSIONAL VIBRATION DIFFERENTIAL
EQUATIONS FOR SHAFT ATTACHED DVA
2.1. Analyzing the model of torsional vibration of the shaft-DVA
structure in the thesis.
From the researches in Chapter 1, author finds out that there are
many studies on the reduction of torsional vibration with or without CPVA
(centrifugal pendulum vibration absorber), CDR (centrifugal delay
resonant) and DVA (dynamic vibration absorbers). But these studies just
focus on the stability and motion control of oscillating absorber systems,
and it has no research that uses the optimum arithmetic calculations to
calculate the optimal parameters of DVA for main system under torsional
vibration. There are some studies to reduce the torsional vibration of shaft
by setting a DVA in different forms. In these studies, authors also focused
on determining optimal parameters for the DVA design. However, the
methods used in these studies are always numerical methods such as the
Taguchi method, the Gauss-Newtonian nonlinear regression method. So
optimization results only can be applied to a detail shaft and it can be not
applied to any shaft with variable parameters [7], [9], [10], [13], [14].
Therefore, in this thesis, author proposed to set a DVA in disk type
–spring- damper on the shaft to reduce the torsional vibration of the shaft as
shown in Figure 2.1. In fact, the DVA disc-type spring-breaker is a
particular type of DVA, which applies the results of the CPVA oscillator
[40], [43], [44] and the DVA should be designed symmetrically through the
center of the shaft. This model overcomes the limitations of [7], [9], [10],
[13], [14] and inherits the advantages of the absorption design in [21], [26],
[54] with the DVA design that has center is centered on axis of the shaft, so
that no eccentricity occurs and the structure achieves the greatest stability.
Particularly, in this thesis, author concentrates on studying,
calculating and determining the optimal parameters of the DVA in
analytical form with the aim of reducing the angular displacement of the
5
main system (torsional angle of shaft) by using the fixed point method [29],
[59], [60], minimization of quadratic torque approaches [60], [67],
maximization of equivalent viscous approaches [39], [60] ] and the
minimizing energy method [6], [63], [64] of the system to determine the
optimal parameters of the DVA, such as the damping and the tuning ratio.
From this, author calculate the results obtained for evaluating the effect of
shaft oscillation reduction with different types of excitation, according to
different criteria.
Figure 2.1 shows a schematic diagram of the rotary-disk-mounted
DVA. The modeled shaft consists of a spring with a torsional rigidity of ks
(Nm), and a disc with mass momentum inertia is Jr [35], [59] (shaft and
rotor rigid with shaft via hub). The machine shaft rotates with angular
velocity Ω0 (s-1). The shaft affected by the damped coefficient cs.
ak
ac
0
rJ aJ
sk
sc
Figure 2.1. The shaft-DVA structure.
1e 2e
ac
ak
r
r a
( )M t
Figure 2.2. Model of dynamic vibration absorber (DVA)
In order to reduce the torsional vibration for the shaft, author set up
a mass-spring-dics (DVA) oscillator on the shaft through the hub of the
DVA. The connection between the shaft and DVA is a spline shaft. So the
6
rotor of the DVA will rotate with the shaft. The structure diagram of the
DVA is discussed in the thesis, as shown in Figure 2.2.
The DVA consists of a rotor (fixed with shaft through a hub) and a
passive disk. The rotor and the passive disk are connected together through
spring-damper. Inertial radii and inertia momentum of rotor and disc are ρr,
Jr, ρa, Ja, respectively. The stiffness of each spring is ka (N/m), the viscosity
of each damper is ca (Ns/m). The rotational angle of the rotor is φr (rad), the
relative rotation between the passive disk and the rotor is rad (rad). The
torsion angle θ(t) between the two shaft ends is defined as θ(t) = φr-Ω0t.
The motor shaft is affected by the excitation torque M(t) due to the system
mounted behind the impact axis [35].
2.2. Establish vibration differential equations for shaft-DVA strucrure
By using the Lagrange equation for the torsional shaft model with
the DVA, author obtained the differential equation system describing the
torsional vibration of the shaft as follows:
2 2 2( ) ( )r r a a a a a s sm m m c k M t
(2.29)
2 2 2 2
1 2 0a a a a a a a a am m nk e nc e
(2.30)
Demonstreting equations (2.29) and (2.30) in matrix form, it can be
obtained as:
FKqqCqM (2.31)
where the general coordinate vector, mass matrix, damping matrices,
stiffness matrix and vector of excitation forces are expressed as follows:
T
a q
2 2 2
2 2
r r a a a a
a a a a
m m m
m m
M
2
2
0
0
s
a
c
nc e
C
2
1
0
0
s
a
k
nk e
K
2
( )
0
T
r r
M t
m
F
In case undamped primary system, the differential equation is rewritten as
follows:
2 2 2( ) ( )r r a a a a a sm m m k M t
(2.37)
2 2 2 2
1 2 0a a a a a a a a am m nk e nc e
(2.38)
2.3. Simulate torsional vibration of the shaft-DVA system.
In this section, author performs the simulation of the torsional
vibration of the non-retractable shaft with the DVA absorber with any
parameter (without DVA the optimum parameters). To simulate numerical
shaft model, author used simulation data in the publication [35] of Prof.
Hosek (Figure 1.2).
7
Figure 2.3. Torsional vibration
response with harmonic excitation
at resonance frequency
Figure 2.4. Torsional vibration
response with impact excitation
Figure 2.5. Torsional vibration response with random excitation
In this chapter, the simulation purpose for the torsional vibration of the
shaft is: If the selected design parameters are unreasonable, it may have
effect to reduce oscillation but with low efficiency (Figures 2.4 and 2.5). It
is not only unable vibration reduction effects but also increases the
amplitude of this harmful vibration. It can see that determining the optimal
parameters of the DVA absorber to improve the efficiency of reducing the
torsional vibration for the shaft is a very meaningful and practical
application technique.
2.4. Conclusions for chapter 2
Chapter 2 establishes a mechanical model and a mathematical
model to determine the torsional vibration of the shaft using a non-
blocking, disk-retaining spring-loaded DVA. To establish the differential
equation system for shaft model, author uses the type II Lagrange equation.
The differential equation system is linear. From the torsional vibration rule
of the shaft, it contains the design parameters of the DVA. Which is the
8
scientist basis to study, analyze, calculate optimal parameters of DVA with
different optimum standards.
At the end of the chapter, author simulates the torsional vibration
response of the shaft in case of with and without the DVA using any
selected parameters. It finds out that the installation of the DVA into the
shaft has the effect of changing the amplitude of the shaft oscillation.
Hoauthorver, does not imply that the amplitude of the oscillation is reduced
by the vibration amplitude of the motor shaft. The shaft is not reduced but
also increased. According the results, author find that the study of determining
the optimum parameters of the DVA is very necessary and meaningful. The
calculation of optimal parameter is presented in Chapter 3.
CHAPTER 3. RESEARCH, ANALYSIS, CALCULATION AND
DETERMINATION OPTIMAL PARAMETERS OF DVA
For the purpose of research, author calculates the optimal oscillator
to reduce the displacement of the main system. The optimal parameters of
the DVA include the spring coefficient and the viscous resistance.
Identification of these parameters allows to choice the spring and viscous
oil for the DVA design with the best vibration reduction performance while
still ensuring the technical and economical requirements when designing
DVA.
3.1. Determination of optimal parameters in case the shaft is subject to
harmonic excitation
Under the harmonic excitation, the fixed point method (FPM-Fixed
Points Method) is used to determine optimal parameters. In this part, author
finds the optimal parameters of the DVAs for the purpose of reducing the
displacement of the main system (torsional vibration of shaft). From
differential equation system (2.37) and (2.38), the nature frequency of the
DVA is presented as:
a
a
a
k
m
(3.1)
and the nature frequency of shaft:
s
s
r
k
J
(3.2)
Introducing dimensionless parameters: μ = ma /mr, η = ρa / ρr, λ = e1 / ρr, α
= ωa /Ωs, β = ω /Ωs, ξ = ca /(ma ωa)
Thus the differential equations (2.25) and (2.26) become:
9
2
222 )1(
rr
sa
m
M
(3.3)
0222222 asasa nn (3.4)
Comparing the torsion oscillator (3.3), (3.4) with differential
equation (1.9b) (see the overview in Chapter 1 of this thesis), author finds
out that the differential equations (3.3), (3.4) belong to the standard
equation of Den Hartog. This means that the application of the classical
fixed point theory to the torsional shaft model studied in the thesis is
perfectly consistent and reliable.
Present equations (3.3), (3.4) in the matrix form as:
FKqqCqM (3.5)
where
a
q
22
221
M
20
00
sn
C
222
2
0
0
s
s
n
K 2
( )
0
r r
M t
m
F
In the case, the shaft is excited by harmonic moment I tM Me , Eq (3.5)
becomes:
0
a
tI
s
tI
sa
tI
sa
tI
s
tI
s
s
tI
sa
tI
s
tI
s
ssss
ssss
eeenIen
e
k
M
eee
ˆˆˆˆ
ˆ
ˆˆˆ)1(
22222222222
22222222
(3.16)
By solving equation (3.16) using the Maple, the complex oscillation
amplitude of the main torsional vibration (elastic shaft) is obtained as:
2 2 2 2 2
4 2 2 3 2 2 2 2 2 2 2 2 2
ˆ
ˆ
(1 ) (1 ) s
I n n M
kI n n I n n
(3.17)
Introducing dimensionless factors
2 2 2 2
1 Re( )A B n (3.20)
10
2
2
1
Im( )A B n
(3.21)
2 2 2 2 2 2 2
3
2 2 4 2 2 2
Re( )A C n n
n
(3.22)
3 2 2 3 2 2
4
1
Im( )A C n n n
(3.23)